0000921895-17-000862.txt : 20170328
0000921895-17-000862.hdr.sgml : 20170328
20170328172125
ACCESSION NUMBER: 0000921895-17-000862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170324
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Taco Restaurants, Inc.
CENTRAL INDEX KEY: 0001585583
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
BUSINESS PHONE: 949-462-9300
MAIL ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
FORMER COMPANY:
FORMER CONFORMED NAME: Levy Acquisition Corp
DATE OF NAME CHANGE: 20130830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners Atlas Funds, LLC
CENTRAL INDEX KEY: 0001594105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 17719901
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Acquisitions LP
CENTRAL INDEX KEY: 0001631476
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 17719902
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 300
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 300
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners Capital Management LLC
CENTRAL INDEX KEY: 0001594107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 17719903
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walsh Patrick
CENTRAL INDEX KEY: 0001508045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 17719904
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD.
STREET 2: STE. 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
form408800009_03282017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-24
0
0001585583
Del Taco Restaurants, Inc.
TACO
0001508045
Walsh Patrick
C/O DEL TACO RESTAURANTS, INC.
25521 COMMERCENTRE DRIVE
LAKE FOREST
CA
92630
1
0
0
0
0001594107
PW Partners Capital Management LLC
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001631476
PW Acquisitions LP
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001594105
PW Partners Atlas Funds, LLC
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
Common Stock
85092
I
By PW Acquisitions LP
Common Stock
5308
D
Warrants (Right to Buy)
11.5
2017-03-24
4
D
0
400000
3.73
D
Common Stock
400000
36000
I
By PW Acquisitions LP
This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions.
The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.
Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3.
By: /s/ Patrick Walsh
2017-03-28
By: PW Partners Capital Management LLC, By: /s/ Patrick Walsh, Managing Member
2017-03-28
By: PW Acquisitions LP, By: PW Partners Atlas Funds, LLC, General Partner, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2017-03-28
By: PW Partners Atlas Funds, LLC, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2017-03-28