0001637761-21-000016.txt : 20210105 0001637761-21-000016.hdr.sgml : 20210105 20210105161401 ACCESSION NUMBER: 0001637761-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lipschultz Tyler CENTRAL INDEX KEY: 0001509284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36905 FILM NUMBER: 21505614 MAIL ADDRESS: STREET 1: 7475 LUSK BLVD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaSpine Holdings Corp CENTRAL INDEX KEY: 0001637761 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 473251758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: (760) 727-8399 MAIL ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 wf-form4_160988122462837.xml FORM 4 X0306 4 2020-12-31 0 0001637761 SeaSpine Holdings Corp SPNE 0001509284 Lipschultz Tyler C/O SEASPINE HOLDINGS CORPORATION 5770 ARMADA DRIVE CARLSBAD CA 92008 0 1 0 0 SVP, Orthobiologics and BD Common Stock 2020-12-31 4 J 0 1134 8.92 A 96956 D Common Stock 2021-01-01 4 M 0 12551 A 109507 D Common Stock 2021-01-01 4 M 0 3564 A 113071 D Common Stock 2021-01-01 4 M 0 8362 A 121433 D Common Stock 2021-01-01 4 F 0 11349 17.45 D 110084 D Restricted Stock Units 2021-01-01 4 M 0 12551 0 D Common Stock 12551.0 0 D Restricted Stock Units 2021-01-01 4 M 0 3564 0 D Common Stock 3564.0 3564 D Restricted Stock Units 2021-01-01 4 M 0 8362 0 D Common Stock 8362.0 16724 D These shares were acquired under the issuer's 2015 Employee Stock Purchase Plan (the "ESPP") in a transaction that was exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 1, 2020. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2021. No shares were sold in connection with this transaction. The reporting person was granted 37,651 restricted stock units on March 5, 2018, which vest in three equal installments on each of January 1, 2019, 2020 and 2021. The reporting person was granted 10,691 restricted stock units on January 1, 2019, which vest in three equal installments on each of January 1, 2020, 2021, and 2022. The reporting person was granted 25,086 restricted stock units on January 1, 2020, which vest in three equal installments on each of January 1, 2021, 2022 and 2023. /s/Paul Benny, Attorney-in-Fact for Tyler Lipschultz 2021-01-05