0000899243-16-025620.txt : 20160725
0000899243-16-025620.hdr.sgml : 20160725
20160725115941
ACCESSION NUMBER: 0000899243-16-025620
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160722
FILED AS OF DATE: 20160725
DATE AS OF CHANGE: 20160725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: USMD Holdings, Inc.
CENTRAL INDEX KEY: 0001507881
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 272866866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-493-4000
MAIL ADDRESS:
STREET 1: 6333 NORTH STATE HIGHWAY 161
STREET 2: SUITE 200
CITY: IRVING
STATE: TX
ZIP: 75038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cummings Frederick P.
CENTRAL INDEX KEY: 0001616465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35639
FILM NUMBER: 161781569
MAIL ADDRESS:
STREET 1: 920 CR231
CITY: VALLEY VIEW
STATE: TX
ZIP: 76272
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-22
0
0001507881
USMD Holdings, Inc.
USMD
0001616465
Cummings Frederick P.
920 CR 231
VALLEY VIEW
TX
76272
1
0
0
0
Common Stock ($.01 par value)
20259
D
Common Stock ($.01 par value)
2016-07-22
4
J
0
102
3.90
A
36728
I
Indirectly held through UANT Ventures, L.P.
Common Stock ($.01 par value)
2016-07-22
4
J
0
26
2.17
D
36702
I
Indirectly held through UANT Ventures, L.P.
Dr. Cummings purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
As reported in a Form 4 filed on May 6, 2016, Dr. Cummings acquired additional partnership interests in Ventures, which increased his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. There was an error in the calculation of the amount of partnership interests Dr. Cummings was entitled to acquire in that transaction, which resulted in Dr. Cummings' acquisition of more partnership interests in Ventures than was intended. To correct the miscalculation, on July 22, 2016, Dr. Cummings disposed of some of his partnership interests in Ventures, which decreased his indirect beneficial ownership of the issuer.
/s/ Frederick P. Cummings
2016-07-25