0001193125-13-054185.txt : 20130213 0001193125-13-054185.hdr.sgml : 20130213 20130213121158 ACCESSION NUMBER: 0001193125-13-054185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stone Harbor Investment Partners LP CENTRAL INDEX KEY: 0001508123 IRS NUMBER: 203888589 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14178 FILM NUMBER: 13601157 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND STREET STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-548-1022 MAIL ADDRESS: STREET 1: 31 WEST 52ND STREET STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d484087d13fhr.txt STONE HARBOR INESTMENT PARTNERS LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stone Harbor Investment Partners LP Address: 31 West 52/nd/ Street 16/th/ Floor New York, NY 10019 Form 13F File Number: 028-14178 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Wilby Title: Chief Investment Officer Phone: (212) 548-1200 Signature, Place, and Date of Signing: /s/ Peter J. Wilby New York, NY February 13, 2013 ------------------- -------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name --------------------- ----- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total (000's): $54,913 List of Other Included Managers: No. Form 13F File Number Name NONE Form 13F Information Table - Q4 2012
Market Shares/ Voting Voting Voting Value Principal Shares/ Investment Other Authority Authority Authority Name of Issuer Title of Class CUSIP (000's) Amount Principal Discretion Managers (Sole) (Shared) (None) -------------- -------------- --------- ------- --------- --------- ---------- -------- --------- --------- --------- AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 1,794 1,381,000 PRN SOLE 0 1,381,000 0 0 ALTRA HOLDINGS INC NOTE 2.750% 3/0 02208RAE6 2,741 2,511,000 PRN SOLE 0 2,511,000 0 0 APACHE CORP PFD CONV SER D 037411808 1,749 38,660 SH SOLE 0 38,660 0 0 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 1,100 1,073,000 PRN SOLE 0 1,073,000 0 0 CUMULUS MEDIA INC CL A 231082108 446 172,924 SH SOLE 0 172,924 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 1,982 2,580,000 PRN SOLE 0 2,580,000 0 0 GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 3,252 3,564,000 PRN SOLE 0 3,564,000 0 0 HOME INNS & HOTELS MGMT INC NOTE 2.000%12/1 43713WAB3 344 402,000 PRN SOLE 0 402,000 0 0 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 969 962,000 PRN SOLE 0 962,000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 4,199 4,072,000 PRN SOLE 0 4,072,000 0 0 ISHARES INC MSCI BRAZIL 464286400 4,918 89,000 SH SOLE 0 89,000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 3,305 3,597,000 PRN SOLE 0 3,597,000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A N53745100 411 7,408 SH SOLE 0 7,408 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,057 172,000 SH SOLE 0 172,000 0 0 MICRON TECHNOLOGY INC DEBT 1.875% 6/0 595112AK9 1,511 1,662,000 PRN SOLE 0 1,662,000 0 0 MICRON TECHNOLOGY INC NOTE 1.500% 8/0 595112AQ6 1,572 1,713,000 PRN SOLE 0 1,713,000 0 0 NETAPP INC NOTE 1.750% 6/0 64110DAB0 1,633 1,471,000 PRN SOLE 0 1,471,000 0 0 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 1,786 1,663,000 PRN SOLE 0 1,663,000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 1,022 1,001,000 PRN SOLE 0 1,001,000 0 0 RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 1,645 1,520,000 PRN SOLE 0 1,520,000 0 0 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1,079 1,030,000 PRN SOLE 0 1,030,000 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 3,662 3,457,000 PRN SOLE 0 3,457,000 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 4,361 2,340,000 PRN SOLE 0 2,340,000 0 0 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 3,025 2,505,000 PRN SOLE 0 2,505,000 0 0 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 1,350 1,592,000 PRN SOLE 0 1,592,000 0 0 ------ Total 54,913 ------