0001104659-20-074843.txt : 20200618 0001104659-20-074843.hdr.sgml : 20200618 20200618210134 ACCESSION NUMBER: 0001104659-20-074843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200616 FILED AS OF DATE: 20200618 DATE AS OF CHANGE: 20200618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNS TIMOTHY CENTRAL INDEX KEY: 0001520107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36216 FILM NUMBER: 20974039 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVENUE STREET 2: SUITE 400 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ideal Power Inc. CENTRAL INDEX KEY: 0001507957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 141999058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 FREIDRICH LANE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78744 BUSINESS PHONE: 512-264-1542 MAIL ADDRESS: STREET 1: 4120 FREIDRICH LANE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78744 FORMER COMPANY: FORMER CONFORMED NAME: Ideal Power Converters, Inc. DATE OF NAME CHANGE: 20101215 4 1 tm2022907d6_4.xml OWNERSHIP DOCUMENT X0306 4 2020-06-16 0 0001507957 Ideal Power Inc. IPWR 0001520107 BURNS TIMOTHY 4120 FREIDRICH LANE SUITE 100 AUSTIN TX 78744 1 0 0 0 Option to Purchase Stock 1.99 2020-06-16 4 A 0 19000 0.00 A 2030-03-25 Common Stock 19000 19000 D The option was granted on March 25, 2020 from the Ideal Power Inc. Amended & Restated 2013 Equity Incentive Plan (the "Plan"), contingent on Ideal Power Inc. (the "Company") obtaining stockholder approval at the Company's next annual meeting to amend the Plan to, among other things, increase the number of shares reserved for issuance under the Plan (the "Plan Amendment"). The Plan Amendment was approved by stockholders on June 16, 2020. The option fully vested on the grant date. /s/ Timothy Burns 2020-06-18