The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 11,042 | 49,500 | SH | Call | SOLE | 49,500 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,180 | 520,200 | SH | SOLE | 520,200 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 12,390 | 218,595 | SH | SOLE | 218,595 | 0 | 0 | ||
ALLIANT TECHSYSTEMS INC | COM | 018804104 | 5,144 | 38,400 | SH | Put | SOLE | 38,400 | 0 | 0 | |
ALLIANT TECHSYSTEMS INC | NOTE 3.000% 8/1 | 018804AK0 | 1,756 | 1,000 | PRN | SOLE | 1,000 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 8,369 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 23,547 | 72,500 | SH | Put | SOLE | 72,500 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 12,991 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 11,837 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 2,486 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 23,674 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 105,713 | 1,137,560 | SH | SOLE | 1,137,560 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 269,775 | 2,903,000 | SH | Put | SOLE | 2,903,000 | 0 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | 7,008 | 469,352 | SH | SOLE | 469,352 | 0 | 0 | ||
ASHFORD HOSPITALITY PRIME IN | COM | 044102101 | 11,897 | 693,292 | SH | SOLE | 693,292 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 1,278 | 87,500 | SH | Call | SOLE | 87,500 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 10,977 | 714,200 | SH | Put | SOLE | 714,200 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 10,973 | 713,910 | SH | SOLE | 713,910 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 28,600 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 920 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 13,548 | 504,544 | SH | SOLE | 504,544 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 31,953 | 860,820 | SH | SOLE | 860,820 | 0 | 0 | ||
CEMEX SAB DE CV | NOTE 3.250% 3/1 | 151290BB8 | 21,061 | 14,500 | PRN | SOLE | 14,500 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 7,134 | 244,000 | SH | Call | SOLE | 244,000 | 0 | 0 | |
CIVEO CORP | COM | 178787107 | 10,766 | 430,123 | SH | SOLE | 430,123 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 24,156 | 450,000 | SH | Call | SOLE | 450,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 6,009 | 132,460 | SH | SOLE | 132,460 | 0 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 4,509 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 992 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
CUMULUS MEDIA INC | CL A | 231082108 | 5,427 | 823,606 | SH | SOLE | 823,606 | 0 | 0 | ||
DANA HLDG CORP | COM | 235825205 | 5,823 | 238,434 | SH | SOLE | 238,434 | 0 | 0 | ||
DEAN FOODS CO NEW | COM NEW | 242370203 | 1,759 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
DIAMOND FOODS INC | COM | 252603105 | 3,481 | 123,456 | SH | SOLE | 123,456 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 17,929 | 210,900 | SH | SOLE | 210,900 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 5,268 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.000%11/2 | 292554AD4 | 8,453 | 5,500 | PRN | SOLE | 5,500 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 12,982 | 185,400 | SH | SOLE | 185,400 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 2,801 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 14,769 | 201,875 | SH | SOLE | 201,875 | 0 | 0 | ||
EQUINIX INC | COM NEW | 29444U502 | 33,460 | 159,264 | SH | SOLE | 159,264 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,507 | 37,250 | SH | SOLE | 37,250 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 20,188 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 3,591 | 615,000 | SH | Put | SOLE | 615,000 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 44,086 | 839,100 | SH | Put | SOLE | 839,100 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 6,521 | 179,642 | SH | SOLE | 179,642 | 0 | 0 | ||
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 35,024 | 9,600 | PRN | SOLE | 9,600 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 2,937 | 45,500 | SH | Call | SOLE | 45,500 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 12,698 | 196,748 | SH | SOLE | 196,748 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 4,162 | 148,508 | SH | SOLE | 148,508 | 0 | 0 | ||
HOMEAWAY INC | COM | 43739Q100 | 1,751 | 50,300 | SH | Call | SOLE | 50,300 | 0 | 0 | |
HOMEAWAY INC | COM | 43739Q100 | 2,748 | 78,900 | SH | Put | SOLE | 78,900 | 0 | 0 | |
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 15,577 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 7,616 | 110,000 | SH | Call | SOLE | 110,000 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 7,250 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 13,473 | 436,000 | SH | Call | SOLE | 436,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 15,779 | 510,600 | SH | SOLE | 510,600 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 1,591 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
IRON MTN INC | COM | 462846106 | 407 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ISHARES | MSCI EMG MKT ETF | 464287234 | 21,616 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ISHARES | MSCI EMG MKT ETF | 464287234 | 21,616 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISTAR FINL INC | COM | 45031U101 | 189 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 3,969 | 27,000 | SH | Call | SOLE | 27,000 | 0 | 0 | |
JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | 4,602 | 369,000 | SH | SOLE | 369,000 | 0 | 0 | ||
KB HOME | COM | 48666K109 | 4,984 | 266,794 | SH | SOLE | 266,794 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 29,566 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
