0000899243-23-018577.txt : 20230829 0000899243-23-018577.hdr.sgml : 20230829 20230829174001 ACCESSION NUMBER: 0000899243-23-018577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230825 FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spice Adam C. CENTRAL INDEX KEY: 0001509421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231223242 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Lab USA, Inc. CENTRAL INDEX KEY: 0001819994 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 BUSINESS PHONE: 714-465-5737 MAIL ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 FORMER COMPANY: FORMER CONFORMED NAME: Vector Acquisition Corp DATE OF NAME CHANGE: 20200803 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-25 0 0001819994 Rocket Lab USA, Inc. RKLB 0001509421 Spice Adam C. C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-08-25 4 S 0 61377 5.7436 D 1566293 D Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Includes 3,142 shares and 4,942 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on May 20, 2022 and May 19, 2023, respectively, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). /s/ Arjun Kampani as Attorney-in-Fact for Adam Spice 2023-08-29