0000899243-16-014221.txt : 20160224 0000899243-16-014221.hdr.sgml : 20160224 20160224174122 ACCESSION NUMBER: 0000899243-16-014221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USMD Holdings, Inc. CENTRAL INDEX KEY: 0001507881 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 272866866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6333 NORTH STATE HIGHWAY 161 STREET 2: SUITE 200 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-493-4000 MAIL ADDRESS: STREET 1: 6333 NORTH STATE HIGHWAY 161 STREET 2: SUITE 200 CITY: IRVING STATE: TX ZIP: 75038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saalfield James G. CENTRAL INDEX KEY: 0001556889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35639 FILM NUMBER: 161453162 MAIL ADDRESS: STREET 1: 5500 DRANE DRIVE CITY: DALLAS STATE: TX ZIP: 75209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-22 0 0001507881 USMD Holdings, Inc. USMD 0001556889 Saalfield James G. 5500 DRANE DRIVE DALLAS TX 75209 1 0 0 0 Common Stock ($.01 par) 18732 D Common Stock ($.01 par) 2016-02-22 4 J 0 2872 1.99 A 121464 I Indirectly held through UANT Ventures, L.P. Common Stock ($.01 par) 13248 I Held in James G. Saalfield, MD, P.A. Options to Purchase 24.84 2016-02-22 4 J 0 50 A 2012-08-31 2017-08-31 Common Stock ($.01 par) 1756 1756 I Indiectly held through UANT Ventures, L.P. Dr. Saalfield purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares and options to purchase shares of the issuer's common stock held by Ventures. The aggregate consideration paid by Dr. Saalfield for the Ventures partnership interest was $5,709, all of which is reflected in the per share price set forth in Column 4 of Table I. /s/ James G. Saalfield 2016-02-24