The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbott Laboratories COM 002824100 8 73 SH   SOLE   73 0 0
AbbVie, Inc. COM 00287Y109 7 87 SH   SOLE   87 0 0
Aberdeen Asia Pacific In Com COM 003009107 4,541 1,195,079 SH   SOLE   1,195,079 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 5 768 SH   SOLE   768 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,109 129,266 SH   SOLE   129,266 0 0
Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 1,841 422,333 SH   SOLE   422,333 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 5 561 SH   SOLE   561 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 1,129 154,458 SH   SOLE   154,458 0 0
Activision Blizzard, Inc. COM 00507V109 2 27 SH   SOLE   27 0 0
Adams Diversified Equity Fund Inc COM 006212104 2,907 186,841 SH   SOLE   186,841 0 0
Adams Natural Resources Fund Inc COM 00548F105 64 6,789 SH   SOLE   6,789 0 0
Adobe Systems, Inc. COM 00724F101 3 7 SH   SOLE   7 0 0
Advanced Micro Devices, Inc. COM 007903107 2 24 SH   SOLE   24 0 0
Air products and Chemicals, Inc. COM 009158106 12 45 SH   SOLE   45 0 0
Alcon, Inc. ORD SHS H01301128 6 100 SH   SOLE   100 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 20 66 SH   SOLE   66 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 161 11,825 SH   SOLE   11,825 0 0
AllianceBernstern Global High Income Fund COM 01879R106 685 66,601 SH   SOLE   66,601 0 0
AllianzGI Artificial Intelligence Opp Fund COM 01883M101 2,461 116,729 SH   SOLE   116,729 0 0
Alphabet, Inc. Cl C CL C 02079K107 11 7 SH   SOLE   7 0 0
Amazon Com Inc COM 023135106 21 7 SH   SOLE   7 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 190 15,948 SH   SOLE   15,948 0 0
American Tower Corporation COM 03027X100 1 6 SH   SOLE   6 0 0
Amgen Inc COM 031162100 156 717 SH   SOLE   717 0 0
Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 2 36 SH   SOLE   36 0 0
Apollo Tactical Income Fund Inc COM 037638103 3,716 295,651 SH   SOLE   295,651 0 0
Apple Inc COM 037833100 2 17 SH   SOLE   17 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 107 5,028 SH   SOLE   5,028 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 21 58 SH   SOLE   58 0 0
AstraZeneca Group plc ADR SPONSORED ADR 046353108 4 78 SH   SOLE   78 0 0
Autodesk, Inc. COM 052769106 2 7 SH   SOLE   7 0 0
Automatic Data Processing, Inc. COM 053015103 8 51 SH   SOLE   51 0 0
BeiGene, Ltd. SPONSORED ADR 07725L102 4 14 SH   SOLE   14 0 0
BlackRock 2022 Global Income Opp Tr COM 09258P104 3 300 SH   SOLE   300 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 618 47,529 SH   SOLE   47,529 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 1,360 142,736 SH   SOLE   142,736 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 12 1,713 SH   SOLE   1,713 0 0
BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 2,006 403,527 SH   SOLE   403,527 0 0
BlackRock Health Sciences Trust II COM SHS 09260E105 2,618 111,991 SH   SOLE   111,991 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 186 13,284 SH   SOLE   13,284 0 0
BlackRock Munihldngs Cali QL COM 09254L107 156 10,937 SH   SOLE   10,937 0 0
BlackRock Science and Technology Trust II SHS BEN INT 09260K101 2,502 95,563 SH   SOLE   95,563 0 0
BlackRock, Inc. COM 09247X101 14 24 SH   SOLE   24 0 0
Blackstone / GSO Long-Short Credit Income Fund COM SHS BN INT 09257D102 65 5,194 SH   SOLE   5,194 0 0
Boston Scientific Corp. COM 101137107 4 129 SH   SOLE   129 0 0
Boulder Growth & Income Fund Inc COM 101507101 4,333 455,145 SH   SOLE   455,145 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,319 119,828 SH   SOLE   119,828 0 0
