0000899243-23-018577.txt : 20230829
0000899243-23-018577.hdr.sgml : 20230829
20230829174001
ACCESSION NUMBER: 0000899243-23-018577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230825
FILED AS OF DATE: 20230829
DATE AS OF CHANGE: 20230829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spice Adam C.
CENTRAL INDEX KEY: 0001509421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39560
FILM NUMBER: 231223242
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Lab USA, Inc.
CENTRAL INDEX KEY: 0001819994
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
BUSINESS PHONE: 714-465-5737
MAIL ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
FORMER COMPANY:
FORMER CONFORMED NAME: Vector Acquisition Corp
DATE OF NAME CHANGE: 20200803
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-25
0
0001819994
Rocket Lab USA, Inc.
RKLB
0001509421
Spice Adam C.
C/O ROCKET LAB USA, INC.
3881 MCGOWEN STREET
LONG BEACH
CA
90808
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-08-25
4
S
0
61377
5.7436
D
1566293
D
Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Includes 3,142 shares and 4,942 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on May 20, 2022 and May 19, 2023, respectively, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
/s/ Arjun Kampani as Attorney-in-Fact for Adam Spice
2023-08-29