The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Company COM 88579Y101 170 968 SH   SOLE   968 0 0
Abbott Laboratories COM 002824100 49 1,249 SH   SOLE   1,249 0 0
Aberdeen Chile Fund Inc. COM 00301W105 41 6,500 SH   SOLE   6,500 0 0
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. COM 00301T102 60 4,964 SH   SOLE   4,964 0 0
Aberdeen Indonesia Fund, Inc. COM 00305P106 98 15,937 SH   SOLE   15,937 0 0
Aberdeen Israel Fund, Inc. COM 00301L109 34 2,050 SH   SOLE   2,050 0 0
Aberdeen Japan Equity Fund, Inc. COM 00306J109 2,278 297,059 SH   OTR 1 226,011 71,048 0
Aberdeen Singapore Fund, Inc. COM 003244100 228 25,217 SH   OTR 1 17,917 7,300 0
Adams Diversified Equity Fund, Inc. COM 006212104 5,432 428,736 SH   OTR 1 376,547 52,189 0
Adams Natural Resources Fund, Inc. COM 00548F105 3,119 155,107 SH   OTR 1 102,510 52,597 0
Advent Claymore Convertible Securities & Income Fund II COM 007639107 41 7,516 SH   SOLE   7,516 0 0
Advent/Claymore Enhanced Growth & Income Fund COM 00765E104 453 55,364 SH   SOLE   55,364 0 0
Alexion Pharmaceuticals, Inc. COM 015351109 15 128 SH   SOLE   128 0 0
Allegion PLC ORD SHS G0176J109 27 386 SH   SOLE   386 0 0
Alliance California Municipal Income Fund, Inc. COM 018546101 449 29,045 SH   SOLE   29,045 0 0
AllianceBernstein National Municipal Income Fund COM 01864U106 398 26,355 SH   SOLE   26,355 0 0
AllianzGI Equity & Convertible Income Fund COM 018829101 37 2,000 SH   SOLE   2,000 0 0
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund COM 01883A107 774 62,767 SH   OTR 1 5,060 57,707 0
Alpine Global Dynamic Dividend Fund COM 02082E205 2,878 340,183 SH   OTR 1 234,424 105,759 0
Alpine Total Dynamic Dividend Fund COM SH BEN INT N 021060207 4,925 678,376 SH   OTR 1 551,542 126,834 0
America Movil S.A.B. de C.V. SPON ADR L SHS 02364W105 548 44,690 SH   SOLE   44,690 0 0
American Electric Power Co., Inc. COM 025537101 37 528 SH   SOLE   528 0 0
American Express Company COM 025816109 42 686 SH   SOLE   686 0 0
Amgen Inc. COM 031162100 107 700 SH   SOLE   700 0 0
AmpliPhi Biosciences Corporation COM NEW 03211P202 2 1,000 SH   SOLE   1,000 0 0
Apollo Tactical Income Fund Inc COM 037638103 732 50,759 SH   SOLE   50,759 0 0
Apple Inc. COM 037833100 66 686 SH   SOLE   686 0 0
Archer Daniels Midland Company COM 039483102 214 5,000 SH   SOLE   5,000 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 22 1,596 SH   SOLE   1,596 0 0
Asia Pacific Fund COM 044901106 50 5,150 SH   SOLE   5,150 0 0
ASML Holding NV N Y REGISTRY SHS N07059210 31 316 SH   SOLE   316 0 0
AstraZeneca PLC SPONSORED ADR 046353108 56 1,870 SH   SOLE   1,870 0 0
ATN International Inc. COM 00215F107 933 11,988 SH   SOLE   11,988 0 0
Avenue Income Credit Strategies Fund COM 05358E106 83 6,962 SH   SOLE   6,962 0 0
Avianca Holdings S.A. SPON ADR REP PFD 05367G100 1,185 192,368 SH   SOLE   192,368 0 0
Baidu, Inc. SPON ADR REP A 056752108 32 194 SH   SOLE   194 0 0
Bancolombia S.A. SPON ADR PREF 05968L102 691 19,780 SH   SOLE   19,780 0 0
Bancroft Fund Ltd. COM 059695106 512 27,367 SH   SOLE   27,367 0 0
