0001144204-17-049081.txt : 20170921
0001144204-17-049081.hdr.sgml : 20170921
20170921160957
ACCESSION NUMBER: 0001144204-17-049081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170920
FILED AS OF DATE: 20170921
DATE AS OF CHANGE: 20170921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moe Michael T.
CENTRAL INDEX KEY: 0001517808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 171095904
MAIL ADDRESS:
STREET 1: C/O NEXT INNOVATION CORP.
STREET 2: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GSV Capital Corp.
CENTRAL INDEX KEY: 0001509470
IRS NUMBER: 274443543
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
BUSINESS PHONE: (650) 235-4777
MAIL ADDRESS:
STREET 1: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt BDC Capital Corp.
DATE OF NAME CHANGE: 20110105
4
1
v475566_form4.xml
FORMO 4
X0306
4
2017-09-20
0
0001509470
GSV Capital Corp.
GSVC
0001517808
Moe Michael T.
C/O GSV CAPITAL CORP.
2925 WOODSIDE ROAD
WOODSIDE
CA
94062
1
1
0
0
Executive Chairman
Common Stock
2017-09-20
4
P
0
925
5.405
A
68507.618
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2017.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.41, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Michael T. Moe
2017-09-21