0001104659-24-022532.txt : 20240213
0001104659-24-022532.hdr.sgml : 20240213
20240213203726
ACCESSION NUMBER: 0001104659-24-022532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240209
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Allison
CENTRAL INDEX KEY: 0001742297
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 24631443
MAIL ADDRESS:
STREET 1: C/O GSV CAPITAL CORP.
STREET 2: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURO CAPITAL CORP.
CENTRAL INDEX KEY: 0001509470
ORGANIZATION NAME:
IRS NUMBER: 274443543
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (650) 235-4769
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP.
DATE OF NAME CHANGE: 20190731
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Capital Corp.
DATE OF NAME CHANGE: 20110531
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
4
1
tm246155-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-02-09
0
0001509470
SURO CAPITAL CORP.
SSSS
0001742297
Green Allison
C/O SURO CAPITAL CORP.
640 FIFTH AVENUE, 12TH FLOOR
NEW YORK
NY
10019
0
1
0
0
See Remarks
0
Common Stock
2024-02-09
4
F
0
9832
3.39
D
136765
D
Common Stock
2024-02-12
4
F
0
9131
3.54
D
127634
D
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 9, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 12, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
CFO, CCO, Treasurer and Corporate Secretary
/s/ Allison Green
2024-02-13