0001493152-23-044623.txt : 20231212 0001493152-23-044623.hdr.sgml : 20231212 20231212184611 ACCESSION NUMBER: 0001493152-23-044623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWAMI ASHU CENTRAL INDEX KEY: 0001919465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36555 FILM NUMBER: 231482485 MAIL ADDRESS: STREET 1: MARATHON DIGITAL, STREET 2: 101 NE 3RD AVE, STE 1200 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON DIGITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001507605 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 010949984 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1180 N. TOWN CENTER DRIVE STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89144 BUSINESS PHONE: (800) 804-1690 MAIL ADDRESS: STREET 1: 1180 N. TOWN CENTER DRIVE STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89144 FORMER COMPANY: FORMER CONFORMED NAME: Marathon Patent Group, Inc. DATE OF NAME CHANGE: 20130222 FORMER COMPANY: FORMER CONFORMED NAME: American Strategic Minerals Corp DATE OF NAME CHANGE: 20111213 FORMER COMPANY: FORMER CONFORMED NAME: VERVE VENTURES INC DATE OF NAME CHANGE: 20101210 4 1 ownership.xml X0508 4 2023-12-08 0 0001507605 MARATHON DIGITAL HOLDINGS, INC. MARA 0001919465 SWAMI ASHU C/O MARATHON DIGITAL HOLDINGS, INC. 101 NE THIRD AVENUE, SUITE 1200 FORT LAUDERDALE FL 33301 0 1 0 0 Chief Technology Officer 0 Common Stock 2023-12-08 4 A 0 146617 0.00 A 182644 D Common Stock 2023-12-08 4 F 0 12430 16.17 D 170214 D Common Stock 2023-12-08 4 F 0 1405 16.66 D 168809 D Reflects a grant of restricted stock units ("RSUs") made under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan"), which RSUs grant over a three-year period, with 25% of the grant vesting immediately, and 6.25% of the grant vesting quarterly thereafter. Each RSU represents a contingent right to receive one share of Common Stock. Reflects the weighted average price at which shares of Common Stock were sold to cover the payment of taxes in connection with the vesting of RSUs reported herein. The shares were sold in multiple transactions at prices ranging from $15.61 to $16.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Reflects the weighted average price at which shares of Common Stock were sold to cover the payment of taxes in connection with the vesting of RSUs reported herein. The shares were sold in multiple transactions at prices ranging from $16.63 to $16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Ashu Swami 2023-12-12