The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL COM NEW | COM | 88554D205 | 3,152 | 362,814 | SH | SOLE | 291,935 | 0 | 70,879 | ||
ABBOTT LABS COM | COM | 2824100 | 273 | 6,100 | SH | SOLE | 5,200 | 0 | 900 | ||
ABBVIE INC COM | COM | 00287Y109 | 4,386 | 74,050 | SH | SOLE | 33,250 | 0 | 40,800 | ||
ABTECH HLDGS INC COM | COM | 00400H108 | 3 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
AEGEAN MARINE PETROLEUM NETWOR | COM | Y0017S102 | 434 | 52,000 | SH | SOLE | 26,500 | 0 | 25,500 | ||
AES TR III TR PFD CONV SECS CP | PFD | 00808N202 | 1,021 | 20,400 | SH | SOLE | 6,000 | 0 | 14,400 | ||
ALPHABET INC CAP STK CL A | COM | 02079K305 | 645 | 830 | SH | SOLE | 730 | 0 | 100 | ||
ALPHABET INC CAP STK CL C | COM | 02079K107 | 539 | 711 | SH | SOLE | 611 | 0 | 100 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 334 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
AMERICAN INTL GROUP INC COM NE | COM | 26874784 | 517 | 8,354 | SH | SOLE | 7,484 | 0 | 870 | ||
AMERIGAS PARTNERS L P UNIT LTD | COM | 30975106 | 262 | 7,650 | SH | SOLE | 3,400 | 0 | 4,250 | ||
AMERIPRISE FINL INC COM | COM | 03076C106 | 376 | 3,539 | SH | SOLE | 3,539 | 0 | 0 | ||
AMOREPACIFIC CORP PFD SHS NON | PFD | Y01258113 | 559 | 2,850 | SH | SOLE | 2,850 | 0 | 0 | ||
APPLE INC COM | COM | 37833100 | 551 | 5,238 | SH | SOLE | 3,663 | 0 | 1,575 | ||
AT&T INC COM | COM | 00206R102 | 399 | 11,604 | SH | SOLE | 5,294 | 0 | 6,310 | ||
AVERY DENNISON CORP COM | COM | 53611109 | 2,605 | 41,582 | SH | SOLE | 13,150 | 0 | 28,432 | ||
BAIDU COM INC SPONS ADR REPSTG | COM ADR | 56752108 | 579 | 3,065 | SH | SOLE | 2,945 | 0 | 120 | ||
BANCO SANTANDER SA ADR ISIN#US | COM ADR | 05964H105 | 79 | 16,410 | SH | SOLE | 16,410 | 0 | 0 | ||
BARRICK GOLD CORP COM ISIN#CA0 | COM | 67901108 | 126 | 17,120 | SH | SOLE | 17,120 | 0 | 0 | ||
BAXALTA INC COM | COM | 07177M103 | 2,216 | 56,790 | SH | SOLE | 23,290 | 0 | 33,500 | ||
BAXTER INTL INC COM | COM | 71813109 | 831 | 21,790 | SH | SOLE | 6,840 | 0 | 14,950 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 84670108 | 158 | 8 | SH | SOLE | 8 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL | COM | 84670702 | 1,495 | 11,328 | SH | SOLE | 10,078 | 0 | 1,250 | ||
BIOGEN IDEC INC COM | COM | 09062X103 | 612 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BOEING CO COM | COM | 97023105 | 278 | 1,925 | SH | SOLE | 1,100 | 0 | 825 | ||
BP PLC SPONS ADR | COM ADR | 55622104 | 1,221 | 39,080 | SH | SOLE | 23,630 | 0 | 15,450 | ||
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 700 | 10,181 | SH | SOLE | 600 | 0 | 9,581 | ||
CANADIAN NATURAL RES LTD ISIN# | COM | 136385101 | 690 | 31,650 | SH | SOLE | 11,650 | 0 | 20,000 | ||
CANTEL MEDICAL CORP | COM | 138098108 | 223 | 7,200 | SH | SOLE | 0 | 0 | 10,800 | ||
CECO ENVIRONMENTAL CORP | COM | 125141101 | 1,309 | 170,447 | SH | SOLE | 65,750 | 0 | 104,697 | ||
CHEMOURS CO COM | COM | 163851108 | 3 | 4,641 | SH | SOLE | 4,041 | 0 | 600 | ||
