0001193125-12-224080.txt : 20120510
0001193125-12-224080.hdr.sgml : 20120510
20120510101957
ACCESSION NUMBER: 0001193125-12-224080
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120510
DATE AS OF CHANGE: 20120510
EFFECTIVENESS DATE: 20120510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stone Harbor Investment Partners LP
CENTRAL INDEX KEY: 0001508123
IRS NUMBER: 203888589
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14178
FILM NUMBER: 12828165
BUSINESS ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-548-1022
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d349687d13fhr.txt
STONE HARBOR INVESTMENT PARTNERS LP
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [_]; Amendment Number: __________
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stone Harbor Investment Partners LP
Address: 31 West 52/nd/ Street
16/th/ Floor
New York, NY 10019
Form 13F File Number: 028-14178
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Wilby
Title: Chief Investment Officer
Phone: (212) 548-1200
Signature, Place, and Date of Signing:
/s/ Peter J. Wilby New York, NY May 10, 2012
------------------- -------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
================================================================================
List of Other Managers Reporting for this Manager:
FORM 13F FILE NUMBER NAME
-------------------- ----
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 32
Form 13F Information Table Value Total (000's): $80,331
List of Other Included Managers:
No. Form 13F File Number Name
NONE
FORM 13F INFORMATION TABLE - Q1 2012
MARKET SHARES/ VOTING VOTING VOTING
VALUE PRINCIPAL SHARES INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (000'S) AMOUNT /PRINCIPAL DISCRETION MANAGERS (SOLE) (SHARED) (NONE)
-------------- ---------------- --------- ------- --------- ---------- ---------- -------- --------- --------- ---------
AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 2,308 1,794,000 PRN SOLE 0 1,794,000 0 0
APACHE CORP PFD CONV SER D 037411808 4,311 78,150 SH SOLE 0 78,150 0 0
CHARTER
COMMUNICATIONS
INC D CL A NEW 16117M305 5,177 82,034 SH SOLE 0 82,034 0 0
CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 2,209 2,217,000 PRN SOLE 0 2,217,000 0 0
COMTECH
TELECOMMUNICATIONS
C NOTE 3.000% 5/0 205826AF7 3,151 2,746,000 PRN SOLE 0 2,746,000 0 0
CUMULUS MEDIA INC CL A 231082108 617 172,924 SH SOLE 0 172,924 0 0
DENDREON CORP NOTE 2.875% 1/1 24823QAC1 2,220 2,767,000 PRN SOLE 0 2,767,000 0 0
DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 2,049 2,105,000 PRN SOLE 0 2,105,000 0 0
HARTFORD FINL SVCS
GROUP INC DEP CONV PFD 416515708 935 43,370 SH SOLE 0 43,370 0 0
HERCULES OFFSHORE
INC NOTE 3.375% 6/0 427093AD1 4,341 4,352,000 PRN SOLE 0 4,352,000 0 0
HORNBECK OFFSHORE
SVCS INC N FRNT 1.625%11/1 440543AE6 2,083 1,922,000 PRN SOLE 0 1,922,000 0 0
IXIA NOTE 3.000%12/1 45071RAB5 3,238 3,095,000 PRN SOLE 0 3,095,000 0 0
LUCENT
TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 3,645 4,348,000 PRN SOLE 0 4,348,000 0 0
LUCENT
TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 437 439,000 PRN SOLE 0 439,000 0 0
LYONDELLBASELL
INDUSTRIES N SHS - A - N53745100 776 18,000 SH SOLE 0 18,000 0 0
MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 786 744,000 PRN SOLE 0 744,000 0 0
METLIFE INC UNIT 99/99/9999 59156R116 2,066 29,415 SH SOLE 0 29,415 0 0
MICRON TECHNOLOGY
INC NOTE 1.875% 6/0 595112AH6 716 695,000 PRN SOLE 0 695,000 0 0
MICRON TECHNOLOGY
INC DEBT 1.875% 6/0 595112AK9 1,894 1,875,000 PRN SOLE 0 1,875,000 0 0
MOLYCORP INC DEL PFD CONV SER A 608753208 903 12,660 SH SOLE 0 12,660 0 0
NEWPARK RES INC NOTE 4.000%10/0 651718AC2 2,422 2,172,000 PRN SOLE 0 2,172,000 0 0
ON SEMICONDUCTOR
CORP NOTE 4/1 682189AE5 5,043 5,056,000 PRN SOLE 0 5,056,000 0 0
ON SEMICONDUCTOR
CORP NOTE 2.625%12/1 682189AG0 4,019 3,608,000 PRN SOLE 0 3,608,000 0 0
PDL BIOPHARMA INC NOTE 3.750% 5/0 69329YAC8 1,401 1,323,000 PRN SOLE 0 1,323,000 0 0
RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 3,001 2,928,000 PRN SOLE 0 2,928,000 0 0
SAVIENT
PHARMACEUTICALS
INC NOTE 4.750% 2/0 80517QAA8 835 1,975,000 PRN SOLE 0 1,975,000 0 0
SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 3,317 2,900,000 PRN SOLE 0 2,900,000 0 0
TEVA
PHARMACEUTICAL
FIN LLC DBCV 0.250% 2/0 88163VAE9 2,320 2,120,000 PRN SOLE 0 2,120,000 0 0
TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 5,472 3,190,000 PRN SOLE 0 3,190,000 0 0
TYSON FOODS INC NOTE 3.250%10/1 902494AP8 4,441 3,525,000 PRN SOLE 0 3,525,000 0 0
WELLS FARGO & CO
NEW PERP PFD CNV A 949746804 2,849 2,557 SH SOLE 0 2,557 0 0
XILINX INC SDCV 3.125% 3/1 983919AD3 1,347 1,064,000 PRN SOLE 0 1,064,000 0 0
Total 80,331