Barclays PLC ADR 06738E204 18 2,384 SH   SOLE   2,384 0 0
BioMarin Pharmaceutical Inc. COM 09061G101 31 400 SH   SOLE   400 0 0
BlackRock Credit Allocation Income Trust COM 092508100 254 19,474 SH   SOLE   19,474 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 10 1,277 SH   SOLE   1,277 0 0
BlackRock Limited Duration Income Trust COM SHS 09249W101 4 250 SH   SOLE   250 0 0
BlackRock Long-Term Municipal Advantage Trust COM 09250B103 54 4,206 SH   SOLE   4,206 0 0
BlackRock Multi-Sector Income Trust COM 09258A107 277 16,761 SH   SOLE   16,761 0 0
BlackRock Muni Intermediate Duration Fund, Inc. COM 09253X102 244 16,000 SH   SOLE   16,000 0 0
BlackRock Municipal Target Term Trust COM SHS BEN IN 09257P105 117 4,848 SH   SOLE   4,848 0 0
BlackRock Resources & Commodities Strategy Trust SHS 09257A108 121 15,756 SH   SOLE   15,756 0 0
BlackRock Science and Technology Trust SHS 09258G104 7,984 483,899 SH   OTR 1 368,615 115,284 0
Blackstone/GSO Strategic Credit Fund COM SHS BEN IN 09257R101 177 12,281 SH   SOLE   12,281 0 0
Boulder Growth and Income Fund, Inc. COM 101507101 12,792 1,573,471 SH   OTR 1 1,312,469 261,002 0
British America Tobacco PLC SPONSORED ADR 110448107 34 266 SH   SOLE   266 0 0
Brookfield Global Listed Infrastructure Income Fund COM SHS 11273Q109 220 16,701 SH   OTR 1 9,701 7,000 0
Brookfield High Income Fund Inc. COM 11272P102 21 2,931 SH   SOLE   2,931 0 0
Brookfield Mortgage Opportunity Income Fund COM 112792106 45 3,001 SH   SOLE   3,001 0 0
Calamos Global Dynamic Income Fund COM 12811L107 104 14,800 SH   SOLE   14,800 0 0
Canadian Natural Resources Limited COM 136385101 28 894 SH   SOLE   894 0 0
Carnival Corp. UNIT 143658300 1,520 34,400 SH   SOLE   34,400 0 0
Caterpillar Inc. COM 149123101 52 686 SH   SOLE   686 0 0
Celgene Corporation COM 151020104 79 800 SH   SOLE   800 0 0
Cemex, S.A.B. de C.V. SPON ADR 151290889 1,230 199,298 SH   SOLE   199,298 0 0
Central Europe Russia and Turkey Fund COM 153436100 37 2,028 SH   SOLE   2,028 0 0
Central Securities Corp. COM 155123102 1,780 90,607 SH   SOLE   90,607 0 0
Check Point Software Technologies Ltd. ORD M22465104 16 202 SH   SOLE   202 0 0
Chevron Corporation COM 166764100 73 693 SH   SOLE   693 0 0
China Fund, Inc. COM 169373107 51 3,500 SH   SOLE   3,500 0 0
China Petroleum & Chemical Corp. SPON ADR H SHS 16941R108 35 489 SH   SOLE   489 0 0
Chubb Limited COM H1467J104 32 246 SH   SOLE   246 0 0
Cisco Systems, Inc. COM 17275R102 20 686 SH   SOLE   686 0 0
ClearBridge American Energy MLP Fund Inc. COM 184691103 90 10,362 SH   SOLE   10,362 0 0
ClearBridge Energy MLP Opportunity Fund Inc. COM 18469P100 82 6,306 SH   SOLE   6,306 0 0
ClearBridge Energy MLP Total Return Fund Inc. COM 18469Q108 261 20,392 SH   SOLE   20,392 0 0
Clough Global Allocation Fund COM 18913Y103 35 3,000 SH   SOLE   3,000 0 0
Clough Global Opportunities Fund SH BEN INT 18914E106 723 77,490 SH   OTR 1 37,013 40,477 0
Coca Cola Femsa S.A.B. de C.V. SPON ADR REP L 191241108 730 8,799 SH   SOLE   8,799 0 0
