0001104659-20-130167.txt : 20201127 0001104659-20-130167.hdr.sgml : 20201127 20201127212250 ACCESSION NUMBER: 0001104659-20-130167 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen & Company, LLC CENTRAL INDEX KEY: 0001510279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39737 FILM NUMBER: 201356161 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-701-9555 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER NAME: FORMER CONFORMED NAME: IFMI, LLC DATE OF NAME CHANGE: 20111116 FORMER NAME: FORMER CONFORMED NAME: Cohen Brothers, LLC DATE OF NAME CHANGE: 20110113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 10X Capital Venture Acquisition Corp CENTRAL INDEX KEY: 0001821595 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 852446849 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: 85TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: (212) 257-0069 MAIL ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: 85TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 3 1 a3.xml 3 X0206 3 2020-11-24 0 0001821595 10X Capital Venture Acquisition Corp VCVCU 0001510279 Cohen & Company, LLC 2929 ARCH STREET, SUITE 1703 PHILADELPHIA PA 19104 0 0 1 0 Units 1650000 I By J.V.B. Financial Group, LLC Units 1650000 I By managed account Class B Common Stock, par value $0.0001 per share Class A Common Stock 5031250 I By 10X Capital SPAC Sponsor I LLC Warrants 11.50 Class A Common Stock 2750000 I By 10X Capital SPAC Sponsor I LLC Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant. These shares are held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. The shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents, and have no expiration date. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. The shares of Class B common stock include up to 656,250 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option. The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding shares of Class A Common Stock or the issuer's liquidation. /s/ Joseph W. Pooler, Jr., CFO 2020-11-27