0001193125-12-224080.txt : 20120510 0001193125-12-224080.hdr.sgml : 20120510 20120510101957 ACCESSION NUMBER: 0001193125-12-224080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120510 DATE AS OF CHANGE: 20120510 EFFECTIVENESS DATE: 20120510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stone Harbor Investment Partners LP CENTRAL INDEX KEY: 0001508123 IRS NUMBER: 203888589 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14178 FILM NUMBER: 12828165 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND STREET STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-548-1022 MAIL ADDRESS: STREET 1: 31 WEST 52ND STREET STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d349687d13fhr.txt STONE HARBOR INVESTMENT PARTNERS LP ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [_]; Amendment Number: __________ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stone Harbor Investment Partners LP Address: 31 West 52/nd/ Street 16/th/ Floor New York, NY 10019 Form 13F File Number: 028-14178 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Wilby Title: Chief Investment Officer Phone: (212) 548-1200 Signature, Place, and Date of Signing: /s/ Peter J. Wilby New York, NY May 10, 2012 ------------------- -------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ List of Other Managers Reporting for this Manager: FORM 13F FILE NUMBER NAME -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total (000's): $80,331 List of Other Included Managers: No. Form 13F File Number Name NONE FORM 13F INFORMATION TABLE - Q1 2012
MARKET SHARES/ VOTING VOTING VOTING VALUE PRINCIPAL SHARES INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (000'S) AMOUNT /PRINCIPAL DISCRETION MANAGERS (SOLE) (SHARED) (NONE) -------------- ---------------- --------- ------- --------- ---------- ---------- -------- --------- --------- --------- AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 2,308 1,794,000 PRN SOLE 0 1,794,000 0 0 APACHE CORP PFD CONV SER D 037411808 4,311 78,150 SH SOLE 0 78,150 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 5,177 82,034 SH SOLE 0 82,034 0 0 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 2,209 2,217,000 PRN SOLE 0 2,217,000 0 0 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 3,151 2,746,000 PRN SOLE 0 2,746,000 0 0 CUMULUS MEDIA INC CL A 231082108 617 172,924 SH SOLE 0 172,924 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 2,220 2,767,000 PRN SOLE 0 2,767,000 0 0 DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 2,049 2,105,000 PRN SOLE 0 2,105,000 0 0 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 935 43,370 SH SOLE 0 43,370 0 0 HERCULES OFFSHORE INC NOTE 3.375% 6/0 427093AD1 4,341 4,352,000 PRN SOLE 0 4,352,000 0 0 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 2,083 1,922,000 PRN SOLE 0 1,922,000 0 0 IXIA NOTE 3.000%12/1 45071RAB5 3,238 3,095,000 PRN SOLE 0 3,095,000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 3,645 4,348,000 PRN SOLE 0 4,348,000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 437 439,000 PRN SOLE 0 439,000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 776 18,000 SH SOLE 0 18,000 0 0 MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 786 744,000 PRN SOLE 0 744,000 0 0 METLIFE INC UNIT 99/99/9999 59156R116 2,066 29,415 SH SOLE 0 29,415 0 0 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 716 695,000 PRN SOLE 0 695,000 0 0 MICRON TECHNOLOGY INC DEBT 1.875% 6/0 595112AK9 1,894 1,875,000 PRN SOLE 0 1,875,000 0 0 MOLYCORP INC DEL PFD CONV SER A 608753208 903 12,660 SH SOLE 0 12,660 0 0 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 2,422 2,172,000 PRN SOLE 0 2,172,000 0 0 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 5,043 5,056,000 PRN SOLE 0 5,056,000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 4,019 3,608,000 PRN SOLE 0 3,608,000 0 0 PDL BIOPHARMA INC NOTE 3.750% 5/0 69329YAC8 1,401 1,323,000 PRN SOLE 0 1,323,000 0 0 RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 3,001 2,928,000 PRN SOLE 0 2,928,000 0 0 SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 835 1,975,000 PRN SOLE 0 1,975,000 0 0 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 3,317 2,900,000 PRN SOLE 0 2,900,000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 2,320 2,120,000 PRN SOLE 0 2,120,000 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 5,472 3,190,000 PRN SOLE 0 3,190,000 0 0 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 4,441 3,525,000 PRN SOLE 0 3,525,000 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 2,849 2,557 SH SOLE 0 2,557 0 0 XILINX INC SDCV 3.125% 3/1 983919AD3 1,347 1,064,000 PRN SOLE 0 1,064,000 0 0 Total 80,331