The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABB Ltd SPONSORED ADR 000375204 3 150 SH   SOLE   150 0 0
Aberdeen Asia Pacific In Com COM 003009107 706 168,966 SH   SOLE   168,966 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 246 33,662 SH   SOLE   33,662 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,557 161,538 SH   OTR 1 83,852 77,686 0
Aberdeen Japan Equity Fund Inc COM 00306J109 1,678 239,719 SH   OTR 1 149,321 90,398 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 2,701 323,864 SH   OTR 1 185,795 138,069 0
Accenture PLC Ireland SHS CLASS A G1151C101 16 89 SH   SOLE   89 0 0
Adams Diversified Equity Fund Inc COM 006212104 3,632 234,759 SH   SOLE   234,759 0 0
Adams Natural Resources Fund Inc COM 00548F105 109 6,589 SH   SOLE   6,589 0 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 391 25,954 SH   SOLE   25,954 0 0
Air products and Chemicals, Inc. COM 009158106 7 30 SH   SOLE   30 0 0
Alcon, Inc. ORD SHS H01301128 12 192 SH   SOLE   192 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 34 203 SH   SOLE   203 0 0
Allegion PLC ORD SHS G0176J109 11 95 SH   SOLE   95 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 139 10,311 SH   SOLE   10,311 0 0
AllianzGI Convertible & Income 2024 Target Term Fund COM 01883H102 174 18,896 SH   SOLE   18,896 0 0
Alphabet Inc. CAP STK CL A 02079K305 9 8 SH   SOLE   8 0 0
Amazon Com Inc COM 023135106 11 6 SH   SOLE   6 0 0
Ambev SA SHS CL A 02319V103 34 7,250 SH   SOLE   7,250 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 651 44,690 SH   SOLE   44,690 0 0
American Electric Power Co Inc COM 025537101 7 83 SH   SOLE   83 0 0
American Express Co COM 025816109 9 69 SH   SOLE   69 0 0
American Tower Corporation COM 03027X100 6 30 SH   SOLE   30 0 0
Amgen Inc COM 031162100 129 700 SH   SOLE   700 0 0
Aon Plc SHS CL A G0408V102 10 53 SH   SOLE   53 0 0
Apollo Tactical Income Fund Inc COM 037638103 5,571 377,686 SH   OTR 1 246,255 131,431 0
Apple Inc COM 037833100 10 53 SH   SOLE   53 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 1,629 107,662 SH   SOLE   107,662 0 0
ASA Gold and Precious Metals Ltd SHS G3156P903 57 5,021 SH   SOLE   5,021 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 56 271 SH   SOLE   271 0 0
Automatic Data Processing, Inc. COM 053015103 6 38 SH   SOLE   38 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,167 300,869 SH   SOLE   300,869 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 36 6,523 SH   SOLE   6,523 0 0
Banco Bradesco S.A. SP ADR PFD 059460303 6 630 SH   SOLE   630 0 0
Bancolombia SA SPON ADR PREF 05968L102 933 18,280 SH   SOLE   18,280 0 0
Becton Dickinson & Co COM 075887109 7 27 SH   SOLE   27 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 12 212 SH   SOLE   212 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 106 8,000 SH   SOLE   8,000 0 0
Blackrock Core Bd Tr SHS BEN INT 09249E101 2,025 144,014 SH   OTR 1 63,689 80,325 0
BlackRock Credit Allocation Income Trust COM 092508100 2,712 209,089 SH   SOLE   209,089 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 133 12,390 SH   SOLE   12,390 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 14 1,551 SH   SOLE   1,551 0 0
