0001193125-12-428104.txt : 20121019
0001193125-12-428104.hdr.sgml : 20121019
20121019103008
ACCESSION NUMBER: 0001193125-12-428104
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121019
DATE AS OF CHANGE: 20121019
EFFECTIVENESS DATE: 20121019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stone Harbor Investment Partners LP
CENTRAL INDEX KEY: 0001508123
IRS NUMBER: 203888589
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14178
FILM NUMBER: 121151667
BUSINESS ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-548-1022
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d428099d13fhr.txt
STONE HARBOR INVESTMENT PARTNERS
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment Number: ________________________________
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stone Harbor Investment Partners LP
Address: 31 West 52nd Street
16th Floor
New York, NY 10019
Form 13F File Number: 028-14178
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Wilby
Title: Chief Investment Officer
Phone: (212) 548-1200
Signature, Place, and Date of Signing:
/s/ Peter J. Wilby New York, NY October 19, 2012
_______________________ ________________________ _______________________
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
____________________ ________________________________________________________
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total (000's): $44,268
List of Other Included Managers:
No. Form 13F File Number Name
NONE
Form 13F Information Table - Q3 2012
MARKET VALUE INVESTMENT
NAME OF ISSUER TITLE OF CLASS CUSIP (000'S) SHARES/PRINCIPAL AMOUNT SHARES/PRINCIPAL DISCRETION
-------------- ---------------- --------- ------------ ----------------------- ---------------- ----------
AIRTRAN HLDGS INC............. NOTE 5.250%11/0 00949PAD0 2,087 1,626,000 PRN SOLE
ALTRA HOLDINGS INC............ NOTE 2.750% 3/0 02208RAE6 2,758 2,744,000 PRN SOLE
APACHE CORP................... PFD CONV SER D 37411808 2,053 42,039 SH SOLE
COMTECH TELECOMMUNICATIONS C.. NOTE 3.000% 5/0 205826AF7 1,302 1,220,000 PRN SOLE
CUMULUS MEDIA INC............. CL A 231082108 476 172,924 SH SOLE
DENDREON CORP................. NOTE 2.875% 1/1 24823QAC1 1,769 2,652,000 PRN SOLE
GREENBRIER COS INC............ NOTE 3.500% 4/0 393657AH4 3,583 3,888,000 PRN SOLE
HOME INNS & HOTELS MGMT INC... NOTE 2.000%12/1 43713WAB3 369 433,000 PRN SOLE
HORNBECK OFFSHORE SVCS INC N.. FRNT 1.625%11/1 440543AE6 1,907 1,823,000 PRN SOLE
LUCENT TECHNOLOGIES INC....... DBCV 2.875% 6/1 549463AG2 2,918 3,823,000 PRN SOLE
MICRON TECHNOLOGY INC......... DEBT 1.875% 6/0 595112AK9 1,618 1,792,000 PRN SOLE
MICRON TECHNOLOGY INC......... NOTE 1.500% 8/0 595112AQ6 1,664 1,853,000 PRN SOLE
MOLYCORP INC DEL.............. PFD CONV SER A 608753208 371 8,147 SH SOLE
NEWPARK RES INC............... NOTE 4.000%10/0 651718AC2 2,131 2,013,000 PRN SOLE
ON SEMICONDUCTOR CORP......... NOTE 2.625%12/1 682189AG0 2,780 2,712,000 PRN SOLE
RTI INTL METALS INC........... NOTE 3.000%12/0 74973WAA5 1,875 1,779,000 PRN SOLE
SMITHFIELD FOODS INC.......... NOTE 4.000% 6/3 832248AR9 1,225 1,139,000 PRN SOLE
SYMANTEC CORP................. NOTE 1.000% 6/1 871503AF5 3,989 3,646,000 PRN SOLE
TRW AUTOMOTIVE INC............ NOTE 3.500%12/0 87264MAH2 4,720 2,852,000 PRN SOLE
TYSON FOODS INC............... NOTE 3.250%10/1 902494AP8 3,196 2,823,000 PRN SOLE
WEBMD HEALTH CORP............. NOTE 2.500% 1/3 94770VAF9 1,477 1,779,000 PRN SOLE
------
Total 44,268
======
VOTING VOTING VOTING
OTHER AUTHORITY AUTHORITY AUTHORITY
NAME OF ISSUER MANAGERS (SOLE) (SHARED) (NONE)
-------------- -------- --------- --------- ---------
AIRTRAN HLDGS INC............. 0 1,626,000 0 0
ALTRA HOLDINGS INC............ 0 2,744,000 0 0
APACHE CORP................... 0 42,039 0 0
COMTECH TELECOMMUNICATIONS C.. 0 1,220,000 0 0
CUMULUS MEDIA INC............. 0 172,924 0 0
DENDREON CORP................. 0 2,652,000 0 0
GREENBRIER COS INC............ 0 3,888,000 0 0
HOME INNS & HOTELS MGMT INC... 0 433,000 0 0
HORNBECK OFFSHORE SVCS INC N.. 0 1,823,000 0 0
LUCENT TECHNOLOGIES INC....... 0 3,823,000 0 0
MICRON TECHNOLOGY INC......... 0 1,792,000 0 0
MICRON TECHNOLOGY INC......... 0 1,853,000 0 0
MOLYCORP INC DEL.............. 0 8,147 0 0
NEWPARK RES INC............... 0 2,013,000 0 0
ON SEMICONDUCTOR CORP......... 0 2,712,000 0 0
RTI INTL METALS INC........... 0 1,779,000 0 0
SMITHFIELD FOODS INC.......... 0 1,139,000 0 0
SYMANTEC CORP................. 0 3,646,000 0 0
TRW AUTOMOTIVE INC............ 0 2,852,000 0 0
TYSON FOODS INC............... 0 2,823,000 0 0
WEBMD HEALTH CORP............. 0 1,779,000 0 0