0001104659-17-019139.txt : 20170324 0001104659-17-019139.hdr.sgml : 20170324 20170324152550 ACCESSION NUMBER: 0001104659-17-019139 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170324 DATE AS OF CHANGE: 20170324 EFFECTIVENESS DATE: 20170324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IFMI, LLC CENTRAL INDEX KEY: 0001510279 IRS NUMBER: 010825075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-283309 FILM NUMBER: 17712597 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-701-9555 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: Cohen Brothers, LLC DATE OF NAME CHANGE: 20110113 D 1 primary_doc.xml X0707 D LIVE 0001510279 IFMI, LLC Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 (215) 701-9555 DELAWARE None Cohen Brothers, LLC Limited Liability Company true Joseph Pooler Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Executive Officer Daniel G. Cohen Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Executive Officer Director Thomas Costello Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director G. Steven Dawson Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director Jack J. DiMaio, Jr. Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director Jack Haraburda Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director Diana Liberto Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director James J. McEntee, III Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director Neil S. Subin Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Director Lester Brafman Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Executive Officer Douglas Listman Cira Centre 2929 Arch Street, 17th Floor Philadelphia PA PENNSYLVANIA 19104 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false 2017-03-10 false true true false 0 15000000 15000000 0 false 1 0 0 0 false IFMI, LLC /s/ Joseph W. Pooler, Jr. Joseph W. Pooler, Jr. Executive VP, CFO and Treasurer 2017-03-24