Blackrock Income Tr Inc. COM 09247F100 763 126,178 SH   SOLE   126,178 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 762 54,258 SH   SOLE   54,258 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 364 15,686 SH   SOLE   15,686 0 0
BlackRock Munihldngs Cali QL COM 09254L107 192 14,050 SH   SOLE   14,050 0 0
Boulder Growth & Income Fund Inc COM 101507101 11,136 990,709 SH   OTR 1 748,721 241,988 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,219 103,805 SH   SOLE   103,805 0 0
Bristol-Myers Squibb Co COM 110122108 77 1,700 SH   SOLE   1,700 0 0
Brookfield Global Listed Infr COM SHS 11273Q109 50 3,882 SH   SOLE   3,882 0 0
Brookfield Real Assets Incom COM SH BEN INT 112830104 932 42,985 SH   OTR 1 16,609 26,376 0
Canadian Natural Resources Ltd COM 136385101 4 145 SH   SOLE   145 0 0
Carnival Corp UNIT 99/99/9999 143658300 1,234 26,518 SH   SOLE   26,518 0 0
Cemex SAB de CV SPON ADR NEW 151290889 1,317 310,645 SH   SOLE   310,645 0 0
Central and Eastern European Fund Inc COM 153436100 49 1,791 SH   SOLE   1,791 0 0
Central Securities Corp COM 155123102 10,754 352,344 SH   OTR 1 272,525 79,819 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 3 51 SH   SOLE   51 0 0
Chubb Ltd COM H1467J104 13 90 SH   SOLE   90 0 0
Clearbridge MLP and Midstrm COM 184692101 654 54,769 SH   SOLE   54,769 0 0
Coca Cola European Partners SHS G25839104 13 235 SH   SOLE   235 0 0
Consolidated Water Co Ltd ORD G23773107 1,735 121,638 SH   SOLE   121,638 0 0
Copa Holdings SA CL A P31076105 2,368 24,273 SH   SOLE   24,273 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 10,735 922,253 SH   OTR 1 718,415 203,838 0
Cornerstone Total Rtrn Fd In COM 21924U300 4,118 363,804 SH   SOLE   363,804 0 0
CyberArk Software Ltd. SHS M2682V108 9 69 SH   SOLE   69 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 153 11,884 SH   SOLE   11,884 0 0
Diageo PLC SPON ADR NEW 25243Q205 29 168 SH   SOLE   168 0 0
Doubleline Opportunitic Cr COM 258623107 1 56 SH   SOLE   56 0 0
Dreyfus Mun Income Inc COM 05589T104 43 5,000 SH   SOLE   5,000 0 0
Duff & Phelps Util Copr COM 26432K108 684 78,189 SH   SOLE   78,189 0 0
Eaton Vance Calif Mun Bd Fd COM 27828A100 101 9,120 SH   SOLE   9,120 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 179 14,447 SH   SOLE   14,447 0 0
Eaton Vance Enh Eqty Inc. COM 278277108 41 2,396 SH   SOLE   2,396 0 0
Eaton Vance Fltg Rate Income Tr COM SHS BEN INT 278284104 20 1,335 SH   SOLE   1,335 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 6,617 523,084 SH   OTR 1 347,579 175,505 0
Eaton Vance Mun Bd Fd COM 27827X101 215 17,313 SH   SOLE   17,313 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 140 11,241 SH   SOLE   11,241 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 840 62,060 SH   SOLE   62,060 0 0
Eaton Vance Tax Adv Bd Opt S COM SH BEN INT 27829M103 151 16,009 SH   SOLE   16,009 0 0
Eli Lilly & Co COM 532457108 66 600 SH   SOLE   600 0 0
Embraer S A SP ADR REP 4 COM 29082A107 7 330 SH   SOLE   330 0 0
Empire State Realty Trust Inc CL A 292104106 946 63,894 SH   SOLE   63,894 0 0
Equinix Inc COM PAR $0.001 29444U700 37 73 SH   SOLE   73 0 0
Era Group Inc COM 26885G109 112 13,474 SH   SOLE   13,474 0 0
EVERTEC Inc COM 30040P103 554 16,956 SH   SOLE   16,956 0 0
Exxon Mobil Corp COM 30231G102 6 73 SH   SOLE   73 0 0