KNOWLES CORP | COM | 49926D109 | 13,941 | 453,527 | SH | SOLE | 453,527 | 0 | 0 | ||
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 2,416 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
LANDS END INC NEW | COM | 51509F105 | 9,297 | 276,866 | SH | SOLE | 276,866 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | NOTE 7.000% 3/1 | 52729NBP4 | 29,262 | 17,500 | PRN | SOLE | 17,500 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 21,314 | 288,804 | SH | SOLE | 288,804 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 11,635 | 160,060 | SH | SOLE | 160,060 | 0 | 0 | ||
MCCLATCHY CO | CL A | 579489105 | 594 | 107,006 | SH | SOLE | 107,006 | 0 | 0 | ||
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 5,569 | 130,100 | SH | SOLE | 130,100 | 0 | 0 | ||
MGIC INVT CORP WIS | COM | 552848103 | 304 | 33,000 | SH | Call | SOLE | 33,000 | 0 | 0 | |
MGIC INVT CORP WIS | COM | 552848103 | 2,932 | 317,394 | SH | SOLE | 317,394 | 0 | 0 | ||
MILLENNIAL MEDIA INC | COM | 60040N105 | 3,066 | 614,345 | SH | SOLE | 614,345 | 0 | 0 | ||
MORGANS HOTEL GROUP CO | COM | 61748W108 | 853 | 107,564 | SH | SOLE | 107,564 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 30,402 | 1,035,144 | SH | SOLE | 1,035,144 | 0 | 0 | ||
NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 20,788 | 20,500 | PRN | SOLE | 20,500 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 8,685 | 247,500 | SH | SOLE | 247,500 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 2,081 | 81,782 | SH | SOLE | 81,782 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 35,771 | 1,993,920 | SH | SOLE | 1,993,920 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 869 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 17,088 | 910,400 | SH | SOLE | 910,400 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 674 | 13,678 | SH | SOLE | 13,678 | 0 | 0 | ||
OIL STS INTL INC | COM | 678026105 | 19,996 | 312,000 | SH | SOLE | 312,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 3,307 | 365,500 | SH | Put | SOLE | 365,500 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 42,894 | 842,551 | SH | SOLE | 842,551 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 4,848 | 4,030 | SH | SOLE | 4,030 | 0 | 0 | ||
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 9,820 | 106,184 | SH | SOLE | 106,184 | 0 | 0 | ||
RACKSPACE HOSTING INC | COM | 750086100 | 3,876 | 115,123 | SH | SOLE | 115,123 | 0 | 0 | ||
RACKSPACE HOSTING INC | COM | 750086100 | 11,512 | 342,000 | SH | Call | SOLE | 342,000 | 0 | 0 | |
RADIAN GROUP INC | COM | 750236101 | 8,071 | 545,000 | SH | Call | SOLE | 545,000 | 0 | 0 | |
RADIAN GROUP INC | NOTE 3.000%11/1 | 750236AK7 | 50,736 | 35,000 | PRN | SOLE | 35,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 9,830 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 753 | 105,000 | SH | Put | SOLE | 105,000 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 7,946 | 136,819 | SH | SOLE | 136,819 | 0 | 0 | ||
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 103,966 | 50,700 | PRN | SOLE | 50,700 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 4,291 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 1,119 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 15,062 | 377,000 | SH | Put | SOLE | 377,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 13,423 | 335,900 | SH | Put | SOLE | 335,900 | 0 | 0 | |
SEMGROUP CORP | *W EXP 11/30/201 | 81663A113 | 15,936 | 292,403 | SH | SOLE | 292,403 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 97,860 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
STARWOOD WAYPOINT RESIDENTL | COM SHS | 85571W109 | 2,541 | 96,962 | SH | SOLE | 96,962 | 0 | 0 | ||
SUPERVALU INC | COM | 868536103 | 247 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 2,089 | 254,200 | SH | Call | SOLE | 254,200 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 11,224 | 299,700 | SH | Call | SOLE | 299,700 | 0 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 8,780 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 4,801 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 4,801 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 60,724 | 30,000 | PRN | SOLE | 30,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 15,043 | 15,500 | PRN | SOLE | 15,500 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 5,242 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
TIBCO SOFTWARE INC | COM | 88632Q103 | 693 | 34,325 | SH | SOLE | 34,325 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 13,616 | 405,000 | SH | SOLE | 405,000 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 2,828 | 35,319 | SH | SOLE | 35,319 | 0 | 0 | ||
TRONOX LTD | SHS CL A | Q9235V101 | 3,752 | 139,489 | SH | SOLE | 139,489 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 6,772 | 197,825 | SH | SOLE | 197,825 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 1,577 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 6,146 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
WEBSTER FINL CORP CONN | *W EXP 11/21/201 | 947890117 | 620 | 45,383 | SH | SOLE | 45,383 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM CL A | 966244105 | 24,763 | 765,002 | SH | SOLE | 765,002 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 18,639 | 482,500 | SH | Put | SOLE | 482,500 | 0 | 0 | |
WINDSTREAM HLDGS INC | COM | 97382A101 | 1,554 | 156,000 | SH | Put | SOLE | 156,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 7,026 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 890 | 25,350 | SH | SOLE | 25,350 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 8,884 | 252,900 | SH | Call | SOLE | 252,900 | 0 | 0 |