0001144204-17-049081.txt : 20170921 0001144204-17-049081.hdr.sgml : 20170921 20170921160957 ACCESSION NUMBER: 0001144204-17-049081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20170921 DATE AS OF CHANGE: 20170921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moe Michael T. CENTRAL INDEX KEY: 0001517808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 171095904 MAIL ADDRESS: STREET 1: C/O NEXT INNOVATION CORP. STREET 2: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSV Capital Corp. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: (650) 235-4777 MAIL ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 FORMER COMPANY: FORMER CONFORMED NAME: NeXt BDC Capital Corp. DATE OF NAME CHANGE: 20110105 4 1 v475566_form4.xml FORMO 4 X0306 4 2017-09-20 0 0001509470 GSV Capital Corp. GSVC 0001517808 Moe Michael T. C/O GSV CAPITAL CORP. 2925 WOODSIDE ROAD WOODSIDE CA 94062 1 1 0 0 Executive Chairman Common Stock 2017-09-20 4 P 0 925 5.405 A 68507.618 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.41, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Michael T. Moe 2017-09-21