First BanCorp/Puerto Rico COM NEW 318672706 2,920 264,477 SH   SOLE   264,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 22 969 SH   SOLE   969 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 442 42,454 SH   SOLE   42,454 0 0
First Trust Energy Infrastructure Fund COM 33738C103 1,082 67,884 SH   SOLE   67,884 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 321 23,002 SH   SOLE   23,002 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 678 72,817 SH   SOLE   72,817 0 0
Flaherty & Crumine Total Return COM 338479108 88 4,361 SH   SOLE   4,361 0 0
Flaherty & Crumrine Dynamic Preferred and Income Fund SHS 33848W106 20 815 SH   SOLE   815 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,457 15,055 SH   SOLE   15,055 0 0
Franklin Unvl Tr SH BEN INT 355145103 347 47,377 SH   OTR 1 32,074 15,303 0
Fresh Del Monte Produce Inc ORD G36738105 1,145 42,500 SH   SOLE   42,500 0 0
Gabelli Equity Trust Inc COM 362397101 33 5,316 SH   SOLE   5,316 0 0
General American Investors Co Inc COM 368802104 5,848 164,786 SH   OTR 1 121,315 43,471 0
Great Elm Cap Corp COM 390320109 1,362 156,580 SH   SOLE   156,580 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1,070 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 240 28,400 SH   SOLE   28,400 0 0
GW Pharmaceuticals PLC ADS 36197T103 6 32 SH   SOLE   32 0 0
HDFC Bank Ltd SPONSORED ADS 40415F101 8 65 SH   SOLE   65 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 13,032 941,590 SH   OTR 1 742,053 199,537 0
HIS Markit Ltd SHS G47567105 15 237 SH   SOLE   237 0 0
Incyte Corp COM 45337C102 21 242 SH   SOLE   242 0 0
Ingersoll-Rand Plc SHS G47791101 10 78 SH   SOLE   78 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 15 5,000 SH   SOLE   5,000 0 0
Intuit COM 461202103 8 30 SH   SOLE   30 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,043 93,259 SH   SOLE   93,259 0 0
Invesco Exchng Traded Fd Tr CEF INM COMPSI 46138E404 195 8,635 SH   SOLE   8,635 0 0
Invesco Municipal Opportunity Trust COM 46132C107 285 23,131 SH   SOLE   23,131 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 50 270 SH   SOLE   270 0 0
Invesco Senior Income Trust COM 46131H107 2,139 495,180 SH   SOLE   495,180 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 606 5,550 SH   SOLE   5,550 0 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 47 410 SH   SOLE   410 0 0
Ishares Tr SHORT TREAS BD 464288679 8,450 76,368 SH   SOLE   76,368 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 1,543 18,200 SH   SOLE   18,200 0 0
Ishares Tr Short Term SHRT NAT MUN ETF 464288158 293 2,748 SH   SOLE   2,748 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 740 3,075 SH   SOLE   3,075 0 0
iShares US Preferred Stock ETF PFD AND INCM SEC 464288687 74 2,000 SH   SOLE   2,000 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 20 2,104 SH   SOLE   2,104 0 0
Ivy High Income Opportunities Fund COM 465893105 284 20,950 SH   SOLE   20,950 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 509 59,869 SH   OTR 1 34,459 25,410 0
JPMorgan Chase & Co COM 46625H100 14 121 SH   SOLE   121 0 0
Kaixin Auto Holdings SHS G5223X100 18 8,000 SH   SOLE   8,000 0 0
Karyopharm Therapeutics Inc COM 48576U106 9 1,500 SH   SOLE   1,500 0 0
Kayne Anderson Midstream/Energy Fund Inc COM 48661E108 1,831 158,082 SH   OTR 1 90,414 67,668 0
Kayne Anderson MLP Investment Company COM 486606106 1,927 125,850 SH   OTR 1 67,969 57,881 0
