0001213900-20-043312.txt : 20201217 0001213900-20-043312.hdr.sgml : 20201217 20201217200434 ACCESSION NUMBER: 0001213900-20-043312 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen & Company, LLC CENTRAL INDEX KEY: 0001510279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39818 FILM NUMBER: 201397666 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-701-9555 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER NAME: FORMER CONFORMED NAME: IFMI, LLC DATE OF NAME CHANGE: 20111116 FORMER NAME: FORMER CONFORMED NAME: Cohen Brothers, LLC DATE OF NAME CHANGE: 20110113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSU ACQUISITION CORP III CENTRAL INDEX KEY: 0001829889 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853356658 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 4844593476 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2020-12-17 0 0001829889 INSU ACQUISITION CORP III IIII 0001510279 Cohen & Company, LLC 2929 ARCH STREET, SUITE 1703 PHILADELPHIA PA 19104 0 0 1 0 Class A common stock 575000 I By Insurance Acquisition Sponsor III, LLC Class B common stock Class A common stock 2660000 I By Insurance Acquisition Sponsor III, LLC Class B common stock Class A common stock 5888333 I By Dioptra Advisors III, LLC Warrants 11.50 Class A common stock 191666 I By Insurance Acquisition Sponsor III, LLC These shares are held directly by Insurance Acquisition Sponsor III, LLC and underlie 575,000 units of the issuer that this entity irrevocably committed to purchase. These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. The Class B shares will automatically convert into Class A shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. The shares of Class B common stock include up to 1,090,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option. The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A shares or the issuer's liquidation. These warrants are held directly by Insurance Acquisition Sponsor III, LLC and underlie 575,000 units of the issuer that this entity irrevocably committed to purchase. /s/ Joseph W. Pooler, Jr., CFO 2020-12-17