Bristol-Myers Squibb Co COM 110122108 99 1,700 SH   SOLE   1,700 0 0
British American Tobacco PLC SPONSORED ADR 110448107 3 90 SH   SOLE   90 0 0
Broadcom, Inc. COM 11135F101 15 44 SH   SOLE   44 0 0
Cadence Design Systems, Inc. COM 127387108 17 160 SH   SOLE   160 0 0
Canadian National Railway Company COM 136375102 17 174 SH   SOLE   174 0 0
Central and Eastern European Fund Inc COM 153436100 4 222 SH   SOLE   222 0 0
Central Securities Corp COM 155123102 4,833 171,491 SH   SOLE   171,491 0 0
Chevron Corp. COM 166764100 5 77 SH   SOLE   77 0 0
Chubb Ltd COM H1467J104 5 35 SH   SOLE   35 0 0
Cisco Systems, Inc. COM 17275R102 9 245 SH   SOLE   245 0 0
Coca-Cola Co. (The) COM 191216100 3 68 SH   SOLE   68 0 0
Comcast Corp. Cl A Common Stock CL A 20030N101 5 114 SH   SOLE   114 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 7,069 656,381 SH   SOLE   656,381 0 0
Cornerstone Total Rtrn Fd In COM 21924U300 2,377 223,611 SH   SOLE   223,611 0 0
Costco Wholesale Corp. COM 22160K105 4 11 SH   SOLE   11 0 0
CRISPR Therapeutics AG NAMEN AKT H17182108 2 17 SH   SOLE   17 0 0
Crown Castle Intl Corp. COM 22822V101 11 70 SH   SOLE   70 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 145 11,218 SH   SOLE   11,218 0 0
Deutsche Municipal Income Trust COM 233368109 242 22,238 SH   SOLE   22,238 0 0
DTF Tax-Free Income Inc COM 23334J107 116 8,138 SH   SOLE   8,138 0 0
DWS Strategic Municipal Income Trust COM 23342Q101 53 5,000 SH   SOLE   5,000 0 0
Eaton Corp. plc (Ireland) SHS G29183103 4 35 SH   SOLE   35 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 6,832 583,896 SH   SOLE   583,896 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 101 8,034 SH   SOLE   8,034 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 14 1,195 SH   SOLE   1,195 0 0
Eli Lilly & Co COM 532457108 84 642 SH   SOLE   642 0 0
Empire State Realty Trust Inc CL A 292104106 398 73,894 SH   SOLE   73,894 0 0
Equifax, Inc. COM 294429105 2 11 SH   SOLE   11 0 0
Equinix Inc COM PAR $0.001 29444U700 23 31 SH   SOLE   31 0 0
Eversource Energy COM 30040W108 2 18 SH   SOLE   18 0 0
Facebook, Inc. CL A 30303M102 14 54 SH   SOLE   54 0 0
First Tr Inter Dur Pfd & In COM 33718W103 1,704 79,019 SH   SOLE   79,019 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 60 6,328 SH   SOLE   6,328 0 0
First Trust High Income Long/Short Fund COM 33738E109 1,174 87,029 SH   SOLE   87,029 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 109 35,166 SH   SOLE   35,166 0 0
Flying Eagle Acquistion Cor COM 34407Y103 10 902 SH   SOLE   902 0 0
Gabelli Equity Trust Inc COM 362397101 33 6,109 SH   SOLE   6,109 0 0
General American Investors Co Inc COM 368802104 2,377 72,280 SH   SOLE   72,280 0 0
GoDaddy, Inc. CL A 380237107 2 32 SH   SOLE   32 0 0
Goldman Sachs Group, Inc. (The) COM 38141G104 1 7 SH   SOLE   7 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 16,882 2,150,544 SH   SOLE   2,150,544 0 0
Hilton, Inc COM 43300A203 2 26 SH   SOLE   26 0 0
Honeywell Intl, Inc. COM 438516106 14 84 SH   SOLE   84 0 0
ICICI Bank Ltd ADR 45104G104 9 847 SH   SOLE   847 0 0
IDEX Corp. COM 45167R104 3 18 SH   SOLE   18 0 0
IDEXX Labs Inc. COM 45168D104 3 6 SH   SOLE   6 0 0
Illinois Tool Works, Inc. COM 452308109 6 30 SH   SOLE   30 0 0
Incyte Corp COM 45337C102 23 260 SH   SOLE   260 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 49 5,000 SH   SOLE   5,000 0 0
Insulet Corp. COM 45784P101 2 11 SH   SOLE   11 0 0
Intercontinental Exchange Group, Inc. COM 45866F104 2 22 SH   SOLE   22 0 0
InterContinental Hotels Group plc ADR SPONSORED ADR 45857P806 2 33 SH   SOLE   33 0 0