CHEMTURA CORP COM NEW | COM | 163893209 | 2,173 | 79,700 | SH | SOLE | 35,250 | 0 | 44,450 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 1,102 | 12,253 | SH | SOLE | 4,192 | 0 | 8,061 | ||
CHUBB CORP | COM | 171232101 | 2,844 | 21,448 | SH | SOLE | 9,000 | 0 | 12,448 | ||
CINCINNATI FINL CORP COM | COM | 172062101 | 1,426 | 24,100 | SH | SOLE | 7,500 | 0 | 16,600 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 3,537 | 130,277 | SH | SOLE | 68,677 | 0 | 61,600 | ||
CITIGROUP INC COM NEW ISIN#US1 | COM | 172967424 | 276 | 5,346 | SH | SOLE | 5,146 | 0 | 200 | ||
COCRYSTAL PHARMA INC COM | COM | 19188J102 | 44 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
CONOCOPHILLIPS COM | COM | 20825C104 | 2,841 | 60,857 | SH | SOLE | 13,557 | 0 | 47,300 | ||
CORNING INC | COM | 219350105 | 82 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
DARLING INGREDIENTS INC COM | COM | 237266101 | 1,468 | 139,565 | SH | SOLE | 43,300 | 0 | 96,265 | ||
DIGIMARC CORP NEW COM | COM | 25381B101 | 2,687 | 73,600 | SH | SOLE | 34,400 | 0 | 39,200 | ||
DISNEY WALT CO DISNEY COM | COM | 254687106 | 979 | 9,317 | SH | SOLE | 385 | 0 | 8,932 | ||
DU PONT E I DE NEMOURS & CO CO | COM | 263534109 | 240 | 3,606 | SH | SOLE | 3,026 | 0 | 580 | ||
EAGLE MATERIALS INC COM | COM | 26969P108 | 4,752 | 78,648 | SH | SOLE | 38,400 | 0 | 40,248 | ||
EQUITY RESIDENTIAL SHS BEN INT | COM | 29476L107 | 203 | 2,500 | SH | SOLE | 1,500 | 0 | 1,000 | ||
EVERSOURCE ENERGY COM | COM | 30040W108 | 3,071 | 60,138 | SH | SOLE | 9,125 | 0 | 51,013 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 3,459 | 44,382 | SH | SOLE | 20,919 | 0 | 23,463 | ||
FACEBOOK INC CL A | COM | 30303M102 | 266 | 2,546 | SH | SOLE | 2,546 | 0 | 0 | ||
FIDELITY NATL FINL INC NEW FNF | COM | 31620R303 | 6,602 | 190,437 | SH | SOLE | 78,800 | 0 | 111,637 | ||
FIDELITY NATL FINL INC NEW FNF | COM | 31620R402 | 1,929 | 171,848 | SH | SOLE | 76,529 | 0 | 95,319 | ||
FIDELITY NATL INFORMATION SVCS | COM | 31620M106 | 4,523 | 74,651 | SH | SOLE | 33,604 | 0 | 41,047 | ||
FIRSTMERIT CORP COM | COM | 337915102 | 1,062 | 56,984 | SH | SOLE | 2,500 | 0 | 54,484 | ||
FLAMEL TECHNOLOGIES SA SPONSOR | COM ADR | 338488109 | 1,001 | 82,000 | SH | SOLE | 33,500 | 0 | 48,500 | ||
GABELLI MULTIMEDIA TR INC COM | COM | 36239Q109 | 1,944 | 259,314 | SH | SOLE | 107,177 | 0 | 152,137 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 766 | 24,619 | SH | SOLE | 14,095 | 0 | 10,524 | ||
GENERAL MTRS CO COM | COM | 37045V100 | 313 | 9,224 | SH | SOLE | 9,224 | 0 | 0 | ||
INTEL CORP COM | COM | 458140100 | 433 | 12,581 | SH | SOLE | 9,381 | 0 | 3,200 | ||
INTERCONTINENTAL EXCHANGE INC | COM | 45866F104 | 2,614 | 10,203 | SH | SOLE | 10,203 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS C | COM | 459200101 | 485 | 3,529 | SH | SOLE | 1,529 | 0 | 2,000 | ||
ISHARES INC MSCI JAPAN ETF | COM | 464286848 | 208 | 17,235 | SH | SOLE | 17,235 | 0 | 0 | ||
ISHARES TR 1-3 YR CR BD ETF | COM | 464288646 | 521 | 4,989 | SH | SOLE | 4,989 | 0 | 0 | ||
