0001193125-13-054185.txt : 20130213
0001193125-13-054185.hdr.sgml : 20130213
20130213121158
ACCESSION NUMBER: 0001193125-13-054185
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stone Harbor Investment Partners LP
CENTRAL INDEX KEY: 0001508123
IRS NUMBER: 203888589
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14178
FILM NUMBER: 13601157
BUSINESS ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-548-1022
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d484087d13fhr.txt
STONE HARBOR INESTMENT PARTNERS LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one):
[_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stone Harbor Investment Partners LP
Address: 31 West 52/nd/ Street
16/th/ Floor
New York, NY 10019
Form 13F File Number: 028-14178
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Wilby
Title: Chief Investment Officer
Phone: (212) 548-1200
Signature, Place, and Date of Signing:
/s/ Peter J. Wilby New York, NY February 13, 2013
------------------- -------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_]13F NOTICE. (Check here if no holdings reported are in this report and all
holdings are reported by other reporting manager(s).)
[_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 25
Form 13F Information Table Value Total (000's): $54,913
List of Other Included Managers:
No. Form 13F File Number Name
NONE
Form 13F Information Table - Q4 2012
Market Shares/ Voting Voting Voting
Value Principal Shares/ Investment Other Authority Authority Authority
Name of Issuer Title of Class CUSIP (000's) Amount Principal Discretion Managers (Sole) (Shared) (None)
-------------- -------------- --------- ------- --------- --------- ---------- -------- --------- --------- ---------
AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 1,794 1,381,000 PRN SOLE 0 1,381,000 0 0
ALTRA HOLDINGS INC NOTE 2.750% 3/0 02208RAE6 2,741 2,511,000 PRN SOLE 0 2,511,000 0 0
APACHE CORP PFD CONV SER D 037411808 1,749 38,660 SH SOLE 0 38,660 0 0
COMTECH
TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 1,100 1,073,000 PRN SOLE 0 1,073,000 0 0
CUMULUS MEDIA INC CL A 231082108 446 172,924 SH SOLE 0 172,924 0 0
DENDREON CORP NOTE 2.875% 1/1 24823QAC1 1,982 2,580,000 PRN SOLE 0 2,580,000 0 0
GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 3,252 3,564,000 PRN SOLE 0 3,564,000 0 0
HOME INNS & HOTELS
MGMT INC NOTE 2.000%12/1 43713WAB3 344 402,000 PRN SOLE 0 402,000 0 0
HORNBECK OFFSHORE
SVCS INC N FRNT 1.625%11/1 440543AE6 969 962,000 PRN SOLE 0 962,000 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 4,199 4,072,000 PRN SOLE 0 4,072,000 0 0
ISHARES INC MSCI BRAZIL 464286400 4,918 89,000 SH SOLE 0 89,000 0 0
LUCENT TECHNOLOGIES
INC DBCV 2.875% 6/1 549463AG2 3,305 3,597,000 PRN SOLE 0 3,597,000 0 0
LYONDELLBASELL
INDUSTRIES N SHS - A N53745100 411 7,408 SH SOLE 0 7,408 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,057 172,000 SH SOLE 0 172,000 0 0
MICRON TECHNOLOGY
INC DEBT 1.875% 6/0 595112AK9 1,511 1,662,000 PRN SOLE 0 1,662,000 0 0
MICRON TECHNOLOGY
INC NOTE 1.500% 8/0 595112AQ6 1,572 1,713,000 PRN SOLE 0 1,713,000 0 0
NETAPP INC NOTE 1.750% 6/0 64110DAB0 1,633 1,471,000 PRN SOLE 0 1,471,000 0 0
NEWPARK RES INC NOTE 4.000%10/0 651718AC2 1,786 1,663,000 PRN SOLE 0 1,663,000 0 0
ON SEMICONDUCTOR
CORP NOTE 2.625%12/1 682189AG0 1,022 1,001,000 PRN SOLE 0 1,001,000 0 0
RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 1,645 1,520,000 PRN SOLE 0 1,520,000 0 0
SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1,079 1,030,000 PRN SOLE 0 1,030,000 0 0
SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 3,662 3,457,000 PRN SOLE 0 3,457,000 0 0
TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 4,361 2,340,000 PRN SOLE 0 2,340,000 0 0
TYSON FOODS INC NOTE 3.250%10/1 902494AP8 3,025 2,505,000 PRN SOLE 0 2,505,000 0 0
WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 1,350 1,592,000 PRN SOLE 0 1,592,000 0 0
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Total 54,913
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