Cohen & Steers Closed-End Opportunity Fund, Inc. COM 19248P106 1,712 148,218 SH   OTR 1 128,218 20,000 0
Cohen & Steers Global Income Builder, Inc. COM 19248M103 6 635 SH   SOLE   635 0 0
Cohen & Steers Infrastructure Fund, Inc. COM 19248A109 2,205 102,924 SH   OTR 1 70,489 32,435 0
Cohen & Steers MLP Income and Energy Opportunity Fund COM SHS 19249B106 112 10,951 SH   SOLE   10,951 0 0
Consolidated Water Co. Ltd. ORD G23773107 1,692 129,538 SH   SOLE   129,538 0 0
Copa Holdings SA CL A P31076105 2,642 50,550 SH   SOLE   50,550 0 0
Cornerstone Strategic Value Fund Inc. COM 21924B302 13 769 SH   SOLE   769 0 0
Credicorp Ltd. COM G2519Y108 44 285 SH   SOLE   285 0 0
Cushing MLP Total Return Fund COM 231631201 134 10,899 SH   SOLE   10,899 0 0
Cushing Renaissance Fund COM 231647108 215 13,705 SH   SOLE   13,705 0 0
CVS Health Corporation COM 126650100 30 313 SH   SOLE   313 0 0
Delaware Enhanced Global Dividend & Income Fund COM 246060107 376 39,050 SH   OTR 1 20,178 18,872 0
Delphi Automotive PLC SHS G27823106 17 279 SH   SOLE   279 0 0
Deutsche Multi-Market Income Trust SHS 25160E102 99 12,133 SH   SOLE   12,133 0 0
Deutsche Strategic Income Trust SHS 25160F109 21 1,850 SH   SOLE   1,850 0 0
Diageo PLC SPON ADR NEW 25243Q205 30 268 SH   SOLE   268 0 0
Diversified Real Asset Income Fund COM SHS 25533B108 1,361 82,241 SH   OTR 1 62,615 19,626 0
Dominion Resources, Inc. COM 25746U109 34 435 SH   SOLE   435 0 0
DoubleLine Income Solutions Fund COM 258622109 46 2,500 SH   SOLE   2,500 0 0
Dreyfus Municipal Bond Infrastructure Fund, Inc. SHS 26203D101 114 8,017 SH   SOLE   8,017 0 0
E.I. du Pont de Nemours and Company COM 263534109 81 1,245 SH   SOLE   1,245 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 37 2,608 SH   SOLE   2,608 0 0
Eaton Vance Floating-Rate Income Plus Fund COM SHS BEN INT 278284104 22 1,471 SH   SOLE   1,471 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 35 2,600 SH   SOLE   2,600 0 0
Eaton Vance Municipal Income 2028 Term Trust SHS 27829U105 110 5,186 SH   SOLE   5,186 0 0
Eaton Vance Risk-Managed Diversified Equity Income Fund COM 27829G106 122 12,500 SH   SOLE   12,500 0 0
Eaton Vance Tax-Managed Global Diversified Equity Income Fund COM 27829F108 304 35,485 SH   SOLE   35,485 0 0
Eli Lilly and Company COM 532457108 47 600 SH   SOLE   600 0 0
Equus Total Return, Inc. COM 294766100 109 61,135 SH   SOLE   61,135 0 0
Era Group Inc. COM 26885G109 202 21,515 SH   SOLE   21,515 0 0
European Equity Fund, Inc. COM 298768102 112 14,448 SH   SOLE   14,448 0 0
Evertec Inc. COM 30040P103 367 23,643 SH   SOLE   23,643 0 0
Exxon Mobil Corporation COM 30231G102 104 1,106 SH   SOLE   1,106 0 0
FedEx Corporation COM 31428X106 30 200 SH   SOLE   200 0 0
Fibria Celulose SA SP ADR REP COM 31573A109 15 2,263 SH   SOLE   2,263 0 0
First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 1,859 116,341 SH   OTR 1 77,386 38,955 0
First Trust Energy Infrastructure Fund COM 33738C103 3,515 201,420 SH   OTR 1 167,519 33,901 0
