0001104659-21-010208.txt : 20210201 0001104659-21-010208.hdr.sgml : 20210201 20210201163237 ACCESSION NUMBER: 0001104659-21-010208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson Larry CENTRAL INDEX KEY: 0001509559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577104 MAIL ADDRESS: STREET 1: C/O NOVUS CAPITAL CORPORATION STREET 2: 8556 OAKMONT LANE CITY: INDIANAPOLIS STATE: IN ZIP: 46260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 tm214656d4_4.xml OWNERSHIP DOCUMENT X0306 4 2021-01-29 1 0001807707 AppHarvest, Inc. NOVS 0001509559 Paulson Larry C/O NOVUS CAPITAL CORPORATION, 8556 OAKMONT LANE INDIANAPOLIS IN 46235 0 1 0 0 Chief Executive Officer Common Stock, $0.0001 par value 2021-01-29 4 A 0 100000 10.00 A 337380 I See Footnote Represents 100,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc. The shares are owned directly by the Larry M and Gretchen V Paulson Family Trust dated September 4, 2019 and any amendments thereto (the "Trust"). Mr. Paulson is a trustee of the Trust. Mr. Paulson disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein. /s/ Larry Paulson 2021-01-29