0001104659-21-010208.txt : 20210201
0001104659-21-010208.hdr.sgml : 20210201
20210201163237
ACCESSION NUMBER: 0001104659-21-010208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paulson Larry
CENTRAL INDEX KEY: 0001509559
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577104
MAIL ADDRESS:
STREET 1: C/O NOVUS CAPITAL CORPORATION
STREET 2: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
tm214656d4_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-29
1
0001807707
AppHarvest, Inc.
NOVS
0001509559
Paulson Larry
C/O NOVUS CAPITAL
CORPORATION, 8556 OAKMONT LANE
INDIANAPOLIS
IN
46235
0
1
0
0
Chief Executive Officer
Common Stock, $0.0001 par value
2021-01-29
4
A
0
100000
10.00
A
337380
I
See Footnote
Represents 100,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
The shares are owned directly by the Larry M and Gretchen V Paulson Family Trust dated September 4, 2019 and any amendments thereto (the "Trust"). Mr. Paulson is a trustee of the Trust. Mr. Paulson disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein.
/s/ Larry Paulson
2021-01-29