Koninklijke Philips NV NY REG SH NEW 500472303 10 234 SH   SOLE   234 0 0
Lennar Corp CL A 526057104 2,302 47,500 SH   SOLE   47,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 29 4,493 SH   SOLE   4,493 0 0
Liberty All Star Growth Fund Inc COM 529900102 155 26,680 SH   SOLE   26,680 0 0
LivaNova PLC SHS G5509L101 599 8,330 SH   SOLE   8,330 0 0
Lululemon Athletica Inc COM 550021109 11 60 SH   SOLE   60 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 168 7,082 SH   SOLE   7,082 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,614 16,745 SH   SOLE   16,745 0 0
Martin Marietta Materials Inc COM 573284106 690 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 5,787 112,297 SH   SOLE   112,297 0 0
McDonald's Corp COM 580135101 10 50 SH   SOLE   50 0 0
Merck & Co Inc COM 58933Y105 229 2,726 SH   SOLE   2,726 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 951 99,369 SH   SOLE   99,369 0 0
MFS Municipal Income Trust SH BEN INT 552738106 170 24,378 SH   SOLE   24,378 0 0
Microsoft Corp COM 594918104 19 144 SH   SOLE   144 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 1,146 54,645 SH   OTR 1 4,645 50,000 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 878 116,964 SH   SOLE   116,964 0 0
Neuberger Brman NY Muni Fd COM 64124K102 3 241 SH   SOLE   241 0 0
New Oriental Education & Technology Group Inc SPON ADR 647581107 8 83 SH   SOLE   83 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 26,672 1,409,741 SH   OTR 1 958,858 450,883 0
NextEra Energy Inc COM 65339F101 1,239 6,049 SH   SOLE   6,049 0 0
Northrop Grumman Corporation COM 666807102 6 20 SH   SOLE   20 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 3,054 56,944 SH   SOLE   56,944 0 0
Novartis AG SPONSORED ADR 66987V109 123 1,350 SH   SOLE   1,350 0 0
Nuveen All Cap Ene MLP Oppo COM 67075E108 128 20,729 SH   SOLE   20,729 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 620 44,859 SH   SOLE   44,859 0 0
Nuveen California Amt Qlt Mu COM 670651108 146 10,000 SH   SOLE   10,000 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 36 2,564 SH   SOLE   2,564 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 11,895 1,501,875 SH   OTR 1 1,170,932 330,943 0
Nuveen Floating Rate Income Opportunity Fund COM SHS 6706EN100 3,167 325,167 SH   OTR 1 194,567 130,600 0
Nuveen Massachusets Qlt Mun COM 67061E104 39 2,983 SH   SOLE   2,983 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 625 85,307 SH   SOLE   85,307 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 38 1,693 SH   SOLE   1,693 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 91 6,456 SH   SOLE   6,456 0 0
Nuveen Pfd & Income Term Fd COM 67075A106 106 4,456 SH   SOLE   4,456 0 0
Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 12 220 SH   SOLE   220 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 100 5,882 SH   SOLE   5,882 0 0
Nuveen Select Tax-Free Income 2 Portfolio SH BEN INT 67063C106 284 19,746 SH   SOLE   19,746 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 426 27,588 SH   SOLE   27,588 0 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 82 5,386 SH   SOLE   5,386 0 0
OFS Credit Company Inc COM 67111Q107 5,531 308,295 SH   OTR 1 264,443 43,852 0
Orange S.A. SPONSORED ADR 684060106 8 483 SH   SOLE   483 0 0
