0000899243-16-027921.txt : 20160823 0000899243-16-027921.hdr.sgml : 20160823 20160823165747 ACCESSION NUMBER: 0000899243-16-027921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151215 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USMD Holdings, Inc. CENTRAL INDEX KEY: 0001507881 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 272866866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6333 NORTH STATE HIGHWAY 161 STREET 2: SUITE 200 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-493-4000 MAIL ADDRESS: STREET 1: 6333 NORTH STATE HIGHWAY 161 STREET 2: SUITE 200 CITY: IRVING STATE: TX ZIP: 75038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Frederick P. CENTRAL INDEX KEY: 0001616465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35639 FILM NUMBER: 161847691 MAIL ADDRESS: STREET 1: 920 CR231 CITY: VALLEY VIEW STATE: TX ZIP: 76272 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-15 0 0001507881 USMD Holdings, Inc. USMD 0001616465 Cummings Frederick P. 920 CR 231 VALLEY VIEW TX 76272 1 0 0 0 Common Stock ($.01 par value) 2015-12-15 4 A 0 3774 7.65 A 24033 D Common Stock ($.01 par value) 2016-08-19 4 J 0 335 4.69 A 37037 I Indirectly held through UANT Ventures, L.P. Represents stock compensation issued pursuant to the 2010 USMD Holdings, Inc. Equity Compensation Plan and granted to Dr. Cummings in lieu of compensation of $28,871 for his services as a physician employed by an affiliate of the issuer. Dr. Cummings purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. /s/ Frederick P. Cummings 2016-08-23