First Trust High Income Long/Short Fund COM 33738E109 665 44,825 SH   OTR 1 35,885 8,940 0
First Trust ISE Cloud Computing Index ISE CLOUD COMP 33734X192 6 209 SH   SOLE   209 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 37 2,535 SH   SOLE   2,535 0 0
Fomento Economico Mexicano, S.A.B. de C.V. SPON ADR UNITS 344419106 1,110 12,000 SH   SOLE   12,000 0 0
Freeport McMoran Copper & Gold CL B 35671D857 356 32,000 SH   SOLE   32,000 0 0
Fresh Del Monte Produce Inc. ORD G36738105 272 5,000 SH   SOLE   5,000 0 0
Gabelli Dividend & Income Trust COM 36242H104 2,172 113,554 SH   OTR 1 59,616 53,938 0
Gabelli Equity Trust, Inc. COM 362397101 21 3,885 SH   SOLE   3,885 0 0
Gabelli Global Small and Mid-Cap Value Fund COM 36249W104 7 700 SH   SOLE   700 0 0
Gabelli Global Utility & Income Trust COM SH BEN INT 36242L105 27 1,463 SH   SOLE   1,463 0 0
Gabelli Healthcare & Wellness (Rx) Trust SHS 36246K103 2,987 279,963 SH   OTR 1 211,106 68,857 0
Gabelli Multimedia Trust Inc. COM 36239Q109 697 98,873 SH   OTR 1 49,173 49,700 0
GDL Fund COM SH BEN IT 361570104 59 5,961 SH   SOLE   5,961 0 0
General American Investors Company, Inc. COM 368802104 3,521 114,241 SH   OTR 1 86,676 27,565 0
General Electric Company COM 369604103 74 2,359 SH   SOLE   2,359 0 0
Gilead Sciences Inc. COM 375558103 167 2,000 SH   SOLE   2,000 0 0
Grupo Televisa, S.A.B. SPON ADR REP ORD 40049J206 740 28,400 SH   SOLE   28,400 0 0
Guggenheim Enhanced Equity Income Fund COM 40167B100 699 93,259 SH   OTR 1 24,847 68,412 0
Guggenheim Enhanced Equity Strategy Fund COM 40167K100 975 63,288 SH   SOLE   63,288 0 0
GW Pharmaceuticals PLC ADS 36197T103 24 258 SH   SOLE   258 0 0
HDFC Bank Ltd. ADR REPS 3 SHS 40415F101 32 487 SH   SOLE   487 0 0
Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 8 111 SH   SOLE   111 0 0
ICIC Bank Ltd. ADR 45104G104 21 2,943 SH   SOLE   2,943 0 0
Incyte Corporation COM 45337C102 19 242 SH   SOLE   242 0 0
ING Groep N.V. SPONSORED ADR 456837103 51 4,900 SH   SOLE   4,900 0 0
Inovio Pharmaceuticals, Inc. COM 45773H201 139 15,000 SH   SOLE   15,000 0 0
Intel Corporation COM 458140100 62 1,882 SH   SOLE   1,882 0 0
International Business Machines Corporation COM 459200101 105 692 SH   SOLE   692 0 0
Invesco Municipal Trust COM 46131J103 71 5,000 SH   SOLE   5,000 0 0
Invesco Quality Municipal Income Trust COM 46133G107 28 2,000 SH   SOLE   2,000 0 0
iShares MSCI Mexico Capped MSCI MEX CAP ETF 464286822 544 10,800 SH   SOLE   10,800 0 0
iShares Nasdaq Biotechnology NASDQ BIOTEC ETF 464287556 112 436 SH   SOLE   436 0 0
iShares TIPS Bond TIPS BD ETF 464287176 48 410 SH   SOLE   410 0 0
iShares US Medical Devices U.S. MED DVC ETF 464288810 169 1,250 SH   SOLE   1,250 0 0
Japan Smaller Capitalization Fund Inc. COM 47109U104 1,246 127,420 SH   OTR 1 70,466 56,954 0
John Hancock Tax-Advantaged Dividend Income Fund COM 41013V100 16 655 SH   SOLE   655 0 0
Johnson & Johnson COM 478160104 122 1,002 SH   SOLE   1,002 0 0
JPMorgan Chase & Co. COM 46625H100 90 1,445 SH   SOLE   1,445 0 0
