0001104659-24-022532.txt : 20240213 0001104659-24-022532.hdr.sgml : 20240213 20240213203726 ACCESSION NUMBER: 0001104659-24-022532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240209 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Allison CENTRAL INDEX KEY: 0001742297 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 24631443 MAIL ADDRESS: STREET 1: C/O GSV CAPITAL CORP. STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURO CAPITAL CORP. CENTRAL INDEX KEY: 0001509470 ORGANIZATION NAME: IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (650) 235-4769 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP. DATE OF NAME CHANGE: 20190731 FORMER COMPANY: FORMER CONFORMED NAME: GSV Capital Corp. DATE OF NAME CHANGE: 20110531 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 4 1 tm246155-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-02-09 0 0001509470 SURO CAPITAL CORP. SSSS 0001742297 Green Allison C/O SURO CAPITAL CORP. 640 FIFTH AVENUE, 12TH FLOOR NEW YORK NY 10019 0 1 0 0 See Remarks 0 Common Stock 2024-02-09 4 F 0 9832 3.39 D 136765 D Common Stock 2024-02-12 4 F 0 9131 3.54 D 127634 D Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 9, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares. Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 12, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares. CFO, CCO, Treasurer and Corporate Secretary /s/ Allison Green 2024-02-13