0001144204-16-137712.txt : 20161202 0001144204-16-137712.hdr.sgml : 20161202 20161202161940 ACCESSION NUMBER: 0001144204-16-137712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSV Capital Corp. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: (650) 235-4777 MAIL ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 FORMER COMPANY: FORMER CONFORMED NAME: NeXt BDC Capital Corp. DATE OF NAME CHANGE: 20110105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moe Michael T. CENTRAL INDEX KEY: 0001517808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 162031393 MAIL ADDRESS: STREET 1: C/O NEXT INNOVATION CORP. STREET 2: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 4 1 v454291_form4.xml FORM 4 X0306 4 2016-12-01 0 0001509470 GSV Capital Corp. GSVC 0001517808 Moe Michael T. C/O GSV CAPITAL CORP. 2925 WOODSIDE ROAD WOODSIDE CA 94062 1 1 0 0 CEO Common Stock 2016-12-01 4 P 0 1030 4.8499 A 62582.618 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.84 to $4.85, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Michael T. Moe 2016-12-02