Intuitive Surgical, Inc. COM 46120E602 7 11 SH   SOLE   11 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,575 170,279 SH   SOLE   170,279 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 73 270 SH   SOLE   270 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 725 5,550 SH   SOLE   5,550 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 647 7,481 SH   SOLE   7,481 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 917 3,075 SH   SOLE   3,075 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 5 1,119 SH   SOLE   1,119 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 3 321 SH   SOLE   321 0 0
Johnson & Johnson COM 478160104 6 43 SH   SOLE   43 0 0
JPMorgan Chase & Co COM 46625H100 18 188 SH   SOLE   188 0 0
Karyopharm Therapeutics Inc COM 48576U106 22 1,500 SH   SOLE   1,500 0 0
Kensington Cap Acquisition C CALL 490073103 13 1,100 SH   SOLE   1,100 0 0
Kensington Cap Acquisition C *W EXP 07/01/202 490073111 7 3,000 SH   SOLE   3,000 0 0
Landcadia Hldgs II Inc *W EXP 05/09/202 51476X113 5 1,500 SH   SOLE   1,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 28 4,880 SH   SOLE   4,880 0 0
Liberty All Star Growth Fund Inc COM 529900102 41 5,649 SH   SOLE   5,649 0 0
Linde plc SHS G5494J103 2 10 SH   SOLE   10 0 0
LivaNova PLC SHS G5509L101 419 8,330 SH   SOLE   8,330 0 0
Lockheed Martin Corp. COM 539830109 11 31 SH   SOLE   31 0 0
LyondellBasell Industries N.V. Class A SHS - A - N53745100 1 18 SH   SOLE   18 0 0
Marsh & McLennan Companies, Inc. COM 571748102 7 68 SH   SOLE   68 0 0
Marvell Technology Group Ltd ORD SHS G5876H105 11 305 SH   SOLE   305 0 0
MasterCard, Inc. CL A 57636Q104 17 59 SH   SOLE   59 0 0
McDonald's Corp COM 580135101 9 42 SH   SOLE   42 0 0
Medtronic plc SHS G5960L103 7 73 SH   SOLE   73 0 0
MercadoLibre, Inc. COM 58733R102 5 4 SH   SOLE   4 0 0
Merck & Co Inc COM 58933Y105 210 2,794 SH   SOLE   2,794 0 0
MFS Inter Income Tr SH BEN INT 55273C107 1,933 518,132 SH   SOLE   518,132 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 509 55,877 SH   SOLE   55,877 0 0
MFS Multimarket Income Tr SH BEN INT 552737108 1,127 198,836 SH   SOLE   198,836 0 0
MFS Municipal Income Trust SH BEN INT 552738106 116 18,322 SH   SOLE   18,322 0 0
Microsoft Corp COM 594918104 25 124 SH   SOLE   124 0 0
Mondelez International, Inc. CL A 609207105 49 927 SH   SOLE   927 0 0
Moody's Corp. COM 615369105 4 15 SH   SOLE   15 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 3 163 SH   SOLE   163 0 0
MorphoSys AG SPONSORED ADS 617760202 8 304 SH   SOLE   304 0 0
Netflix, Inc. COM 64110L106 7 15 SH   SOLE   15 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 15,233 1,668,446 SH   SOLE   1,668,446 0 0
NextEra Energy Inc COM 65339F101 444 6,059 SH   SOLE   6,059 0 0
Nike, Inc. CL B 654106103 5 43 SH   SOLE   43 0 0
Novartis AG SPONSORED ADR 66987V109 96 1,232 SH   SOLE   1,232 0 0
Novo Nordisk A/S ADR ADR 670100205 3 44 SH   SOLE   44 0 0
Nuveen Amt- Free Mun Value Fd COM 670695105 81 5,000 SH   SOLE   5,000 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 94 6,528 SH   SOLE   6,528 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 34 2,819 SH   SOLE   2,819 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 7,588 1,310,608 SH   SOLE   1,310,608 0 0
Nuveen Mortgage and Income Fund COM 670735109 889 47,676 SH   SOLE   47,676 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 47 6,761 SH   SOLE   6,761 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 42 1,848 SH   SOLE   1,848 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 88 6,456 SH   SOLE   6,456 0 0
Nuveen Ohio Qlty Mun Income COM 670980101 233 15,331 SH   SOLE   15,331 0 0
