0001593968-16-000940.txt : 20160722
0001593968-16-000940.hdr.sgml : 20160722
20160722161522
ACCESSION NUMBER: 0001593968-16-000940
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160722
DATE AS OF CHANGE: 20160722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avinger Inc
CENTRAL INDEX KEY: 0001506928
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208873453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 CHESAPEAKE DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-363-2400
MAIL ADDRESS:
STREET 1: 400 CHESAPEAKE DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simpson John D.
CENTRAL INDEX KEY: 0001628344
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36817
FILM NUMBER: 161779871
MAIL ADDRESS:
STREET 1: C/O AVINGER, INC.
STREET 2: 400 CHESAPEAKE DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
3
1
primary_01.xml
PRIMARY DOCUMENT
X0206
3
2016-07-12
0
0001506928
Avinger Inc
AVGR
0001628344
Simpson John D.
400 CHESAPEAKE DRIVE
REDWOOD CITY
CA
94063
false
true
false
false
Sr. VP, Sales & Marketing
Common stock
37037
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
5036
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
76490
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
30974
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
39681
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
62379
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Common stock
986
I
John David Simpson Trustee of Simpson Trust Dated 12/9/08
Option (right to buy)
4.50
2014-12-31
2024-12-31
Common Stock
22222
D
Option (right to buy)
4.50
2014-12-31
2024-12-31
Common Stock
36161
D
Option (right to buy)
4.95
2010-03-09
2020-03-09
Common Stock
5747
D
Option (right to buy)
4.95
2010-06-16
2020-07-01
Common Stock
4738
D
Option (right to buy)
12.60
2011-07-29
2021-07-29
Common Stock
952
D
Option (right to buy)
12.60
2011-07-29
2021-07-29
Common Stock
7936
D
Option (right to buy)
20.25
2013-05-01
2023-05-01
Common Stock
4938
D
Option (right to buy)
20.25
2013-05-01
2023-05-01
Common Stock
10211
D
Stock Option (Right to Buy)
12.99
2017-03-03
2026-03-03
Stock Option (Right to Buy)
15000
D
Restricted Stock Units
2017-03-03
Common stock
7500
D
Warrants
12.60
2014-09-02
2016-09-02
Common stock
27777
I
John David Simpson Trustee of Simpson Trust dated 12/9/08
The stock options vest 25% on the first anniversary of the transaction date and monthly thereafter in 36 equal increments.
No exercise price for this type of award
No expiration date for this type of award
Reporting person received a grant under the 2015 Plan of RSUs with a grant date fair value of $12.99 per share. The RSUs vest annually over four years in equal increments.
/s/ John D Simpson
2016-07-22