JPMorgan China Region Fund, Inc. COM 48126T104 100 6,567 SH   SOLE   6,567 0 0
Karyopharm Therapeutics Inc. COM 48576U106 33 4,868 SH   SOLE   4,868 0 0
Koninklijke Philips N.V. NY REG SH 500472303 19 754 SH   SOLE   754 0 0
Latin American Discovery Fund Inc. COM 51828C106 18 2,000 SH   SOLE   2,000 0 0
Legg Mason BW Global Income Opportunities Fund COM 52469B100 50 3,864 SH   SOLE   3,864 0 0
Lennar Corp. CL A 526057104 2,282 49,500 SH   SOLE   49,500 0 0
Liberty All-Star Equity Fund SH BEN INT 530158104 4,616 919,608 SH   OTR 1 740,006 179,602 0
Liberty All-Star Growth Fund, Inc. COM 529900102 578 141,244 SH   SOLE   141,244 0 0
LivaNova PLC SHS G5509L101 418 8,330 SH   SOLE   8,330 0 0
Lloyds Banking Group PLC SPONSORED ADR 539439109 24 7,926 SH   SOLE   7,926 0 0
LMP Capital and Income Fund, Inc. COM 50208A102 424 32,312 SH   SOLE   32,312 0 0
LyondellBasell Industries N.V. SHS -A- N53745100 29 386 SH   SOLE   386 0 0
Macquarie Global Infrastructure Total Return Fund Inc. COM 55608D101 507 23,679 SH   OTR 1 17,449 6,230 0
MannKind Corp. COM 56400P201 1 1,000 SH   SOLE   1,000 0 0
Marriott Vacations Worldwide Corp. COM 57164Y107 746 10,890 SH   SOLE   10,890 0 0
Martin Marietta Materials Inc. COM 573284106 576 3,000 SH   SOLE   3,000 0 0
MasTec, Inc. COM 576323109 3,012 134,927 SH   SOLE   134,927 0 0
McDonald's Corp. COM 580135101 128 1,066 SH   SOLE   1,066 0 0
Merck & Co. Inc. COM 58933Y105 155 2,686 SH   SOLE   2,686 0 0
MetLife, Inc. COM 59156R108 41 1,020 SH   SOLE   1,020 0 0
Mexico Equity and Income Fund, Inc. COM 592834105 245 22,466 SH   SOLE   22,466 0 0
MFS Charter Income Trust SH BEN INT 552727109 42 5,000 SH   SOLE   5,000 0 0
MFS High Income Municipal Trust SH BEN INT 59318D104 149 27,088 SH   SOLE   27,088 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 221 20,921 SH   SOLE   20,921 0 0
Microsoft Corporation COM 594918104 69 1,348 SH   SOLE   1,348 0 0
Morgan Stanley Asia Pacific Fund COM 61744U106 164 11,901 SH   SOLE   11,901 0 0
Morgan Stanley China A Share Fund COM 617468103 2,509 140,464 SH   OTR 1 86,014 54,450 0
Morgan Stanley Emerging Market Debt Fund, Inc. COM 61744H105 184 19,899 SH   SOLE   19,899 0 0
Morgan Stanley Emerging Markets Fund, Inc. COM 61744G107 10 716 SH   SOLE   716 0 0
Morgan Stanley Income Securities Inc. INCOME SECS INC 61745P874 39 2,125 SH   SOLE   2,125 0 0
Morgan Stanley India Investment Fund COM 61745C105 132 4,967 SH   SOLE   4,967 0 0
MVC Capital, Inc. COM 553829102 16 2,018 SH   SOLE   2,018 0 0
Nasdaq Premium Income & Growth Fund COM SHS 670699107 25 1,374 SH   SOLE   1,374 0 0
National Grid PLC SPON ADR NEW 636274300 32 428 SH   SOLE   428 0 0
Neuberger Berman Real Estate Securities Income Fund COM 64190A103 41 7,218 SH   SOLE   7,218 0 0
New Germany Fund, Inc. COM 644465106 1,490 112,178 SH   OTR 1 68,070 44,108 0
New Ireland Fund, Inc. COM 645673104 110 9,269 SH   SOLE   9,269 0 0
NexPoint Credit Strategies Fund COM 65340G205 7,415 347,936 SH   OTR 1 261,103 86,833 0
NextEra Energy, Inc. COM 65339F101 1,218 9,337 SH   SOLE   9,337 0 0