Nuveen Pfd Securities Income Fund COM 67072C105 60 6,781 SH   SOLE   6,781 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 164 11,363 SH   SOLE   11,363 0 0
OFS Credit Company Inc COM 67111Q107 33 3,324 SH   SOLE   3,324 0 0
ON Semiconductor Corporation COM 682189105 29 1,149 SH   SOLE   1,149 0 0
Otis Worldwide Corp COM 68902V107 16 269 SH   SOLE   269 0 0
Paychex, Inc COM 704326107 8 102 SH   SOLE   102 0 0
PayPal Holdings, Inc. COM 70450Y103 66 354 SH   SOLE   354 0 0
PepsiCo, Inc. COM 713448108 11 85 SH   SOLE   85 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 6,535 513,342 SH   SOLE   513,342 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 6,129 452,966 SH   SOLE   452,966 0 0
Phillips 66 COM 718546104 2 38 SH   SOLE   38 0 0
PIMCO California Municipal Income Fund III COM 72201C109 51 5,099 SH   SOLE   5,099 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 3,473 183,974 SH   SOLE   183,974 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 551 5,400 SH   SOLE   5,400 0 0
PIMCO Global StocksPLS Inc. COM 722011103 5 589 SH   SOLE   589 0 0
PIMCO High Income Fund COM SHS 722014107 1,005 190,677 SH   SOLE   190,677 0 0
Pimco New York Municipal Income Fund II COM 72200Y102 250 24,670 SH   SOLE   24,670 0 0
PIMCO Strategic Income Fd COM 72200X104 169 27,497 SH   SOLE   27,497 0 0
Pioneer Diversified High Income Trust COM 723653101 14 1,165 SH   SOLE   1,165 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 1,316 120,724 SH   SOLE   120,724 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 252 22,221 SH   SOLE   22,221 0 0
Procter & Gamble Co. (The) COM 742718109 4 31 SH   SOLE   31 0 0
ProLogis, Inc. COM 74340W103 6 64 SH   SOLE   64 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 4 110 SH   SOLE   110 0 0
ProShares UltraShort S&P50 ULTRASHRT S&P500 74347B383 3,173 191,398 SH   SOLE   191,398 0 0
PTC Inc. COM 69370C100 9 113 SH   SOLE   113 0 0
Qualcomm Inc COM 747525103 5 40 SH   SOLE   40 0 0
Ranpak Hldgs Corp COM CL A 75321W103 11 1,309 SH   SOLE   1,309 0 0
Realty Income Corp. COM 756109104 3 55 SH   SOLE   55 0 0
Regeneron Pharmaceuticals, Inc. COM 75886F107 4 7 SH   SOLE   7 0 0
Restaurant Brands International Inc COM 76131D103 3 57 SH   SOLE   57 0 0
Rivernorth Doubleline Strate COM 76882G107 142 10,563 SH   SOLE   10,563 0 0
Rivernorth Flexible Mun Income COM 76883H104 97 4,828 SH   SOLE   4,828 0 0
Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 181 10,947 SH   SOLE   10,947 0 0
Rivernorth Opportunistic Mun COM 76883F108 699 34,703 SH   SOLE   34,703 0 0
RMR Real Estate Income Fund COM 76970B101 1,042 148,002 SH   SOLE   148,002 0 0
Rogers Communications Inc CL B 775109200 23 573 SH   SOLE   573 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 109 SH   SOLE   109 0 0
Royce Value Trust Inc COM 780910105 36 2,875 SH   SOLE   2,875 0 0
Ryanair Holdings plc ADR SPONSORED ADS 783513203 11 133 SH   SOLE   133 0 0
Schlumberger Ltd COM 806857108 2 106 SH   SOLE   106 0 0
Sea Limited ADR 81141R100 34 214 SH   SOLE   214 0 0
Seattle Genetics, In COM 812578102 3 18 SH   SOLE   18 0 0
Sempra Energy COM 816851109 7 55 SH   SOLE   55 0 0
ServiceNow, Inc. COM 81762P102 3 7 SH   SOLE   7 0 0
Sherwin-Williams Co. (The) COM 824348106 3 5 SH   SOLE   5 0 0
Shopify, Inc. CL A 82509L107 5 5 SH   SOLE   5 0 0
Smartsheet, Inc. Cl A COM CL A 83200N103 2 34 SH   SOLE   34 0 0
Social Capital Hedosophia Holdings Corp. lll COM CL A G8251K107 10 1,000 SH   SOLE   1,000 0 0
