0001213900-20-043312.txt : 20201217
0001213900-20-043312.hdr.sgml : 20201217
20201217200434
ACCESSION NUMBER: 0001213900-20-043312
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen & Company, LLC
CENTRAL INDEX KEY: 0001510279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39818
FILM NUMBER: 201397666
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-701-9555
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER NAME:
FORMER CONFORMED NAME: IFMI, LLC
DATE OF NAME CHANGE: 20111116
FORMER NAME:
FORMER CONFORMED NAME: Cohen Brothers, LLC
DATE OF NAME CHANGE: 20110113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSU ACQUISITION CORP III
CENTRAL INDEX KEY: 0001829889
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 853356658
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET STE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 4844593476
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET STE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
3
1
ownership.xml
OWNERSHIP DOCUMENT
X0206
3
2020-12-17
0
0001829889
INSU ACQUISITION CORP III
IIII
0001510279
Cohen & Company, LLC
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104
0
0
1
0
Class A common stock
575000
I
By Insurance Acquisition Sponsor III, LLC
Class B common stock
Class A common stock
2660000
I
By Insurance Acquisition Sponsor III, LLC
Class B common stock
Class A common stock
5888333
I
By Dioptra Advisors III, LLC
Warrants
11.50
Class A common stock
191666
I
By Insurance Acquisition Sponsor III, LLC
These shares are held directly by Insurance Acquisition Sponsor III, LLC and underlie 575,000 units of the issuer that this entity irrevocably committed to purchase.
These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
The Class B shares will automatically convert into Class A shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
The shares of Class B common stock include up to 1,090,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.
The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A shares or the issuer's liquidation.
These warrants are held directly by Insurance Acquisition Sponsor III, LLC and underlie 575,000 units of the issuer that this entity irrevocably committed to purchase.
/s/ Joseph W. Pooler, Jr., CFO
2020-12-17