Nike, Inc. CL B 654106103 38 686 SH   SOLE   686 0 0
Norfolk Southern Corp. COM 655844108 489 5,750 SH   SOLE   5,750 0 0
Norwegian Cruise Line Holdings Ltd. SHS G66721104 1,771 44,443 SH   SOLE   44,443 0 0
Nuveen Connecticut Premium Income Municipal Fund COM 67060D107 145 10,400 SH   SOLE   10,400 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 64 4,654 SH   SOLE   4,654 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 2,284 282,695 SH   SOLE   282,695 0 0
Nuveen Diversified Dividend and Income Fund COM 6706EP105 63 5,406 SH   SOLE   5,406 0 0
Nuveen Dividend Advantage Municipal Fund 3 COM SH BEN INT 67070X101 354 22,228 SH   SOLE   22,228 0 0
Nuveen Dividend Advantage Municipal Income Fund COM 67071L106 438 26,933 SH   SOLE   26,933 0 0
Nuveen Flexible Investment Income Fund COM 67075B104 140 8,881 SH   SOLE   8,881 0 0
Nuveen Global High Income Fund SHS 67075G103 329 22,895 SH   SOLE   22,895 0 0
Nuveen Maryland Premium Income Municipal Fund COM 67061Q107 28 2,000 SH   SOLE   2,000 0 0
Nuveen Multi-Market Income Fund, Inc. COM 67075J107 624 83,395 SH   SOLE   83,395 0 0
Nuveen Municipal Market Opportunity Fund, Inc. COM 67062W103 131 8,685 SH   SOLE   8,685 0 0
Nuveen New Jersey Dividend Advantage Municipal Fund COM 67069Y102 88 5,702 SH   SOLE   5,702 0 0
Nuveen New York AMT-Free Municipal Income Fund COM 670656107 81 5,700 SH   SOLE   5,700 0 0
Nuveen S&P 500 Dynamic Overwrite Fund COM 6706EW100 228 16,878 SH   SOLE   16,878 0 0
Nuveen Select Quality Municipal Fund, Inc. COM 670973106 169 10,890 SH   SOLE   10,890 0 0
Nuveen Select Tax-Free Income Portfolio 3 SH BEN INT 67063X100 123 7,772 SH   SOLE   7,772 0 0
Nuveen Tax-Advantaged Dividend Growth Fund COM 67073G105 110 7,665 SH   SOLE   7,665 0 0
NXP Semiconductors NV COM N6596X109 24 302 SH   SOLE   302 0 0
Occidental Petroleum Corporation COM 674599105 36 470 SH   SOLE   470 0 0
Pacholder High Yield Fund, Inc. COM 693742108 156 22,075 SH   SOLE   22,075 0 0
Pfizer Inc. COM 717081103 70 1,979 SH   SOLE   1,979 0 0
Philip Morris International, Inc. COM 718172109 49 482 SH   SOLE   482 0 0
PIMCO Dynamic Credit Income Fund COM SHS 72202D106 4,228 221,000 SH   OTR 1 170,760 50,240 0
PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 2,553 25,230 SH   SOLE   25,230 0 0
PIMCO Income Strategy Fund COM 72201H108 180 17,520 SH   SOLE   17,520 0 0
PIMCO Income Strategy Fund II COM 72201J104 116 12,573 SH   SOLE   12,573 0 0
Pioneer Diversified High Income Trust COM 723653101 3 200 SH   SOLE   200 0 0
Popular, Inc. COM 733174700 850 29,000 SH   SOLE   29,000 0 0
PriceSmart Inc. COM 741511109 94 1,000 SH   SOLE   1,000 0 0
Prudential PLC ADR 74435K204 21 605 SH   SOLE   605 0 0
Prudential Short Duration High Yield Fund, Inc. COM 74442F107 30 1,891 SH   SOLE   1,891 0 0
Putnam High Income Securities Fund SHS BEN INT 746779107 18 2,356 SH   SOLE   2,356 0 0
Putnam Premier Income Trust SH BEN INT 746853100 213 45,242 SH   SOLE   45,242 0 0
RENN Global Entrepreneurs Fund, Inc. COM 759720105 6 5,425 SH   SOLE   5,425 0 0
