0000899243-22-037138.txt : 20221129 0000899243-22-037138.hdr.sgml : 20221129 20221129165600 ACCESSION NUMBER: 0000899243-22-037138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221125 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spice Adam C. CENTRAL INDEX KEY: 0001509421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 221433405 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Lab USA, Inc. CENTRAL INDEX KEY: 0001819994 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 BUSINESS PHONE: 714-465-5737 MAIL ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 FORMER COMPANY: FORMER CONFORMED NAME: Vector Acquisition Corp DATE OF NAME CHANGE: 20200803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-25 0 0001819994 Rocket Lab USA, Inc. RKLB 0001509421 Spice Adam C. C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 0 1 0 0 Chief Financial Officer Common Stock 2022-11-25 4 S 0 45659 4.22 D 1750357 D Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.14 to $4.525, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. /s/ Janine Wong as Attorney-in-Fact for Adam Spice 2022-11-29