EX-FILING FEES 8 exs.htm

 

Exhibit (s)

 

Calculation of Filing Fee Table

 

N-2

(Form Type)

 

SuRo Capital Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  

Security

Type

 

Security
Class

Title

  Fee
Calculation
or Carry
Forward
Rule		   Amount
Being
Registered		   Proposed
Maximum
Offering
Price Per
Unit		  

Proposed

Maximum

Aggregate

Offering Price(1)

  

Fee

Rate

   Amount of
Registration
Fee(1)		   Carry
Forward
Form
Type		  

Carry

Forward

File

Number

  

Carry

Forward

Initial

Effective

Date

  

Filing Fee
Previously

Paid in
Connection
with Unsold
Securities

to be

Carried
Forward

 
                                               
Fees to be Paid  Equity  Common Stock, $0.01 par value(2)                                        
                                                         
   Equity  Preferred Stock(2)                                                  
                                                         
   Other  Subscription Rights(3)                                                  
                                                         
   Debt  Debt Securities(4)                                                  
                                                         
   Other  Warrants(2)                                                  
                                                         
   Unallocated (Universal) Shelf  Unallocated (Universal) Shelf   457(o)(1)            $126,211,201    0.00011020   $13,908.47                     
                                                         
Fees Previously Paid                                 $—                     
                                                         
Carry Forward Securities  Equity  Common Stock, $0.01 par value(2)                                                  
                                                         
   Equity  Preferred Stock(2)                                                  
                                                         
   Other  Subscription Rights(3)                                                  
                                                         
   Debt  Debt Securities(4)                                                  
                                                         
   Other  Warrants(2)                                                  
                                                         
   Unallocated (Universal) Shelf  Unallocated (Universal) Shelf   415(a)(6)            $273,788,799(5)             N-2    333-239681    July 2, 2020    $5,192.00 
                                                         
Total Offering Amount        $400,000,000(6)       $44,080                     
                                                         
Total Fees Previously Paid                  $—                     
                                                         
Total Fee Offsets                  $—                     
                                                         
Net Fee Due                  $13,908.47                     

 

(1) Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by SuRo Capital Corp. (the “Registrant”) in connection with the sale by the Registrant of the securities registered under this registration statement.
   
(2) Subject to Note 6 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.
   
(3) Subject to Note 6 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.
   
(4) Subject to Note 6 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $400,000,000.
   
(5) Pursuant to Rule 415(a)(6) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement includes $273,788,799 in aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under the Registrant’s Registration Statement on Form N-2 (File No. 333-239681) initially filed on July 2, 2020, and amended on July 27, 2020, and declared effective on July 27, 2020 (the “Prior Registration Statement”). The Registrant previously paid at filing fees in the aggregate of $5,192.00 relating to the Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.
   
(6) In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $400,000,000.