RMR Real Estate Income Fund COM 76970B101 2,883 134,665 SH   OTR 1 123,387 11,278 0
Royal Caribbean Cruises Ltd. COM V7780T103 2,479 36,913 SH   SOLE   36,913 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 1,623 787 SH   SOLE   787 0 0
Royce Global Value Trust, Inc. COM 78081T104 116 15,310 SH   SOLE   15,310 0 0
Royce Micro-Cap Trust, Inc. COM 780915104 35 4,780 SH   SOLE   4,780 0 0
Royce Value Trust Inc. COM 780910105 1,782 151,428 SH   SOLE   151,428 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 2,548 227,074 SH   OTR 1 111,088 115,986 0
Sanofi SPONSORED ADR 80105N105 26 612 SH   SOLE   612 0 0
Schlumberger Limited COM 806857108 29 370 SH   SOLE   370 0 0
Seaboard Corp. COM 811543107 1,665 580 SH   SOLE   580 0 0
Seacor Holdings, Inc. COM 811904101 116 2,000 SH   SOLE   2,000 0 0
Sensata Technologies Holding NV SHS N7902X106 23 660 SH   SOLE   660 0 0
Shire PLC SPONSORED ADR 82481R106 51 275 SH   SOLE   275 0 0
Simon Property Group Inc. COM 828806109 55 253 SH   SOLE   253 0 0
SK Telecom Co. Ltd. SPONSORED ADR 78440P108 41 1,978 SH   SOLE   1,978 0 0
Sony Corporation ADR 835699307 29 991 SH   SOLE   991 0 0
Spanish Broadcasting System Inc. CL A 846425833 36 10,030 SH   SOLE   10,030 0 0
Special Opportunities Fund, Inc. COM 84741T104 1,231 89,547 SH   OTR 1 80,797 8,750 0
Spirit Airlines, Inc. COM 848577102 1,167 26,000 SH   SOLE   26,000 0 0
Sprott Focus Trust, Inc. COM 85208J109 332 51,697 SH   SOLE   51,697 0 0
Swiss Helvetia Fund Inc. COM 870875101 24 2,316 SH   SOLE   2,316 0 0
Tahoe Resources Inc. COM 873868103 478 31,900 SH   SOLE   31,900 0 0
Taiwan Fund, Inc. COM 874036106 534 35,021 SH   OTR 1 4,631 30,390 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 21 817 SH   SOLE   817 0 0
TCW Strategic Income Fund, Inc. COM 872340104 120 22,000 SH   SOLE   22,000 0 0
Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 108 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 45 1,939 SH   SOLE   1,939 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 8,600 517,113 SH   OTR 1 373,110 144,003 0
Tekla Life Sciences Investors SH BEN INT 87911K100 1 63 SH   SOLE   63 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 5,796 411,085 SH   OTR 1 304,095 106,990 0
Telefonica Brasil SA SPONSORED ADR 87936R106 20 1,489 SH   SOLE   1,489 0 0
Templeton Dragon Fund, Inc. COM 88018T101 279 16,095 SH   OTR 1 3,958 12,137 0
Teva Pharmaceutical Industries Limited ADR 881624209 55 1,094 SH   SOLE   1,094 0 0
Thai Fund, Inc. COM 882904105 166 21,036 SH   SOLE   21,036 0 0
The Bank of Nova Scotia COM 064149107 294 6,000 SH   SOLE   6,000 0 0
The Boeing Company COM 097023105 90 691 SH   SOLE   691 0 0
The Coca-Cola Company COM 191216100 69 1,522 SH   SOLE   1,522 0 0
The Estee Lauder Companies Inc. CL A 518439104 13 140 SH   SOLE   140 0 0
The Goldman Sachs Group, Inc. COM 38141G104 102 689 SH   SOLE   689 0 0
The Herzfeld Caribbean Basin Fund, Inc. COM 42804T106 2,585 423,002 SH   DFND   320,900 102,102 0
The Home Depot, Inc. COM 437076102 124 968 SH   SOLE   968 0 0