Oxford Square Capital Corp. COM 69181V107 895 139,799 SH   SOLE   139,799 0 0
PepsiCo, Inc. COM 713448108 9 72 SH   SOLE   72 0 0
Pfizer Inc COM 717081103 8 184 SH   SOLE   184 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 6,020 416,641 SH   OTR 1 333,959 82,682 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 6,825 466,519 SH   OTR 1 323,330 143,189 0
PGT Innovations Inc COM 69336V101 1,006 60,170 SH   SOLE   60,170 0 0
PIMCO California Municipal Income Fund II COM 72200M108 44 4,600 SH   SOLE   4,600 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 1,939 19,052 SH   SOLE   19,052 0 0
PIMCO ETF Tr SHTRM MUN BD ACT 72201R874 1,115 22,038 SH   SOLE   22,038 0 0
PIMCO Global StocksPLS Inc. COM 722011103 58 4,657 SH   SOLE   4,657 0 0
Pimco New York Municipal Income Fund II COM 72200Y102 152 13,055 SH   SOLE   13,055 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 524 48,751 SH   SOLE   48,751 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 248 20,348 SH   SOLE   20,348 0 0
Popular Inc COM NEW 733174700 2,996 55,230 SH   SOLE   55,230 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 271 14,222 SH   SOLE   14,222 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 6 110 SH   SOLE   110 0 0
Prudential PLC ADR 74435K204 9 216 SH   SOLE   216 0 0
PTC Inc. COM 69370C100 21 239 SH   SOLE   239 0 0
Raytheon Co COM NEW 755111507 7 43 SH   SOLE   43 0 0
RELX Plc SPONSORED ADR 759530108 8 321 SH   SOLE   321 0 0
Rivernorth Doubleline Strate COM 76882G107 5 300 SH   SOLE   300 0 0
Rivernorth Opportunistic Mun COM 76883F108 124 5,816 SH   SOLE   5,816 0 0
RMR Real Estate Income Fund COM 76970B101 1,781 97,152 SH   OTR 1 63,448 33,704 0
Rogers Communications Inc CL B 775109200 55 1,020 SH   SOLE   1,020 0 0
Royal Bk Cda Montreal Que COM 780087102 7 94 SH   SOLE   94 0 0
Royal Caribbean Cruises Ltd COM V7780T103 3,785 31,229 SH   SOLE   31,229 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 795 308 SH   SOLE   308 0 0
Royce Value Trust Inc COM 780910105 176 12,645 SH   SOLE   12,645 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 1,321 153,746 SH   OTR 1 56,100 97,646 0
Sangamo Therapeutics, Inc. COM 800677106 54 5,000 SH   SOLE   5,000 0 0
Sanofi SPONSORED ADR 80105N105 6 135 SH   SOLE   135 0 0
SAP SE SPON ADR 803054204 10 76 SH   SOLE   76 0 0
Sea Limited ADR 81141R100 20 614 SH   SOLE   614 0 0
Seaboard Corp COM 811543107 720 174 SH   SOLE   174 0 0
Simon Property Group Inc COM 828806109 6 36 SH   SOLE   36 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 4 153 SH   SOLE   153 0 0
Sony Corp SPONSORED ADR 835699307 79 1,512 SH   SOLE   1,512 0 0
Source Capital Inc COM 836144105 1,928 52,731 SH   OTR 1 31,848 20,883 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 64 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 53 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 1,000 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 106 8,000 SH   SOLE   8,000 0 0
Stryker Corporation COM 863667101 9 43 SH   SOLE   43 0 0
Suncor Energy Inc COM 867224107 16 513 SH   SOLE   513 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 6 148 SH   SOLE   148 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 78 4,396 SH   SOLE   4,396 0 0
TCW Strategic Income Fund Inc COM 872340104 12 2,000 SH   SOLE   2,000 0 0
