0000919574-20-003951.txt : 20200605 0000919574-20-003951.hdr.sgml : 20200605 20200605094424 ACCESSION NUMBER: 0000919574-20-003951 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 EFFECTIVENESS DATE: 20200605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Axonic Credit Opportunities Overseas Fund, Ltd. CENTRAL INDEX KEY: 0001509622 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-153254 FILM NUMBER: 20944847 BUSINESS ADDRESS: STREET 1: INTERTRUST STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 212 259 0430 MAIL ADDRESS: STREET 1: INTERTRUST STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001509622 Axonic Credit Opportunities Overseas Fund, Ltd. INTERTRUST 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 212 259 0430 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true -- Axonic Capital LLC 520 Madison Avenue 42nd Floor New York NY NEW YORK 10022 Executive Officer Investment Manager Clayton DeGiacinto Axonic Capital LLC 520 Madison Avenue, 42nd Floor New York NY NEW YORK 10022 Director Scott Dakers Intertrust 190 Elgin Avenue, George Town Grand Cayman E9 CAYMAN ISLANDS KY1-9005 Director Richard Ruffer Intertrust Fiduciary Services 275 Madison Avenue, Suite 1614 New York NY NEW YORK 10016 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-19-004028 2011-01-01 true true true false 100000 UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 None None 522 FIFTH AVENUE, 14TH FLOOR NEW YORK NY NEW YORK 10036 All States false ALPS Distributors, Inc 16853 None None 1290 BROADWAY SUITE 1100 DENVER CO COLORADO 80203 All States false Indefinite 1166181383 Indefinite false 280 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees. true Axonic Credit Opportunities Overseas Fund, Ltd. /s/ John Kelly John Kelly Authorized Signatory 2020-06-05