The Korea Fund, Inc. COM 500634209 990 30,635 SH   OTR 1 23,556 7,079 0
The Kraft Heinz Company COM 500754106 54 608 SH   SOLE   608 0 0
The Mexico Fund, Inc. COM 592835102 128 7,633 SH   SOLE   7,633 0 0
The Procter & Gamble Company COM 742718109 95 1,119 SH   SOLE   1,119 0 0
The Toronto-Dominion Bank COM 891160509 37 862 SH   SOLE   862 0 0
The Travelers Company, Inc. COM 89417E109 82 689 SH   SOLE   689 0 0
The Walt Disney Company COM DISNEY 254687106 103 1,052 SH   SOLE   1,052 0 0
The Western Union Company COM 959802109 269 14,000 SH   SOLE   14,000 0 0
Thermo Fisher Scientific, Inc. COM 883556102 36 247 SH   SOLE   247 0 0
Tortoise Energy Independence Fund, Inc. COM 89148K101 1,012 67,845 SH   SOLE   67,845 0 0
Tortoise Energy Infrastructure COM 89147L100 239 7,780 SH   SOLE   7,780 0 0
Tortoise MLP Fund, Inc. COM 89148B101 973 52,728 SH   OTR 1 23,328 29,400 0
Tortoise Pipeline & Energy Fund COM 89148H108 3,560 191,296 SH   OTR 1 106,701 84,595 0
Tortoise Power and Energy Infrastructure Fund, Inc. COM 89147X104 717 36,662 SH   SOLE   36,662 0 0
Toyota Motor Corporation SP ADR REP2COM 892331307 20 199 SH   SOLE   199 0 0
Tri-Continental Corp. COM 895436103 4,645 226,166 SH   OTR 1 201,430 24,736 0
TripAdvisor Inc. COM 896945201 22 344 SH   SOLE   344 0 0
Turkish Investment Fund, Inc. COM 900145103 32 3,727 SH   SOLE   3,727 0 0
U.S. Bancorp COM 902973304 34 831 SH   SOLE   831 0 0
Ultrapetrol (Bahamas) Ltd. COM P94398107 11 36,000 SH   SOLE   36,000 0 0
Unilever NV N Y SHS 904784709 37 790 SH   SOLE   790 0 0
United Technologies Corporation COM 913017109 110 1,071 SH   SOLE   1,071 0 0
UnitedHealth Group Incorporated COM 91324P102 97 689 SH   SOLE   689 0 0
Vanguard Information Technology ETF INF TECH ETF 92204A702 11 100 SH   SOLE   100 0 0
Velocity Shares Daily Inverse VIX INVRS VIX STERM 22542D795 62 2,500 SH   SOLE   2,500 0 0
Verizon Communications Inc. COM 92343V104 79 1,412 SH   SOLE   1,412 0 0
Vipshop Holdings Limited SPONSORED ADR 92763W103 22 1,926 SH   SOLE   1,926 0 0
Visa Inc. COM CL A 92826C839 51 687 SH   SOLE   687 0 0
Vodafone Group PLC SPNSR ADR 92857W308 53 1,704 SH   SOLE   1,704 0 0
Vulcan Materials Company COM 929160109 481 4,000 SH   SOLE   4,000 0 0
Wal-Mart Stores Inc. COM 931142103 92 1,261 SH   SOLE   1,261 0 0
Watsco Inc. COM 942622200 1,421 10,100 SH   SOLE   10,100 0 0
Wells Fargo Advantage Multi-Sector Income Fund WF MLT SECTR INC 94987D101 3 234 SH   SOLE   234 0 0
Western Asset Emerging Markets Income Fund Inc. COM 95766E103 13 1,200 SH   SOLE   1,200 0 0
Western Asset Worldwide Income Fund Inc. COM 957668106 24 2,196 SH   SOLE   2,196 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 33 3,000 SH   SOLE   3,000 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 15 1,317 SH   SOLE   1,317 0 0
WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 6 143 SH   SOLE   143 0 0
Zweig Fund, Inc. COM 989834205 141 11,215 SH   SOLE   11,215 0 0
Zweig Total Return Fund Inc. COM 989837208 1,112 92,464 SH   SOLE   92,464 0 0