0001104659-20-130167.txt : 20201127
0001104659-20-130167.hdr.sgml : 20201127
20201127212250
ACCESSION NUMBER: 0001104659-20-130167
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201124
FILED AS OF DATE: 20201127
DATE AS OF CHANGE: 20201127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen & Company, LLC
CENTRAL INDEX KEY: 0001510279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39737
FILM NUMBER: 201356161
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-701-9555
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER NAME:
FORMER CONFORMED NAME: IFMI, LLC
DATE OF NAME CHANGE: 20111116
FORMER NAME:
FORMER CONFORMED NAME: Cohen Brothers, LLC
DATE OF NAME CHANGE: 20110113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 10X Capital Venture Acquisition Corp
CENTRAL INDEX KEY: 0001821595
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852446849
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 WORLD TRADE CENTER
STREET 2: 85TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: (212) 257-0069
MAIL ADDRESS:
STREET 1: 1 WORLD TRADE CENTER
STREET 2: 85TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
3
1
a3.xml
3
X0206
3
2020-11-24
0
0001821595
10X Capital Venture Acquisition Corp
VCVCU
0001510279
Cohen & Company, LLC
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104
0
0
1
0
Units
1650000
I
By J.V.B. Financial Group, LLC
Units
1650000
I
By managed account
Class B Common Stock, par value $0.0001 per share
Class A Common Stock
5031250
I
By 10X Capital SPAC Sponsor I LLC
Warrants
11.50
Class A Common Stock
2750000
I
By 10X Capital SPAC Sponsor I LLC
Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant.
These shares are held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
The shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents, and have no expiration date.
The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
The shares of Class B common stock include up to 656,250 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.
The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding shares of Class A Common Stock or the issuer's liquidation.
/s/ Joseph W. Pooler, Jr., CFO
2020-11-27