ISHARES TR BARCLAYS 1-3 YR TRE | COM | 464287457 | 223 | 2,652 | SH | SOLE | 2,652 | 0 | 0 | ||
ISHARES TR MSCI EMERGING MKTS | COM | 464287234 | 305 | 9,480 | SH | SOLE | 9,480 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 VALUE | COM | 464287630 | 686 | 7,467 | SH | SOLE | 7,467 | 0 | 0 | ||
ISHARES TR S&P MIDCAP 400 GROW | COM | 464287606 | 321 | 1,995 | SH | SOLE | 1,995 | 0 | 0 | ||
ISHARES TR S&P U S PFD STK IND | COM | 464288687 | 748 | 19,257 | SH | SOLE | 18,027 | 0 | 1,230 | ||
ISHARES TR TIPS BD ETF | COM | 464287176 | 548 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
J ALEXANDERS HLDGS INC COM | COM | 46609J106 | 320 | 29,365 | SH | SOLE | 13,173 | 0 | 16,192 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 1,204 | 11,725 | SH | SOLE | 390 | 0 | 11,335 | ||
JP MORGAN CHASE & CO COM ISIN# | COM | 46625H100 | 413 | 6,257 | SH | SOLE | 5,332 | 0 | 925 | ||
KINDER MORGAN INC DEL COM | COM | 49456B101 | 2,476 | 166,017 | SH | SOLE | 57,695 | 0 | 108,322 | ||
KINDER MORGAN INC DEL WT EXP P | Warrants | 49456B119 | 17 | 298,885 | SH | SOLE | 82,700 | 0 | 216,185 | ||
LIVANOVA PLC | COM | G5509L101 | 89 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
LUMINEX CORP DEL COM | COM | 55027E102 | 5,243 | 245,119 | SH | SOLE | 168,000 | 0 | 77,119 | ||
MAIN STR CAP CORP COM | COM | 56035L104 | 3,734 | 128,406 | SH | SOLE | 40,300 | 0 | 88,106 | ||
MAIN STR CAP CORP SR NTS CPN 6 | PFD | 56035L302 | 261 | 10,350 | SH | SOLE | 3,100 | 0 | 7,250 | ||
MANULIFE FINL CORP COM ISIN#CA | COM | 56501R106 | 2,037 | 135,997 | SH | SOLE | 48,100 | 0 | 87,897 | ||
MARSH & MCLENNAN COS INC COM | COM | 571748102 | 221 | 3,994 | SH | SOLE | 3,994 | 0 | 0 | ||
MATERIALISE NV SPONSORED ADS R | COM ADR | 57667T100 | 599 | 84,950 | SH | SOLE | 48,950 | 0 | 36,000 | ||
MCDONALDS CORP | COM | 580135101 | 285 | 2,418 | SH | SOLE | 1,718 | 0 | 700 | ||
MERCK & CO INC NEW COM | COM | 58933Y105 | 381 | 7,220 | SH | SOLE | 2,210 | 0 | 5,010 | ||
MICROSOFT CORP COM | COM | 594918104 | 4,843 | 87,301 | SH | SOLE | 40,544 | 0 | 46,757 | ||
MONDELEZ INTL INC CL A | COM | 609207105 | 581 | 12,971 | SH | SOLE | 6,920 | 0 | 6,051 | ||
MONSANTO CO NEW COM | COM | 61166W101 | 200 | 2,035 | SH | SOLE | 1,810 | 0 | 225 | ||
MOSYS INC COM | COM | 619718109 | 69 | 63,500 | SH | SOLE | 61,000 | 0 | 2,500 | ||
NAVIOS MARITME HLDGS INC COM I | COM | Y62196103 | 57 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
NEOMEDIA TECHNOLOGIES INC COM | COM | 640505400 | 0 | 33,334 | SH | SOLE | 33,334 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC COM | COM | 649445103 | 201 | 12,350 | SH | SOLE | 10,350 | 0 | 2,000 | ||
NON INVASIVE MONITORING SYS IN | COM | 655366508 | 5 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
NORTEL NETWORKS NEW COM | COM | 656568508 | 0 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
NORTHFIELD BANCORP INC DEL COM | COM | 66611T108 | 628 | 39,455 | SH | SOLE | 39,455 | 0 | 0 | ||
NUVEEN NEW YORK AMT- FREE MUN | COM | 670656107 | 142 | 10,850 | SH | SOLE | 10,850 | 0 | 0 | ||
