0000899243-16-027921.txt : 20160823
0000899243-16-027921.hdr.sgml : 20160823
20160823165747
ACCESSION NUMBER: 0000899243-16-027921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151215
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: USMD Holdings, Inc.
CENTRAL INDEX KEY: 0001507881
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 272866866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-493-4000
MAIL ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cummings Frederick P.
CENTRAL INDEX KEY: 0001616465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35639
FILM NUMBER: 161847691
MAIL ADDRESS:
STREET 1: 920 CR231
CITY: VALLEY VIEW
STATE: TX
ZIP: 76272
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-15
0
0001507881
USMD Holdings, Inc.
USMD
0001616465
Cummings Frederick P.
920 CR 231
VALLEY VIEW
TX
76272
1
0
0
0
Common Stock ($.01 par value)
2015-12-15
4
A
0
3774
7.65
A
24033
D
Common Stock ($.01 par value)
2016-08-19
4
J
0
335
4.69
A
37037
I
Indirectly held through UANT Ventures, L.P.
Represents stock compensation issued pursuant to the 2010 USMD Holdings, Inc. Equity Compensation Plan and granted to Dr. Cummings in lieu of compensation of $28,871 for his services as a physician employed by an affiliate of the issuer.
Dr. Cummings purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
/s/ Frederick P. Cummings
2016-08-23