Templeton Dragon Fund Inc COM 88018T101 25 1,300 SH   SOLE   1,300 0 0
The China Fund Inc COM 169373107 27 1,343 SH   SOLE   1,343 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 9 889 SH   SOLE   889 0 0
The European Equity Fund Inc COM 298768102 152 17,189 SH   SOLE   17,189 0 0
The Gabelli Dividend & Income Trust COM 36242H104 64 2,966 SH   SOLE   2,966 0 0
The GDL Fund COM SH BEN IT 361570104 40 4,309 SH   SOLE   4,309 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 6,671 1,049,144 SH   DFND   681,640 367,504 0
The Home Depot Inc COM 437076102 11 52 SH   SOLE   52 0 0
The India Fund Inc COM 454089103 1,503 70,651 SH   OTR 1 44,864 25,787 0
The Korea Fund Inc COM NEW 500634209 79 2,745 SH   SOLE   2,745 0 0
The Mexico Equity & Income Fund Inc COM 592834105 192 17,270 SH   SOLE   17,270 0 0
The New Germany Fund Inc COM 644465106 1,783 125,398 SH   OTR 1 38,612 86,786 0
The New Ireland Fund Inc COM 645673104 5 546 SH   SOLE   546 0 0
The PNC Financial Services Group Inc COM 693475105 6 47 SH   SOLE   47 0 0
The Taiwan Fund Inc COM 874036106 1,993 117,553 SH   OTR 1 33,337 84,216 0
The Toronto-Dominion Bank COM NEW 891160509 15 255 SH   SOLE   255 0 0
The Travelers Companies, Inc. COM 89417E109 4 29 SH   SOLE   29 0 0
The Walt Disney Co COM DISNEY 254687106 11 82 SH   SOLE   82 0 0
TJX Cos Inc COM 872540109 6 116 SH   SOLE   116 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 1,123 78,117 SH   OTR 1 42,009 36,108 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 2,051 111,898 SH   OTR 1 51,556 60,342 0
Total S.A. SPONSORED ADR 89151E109 8 143 SH   SOLE   143 0 0
Tri-Continental Corp COM 895436103 100 3,700 SH   SOLE   3,700 0 0
Unilever N.V. N Y SHS NEW 904784709 16 257 SH   SOLE   257 0 0
United States Oil Fund LP UNITS 91232N108 12 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 10 78 SH   SOLE   78 0 0
UnitedHealth Group Inc COM 91324P102 63 257 SH   SOLE   257 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 79 3,039 SH   SOLE   3,039 0 0
Verizon Communications Inc COM 92343V104 5 80 SH   SOLE   80 0 0
Viacom Inc. COM 925550105 33 2,466 SH   SOLE   2,466 0 0
Virtus Total Return Fund Inc COM 92837G100 30 2,810 SH   SOLE   2,810 0 0
Visa Inc COM CL A 92826C839 14 82 SH   SOLE   82 0 0
Voya Emerging Mkts High Div COM 92912P108 10 1,301 SH   SOLE   1,301 0 0
Voya Prime Rate Trust SH BEN INT 92913A100 3,046 640,014 SH   SOLE   640,014 0 0
Vulcan Materials Co COM 929160109 687 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 10 90 SH   SOLE   90 0 0
Waste Management, Inc. COM 94106L109 7 59 SH   SOLE   59 0 0
Watsco Inc COM 942622200 981 6,000 SH   SOLE   6,000 0 0
Western Assest Intm Muni Fd COM 958435109 111 12,417 SH   SOLE   12,417 0 0
Western Asset Emrg Mkt Debt COM 95766A101 55 3,811 SH   SOLE   3,811 0 0
Western Asset High Incm Fd COM 95766J102 174 24,805 SH   SOLE   24,805 0 0
Western Asset Mun Hi Incm Fd COM 95766N103 646 85,277 SH   SOLE   85,277 0 0
Western Asset Variable Rate COM 957667108 16 982 SH   SOLE   982 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 286 25,585 SH   SOLE   25,585 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 293 25,140 SH   SOLE   25,140 0 0
Wix Com Ltd SHS M98068105 7 52 SH   SOLE   52 0 0
Zoetis Inc. CL A 98978V103 10 91 SH   SOLE   91 0 0