0001567619-20-017221.txt : 20200930
0001567619-20-017221.hdr.sgml : 20200930
20200930090539
ACCESSION NUMBER: 0001567619-20-017221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200928
FILED AS OF DATE: 20200930
DATE AS OF CHANGE: 20200930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDOK, INC.
CENTRAL INDEX KEY: 0001798101
STATE OF INCORPORATION: M5
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54495
FILM NUMBER: 201210735
BUSINESS ADDRESS:
STREET 1: 132, TEHERAN-RO
STREET 2: GANGNAM GU
CITY: SOUL
STATE: M5
ZIP: 06235
BUSINESS PHONE: 8225275316
MAIL ADDRESS:
STREET 1: 132, TEHERAN-RO
STREET 2: GANGNAM GU
CITY: SOUL
STATE: M5
ZIP: 06235
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rezolute, Inc.
CENTRAL INDEX KEY: 0001509261
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273440894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-847-1919
MAIL ADDRESS:
STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: AntriaBio, Inc.
DATE OF NAME CHANGE: 20130114
FORMER COMPANY:
FORMER CONFORMED NAME: FITS MY STYLE INC
DATE OF NAME CHANGE: 20110104
4
1
doc1.xml
FORM 4
X0306
4
2020-09-28
0
0001509261
Rezolute, Inc.
RZLT
0001798101
HANDOK, INC.
132, TEHERAN-RO
GANGMAN GU
SEOUL
M4
06235
KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF
0
0
1
0
Common Shares
2020-09-28
4
P
0
125000
0.4438
A
99649528
D
Common Shares
2020-09-29
4
P
0
125000
0.4455
A
99774528
D
The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.43 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
Handok, Inc. by Hyeon Cheol Lee as CFO of Handok, Inc.
2020-09-30