OILSANDS QUEST INC | COM | 678046103 | 0 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC COM | COM | 681936100 | 908 | 25,966 | SH | SOLE | 1,000 | 0 | 24,966 | ||
OXFORD LANE CAP CORP COM | COM | 691543102 | 1,965 | 197,308 | SH | SOLE | 42,636 | 0 | 154,672 | ||
PARK-OHIO HLDGS CORP COM | COM | 700666100 | 8,156 | 221,770 | SH | SOLE | 101,260 | 0 | 120,510 | ||
PARTNERRE LTD SHS ISIN#BMG6852 | COM | G6852T105 | 1,325 | 9,483 | SH | SOLE | 0 | 0 | 9,483 | ||
PEOPLES UTD FINL INC COM | COM | 712704105 | 944 | 58,481 | SH | SOLE | 16,100 | 0 | 42,381 | ||
PFIZER INC COM | COM | 717081103 | 2,560 | 79,329 | SH | SOLE | 27,722 | 0 | 51,607 | ||
PHILLIPS 66 COM | COM | 718546104 | 489 | 5,978 | SH | SOLE | 128 | 0 | 5,850 | ||
PLUM CREEK TIMBER CO INC COM | COM | 729251108 | 2,663 | 55,824 | SH | SOLE | 20,925 | 0 | 34,899 | ||
PROCTER & GAMBLE CO COM | COM | 742718109 | 3,726 | 46,931 | SH | SOLE | 15,381 | 0 | 31,550 | ||
PSYCHEMEDICS CORP COM NEW | COM | 744375205 | 1,367 | 134,838 | SH | SOLE | 35,275 | 0 | 99,563 | ||
PURE CYCLE CORP COM | COM | 746228303 | 1,891 | 394,055 | SH | SOLE | 202,650 | 0 | 191,405 | ||
RANGE RES CORP COM | COM | 75281A109 | 276 | 11,235 | SH | SOLE | 11,235 | 0 | 0 | ||
REDWOOD TR INC COM | COM | 758075402 | 369 | 28,000 | SH | SOLE | 6,600 | 0 | 21,400 | ||
RSTK NORTHFIELD BANCORP INC DE | COM | 66611T918 | 170 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
SCORPIO TANKERS INC SHS ISIN#M | COM | Y7542C106 | 822 | 102,500 | SH | SOLE | 44,000 | 0 | 58,500 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 475 | 2,334 | SH | SOLE | 2,334 | 0 | 0 | ||
SUBURBAN PROPANE PARTNERS L P | COM | 864482104 | 1,685 | 69,346 | SH | SOLE | 19,812 | 0 | 49,534 | ||
TEVA PHARMACEUTICAL INDUSTRIES | COM ADR | 881624209 | 4,095 | 62,400 | SH | SOLE | 31,650 | 0 | 30,750 | ||
THERMO FISHER SCIENTIFIC INC C | COM | 883556102 | 283 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TICC CAP CORP COM | COM | 87244T109 | 871 | 143,260 | SH | SOLE | 48,500 | 0 | 94,760 | ||
TIME WARNER CABLE INC COM | COM | 88732J207 | 278 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
TIME WARNER INC NEW COM NEW | COM | 887317303 | 681 | 10,534 | SH | SOLE | 6,500 | 0 | 4,034 | ||
TORTOISE MLP FD INC COM | COM | 89148B101 | 729 | 42,031 | SH | SOLE | 5,800 | 0 | 36,231 | ||
UNIVERSAL DISPLAY CORP COM | COM | 91347P105 | 480 | 8,825 | SH | SOLE | 4,125 | 0 | 4,700 | ||
VALEANT PHARMACEUTICALS INTL I | COM | 91911K102 | 201 | 1,982 | SH | SOLE | 1,982 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 308 | 6,671 | SH | SOLE | 4,498 | 0 | 2,173 | ||
WATTS WATER TECHNOLOGIES INC C | COM | 942749102 | 1,869 | 37,648 | SH | SOLE | 5,000 | 0 | 32,648 | ||
WELLS FARGO & CO NEW COM | COM | 949746101 | 350 | 6,450 | SH | SOLE | 700 | 0 | 5,750 | ||
WEYERHAEUSER CO | COM | 962166104 | 209 | 6,972 | SH | SOLE | 5,972 | 0 | 1,000 | ||
ZYNGA INC CL A | COM | 98986T108 | 53 | 19,800 | SH | SOLE | 19,800 | 0 | 0 |