0000899243-16-025621.txt : 20160725
0000899243-16-025621.hdr.sgml : 20160725
20160725120002
ACCESSION NUMBER: 0000899243-16-025621
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160722
FILED AS OF DATE: 20160725
DATE AS OF CHANGE: 20160725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: USMD Holdings, Inc.
CENTRAL INDEX KEY: 0001507881
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 272866866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-493-4000
MAIL ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnston Richard C.
CENTRAL INDEX KEY: 0001557044
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35639
FILM NUMBER: 161781570
MAIL ADDRESS:
STREET 1: 7301 SUMMITVIEW
CITY: IRVING
STATE: TX
ZIP: 75063
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-22
0
0001507881
USMD Holdings, Inc.
USMD
0001557044
Johnston Richard C.
7301 SUMMITVIEW
IRVING
TX
75063
0
1
0
0
Chief Physician Officer
Common Stock ($.01 par value)
10579
D
Common Stock ($.01 par value)
2016-07-22
4
J
0
89
3.90
A
32420
I
Indirectly held through UANT Ventures, L.P.
Common Stock ($.01 par value)
2016-07-22
4
J
0
26
2.17
D
32394
I
Indirectly held through UANT Ventures, L.P.
Common Stock ($.01 par value)
397
I
Indirectly held through Las Colinas Medical Group
Dr. Johnston purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
As reported in a Form 4 filed on May 6, 2016, Dr. Johnston acquired additional partnership interests in Ventures, which increased his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. There was an error in the calculation of the amount of partnership interests Dr. Johnston was entitled to acquire in that transaction, which resulted in Dr. Johnston's acquisition of more partnership interests in Ventures than was intended. To correct the miscalculation, on July 22, 2016, Dr. Johnston disposed of some of his partnership interests in Ventures, which decreased his indirect beneficial ownership of the issuer.
/s/ Richard C. Johnston
2016-07-25