Sony Corp SPONSORED ADR 835699307 64 763 SH   SOLE   763 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 72 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 52 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 999 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 147 8,000 SH   SOLE   8,000 0 0
Starbucks Corp. COM 855244109 10 110 SH   SOLE   110 0 0
Sutter Rock Cap Corp COM 86887Q109 198 24,000 SH   SOLE   24,000 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 16 187 SH   SOLE   187 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 62 4,000 SH   SOLE   4,000 0 0
TCW Strategic Income Fund Inc COM 872340104 11 2,000 SH   SOLE   2,000 0 0
Templeton Emerging Markets Fund COM 880191101 4 238 SH   SOLE   238 0 0
Tesla Inc COM 88160R101 27 70 SH   SOLE   70 0 0
Teva Pharmaceutical Inds Ltd SPONSORED ADR 881624209 1 166 SH   SOLE   166 0 0
Texas Instruments, Inc COM 882508104 16 111 SH   SOLE   111 0 0
The European Equity Fund Inc COM 298768102 6 617 SH   SOLE   617 0 0
The Gabelli Dividend & Income Trust COM 36242H104 23 1,282 SH   SOLE   1,282 0 0
The GDL Fund COM SH BEN IT 361570104 39 4,596 SH   SOLE   4,596 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 1,737 486,477 SH   SOLE   486,477 0 0
The Home Depot Inc COM 437076102 16 61 SH   SOLE   61 0 0
The India Fund Inc COM 454089103 4 215 SH   SOLE   215 0 0
The Korea Fund Inc COM NEW 500634209 3 85 SH   SOLE   85 0 0
The Mexico Fund, Inc. COM 592835102 3 309 SH   SOLE   309 0 0
The New Germany Fund Inc COM 644465106 9 586 SH   SOLE   586 0 0
The New Ireland Fund Inc COM 645673104 5 605 SH   SOLE   605 0 0
The PNC Financial Services Group Inc COM 693475105 6 50 SH   SOLE   50 0 0
Thermo Fisher Scientific, Inc. COM 883556102 7 15 SH   SOLE   15 0 0
Tri-Continental Corp COM 895436103 100 3,958 SH   SOLE   3,958 0 0
Trimble, Inc. COM 896239100 2 40 SH   SOLE   40 0 0
Trip.com Group Ltd ADR ADS 89677Q107 1 48 SH   SOLE   48 0 0
Truist Financial Corp COM 89832Q109 9 221 SH   SOLE   221 0 0
U.S. Bancorp COM 902973304 4 112 SH   SOLE   112 0 0
Ultragenyx Pharmaceutical In COM 90400D108 2 15 SH   SOLE   15 0 0
Unilever N.V. N Y SHS NEW 904784709 46 806 SH   SOLE   806 0 0
United States Oil Fund LP UNITS 91232N207 32 1,250 SH   SOLE   1,250 0 0
UnitedHealth Group Inc COM 91324P102 69 225 SH   SOLE   225 0 0
Vale SA ADR 91912E105 3 271 SH   SOLE   271 0 0
Velodyne Lidar Inc. *W EXP 09/29/202 92259F119 13 5,000 SH   SOLE   5,000 0 0
Verizon Communications Inc COM 92343V104 7 120 SH   SOLE   120 0 0
Vertex Pharmaceuticals, Inc. COM 92532F100 3 14 SH   SOLE   14 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 2,647 266,295 SH   SOLE   266,295 0 0
Viacom Inc. COM 925550105 10 829 SH   SOLE   829 0 0
Virgin Galactic Holdings, Inc. COM 92766K106 17 1,000 SH   SOLE   1,000 0 0
Virtus Total Return Fund Inc. COM 92835W107 11 1,496 SH   SOLE   1,496 0 0
Visa Inc COM CL A 92826C839 5 30 SH   SOLE   30 0 0
Vodafone Group plc ADR SPONSORED ADR 92857W308 16 1,161 SH   SOLE   1,161 0 0
WEC Energy Group, Inc. COM 92939U106 8 80 SH   SOLE   80 0 0
Western Assest Intm Muni Fd COM 958435109 324 37,291 SH   SOLE   37,291 0 0
Western Asset Mortgage Opp Fund Inc. COM 95790B109 988 74,829 SH   SOLE   74,829 0 0
Western Asset Mun Hi Incm Fd COM 95766N103 183 25,481 SH   SOLE   25,481 0 0
Western Asset Municipal Partners Fund COM 95766P108 53 3,793 SH   SOLE   3,793 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 1,943 170,449 SH   SOLE   170,449 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 313 25,322 SH   SOLE   25,322 0 0
Whole Earth Brands Inc. *W EXP 06/25/202 96684W126 6 6,250 SH   SOLE   6,250 0 0
Whole Earth Brands, Inc. COM CL A 96684W100 8 1,000 SH   SOLE   1,000 0 0
Zoetis Inc. CL A 98978V103 4 25 SH   SOLE   25 0 0