0001437749-22-022319.txt : 20220913 0001437749-22-022319.hdr.sgml : 20220913 20220913163014 ACCESSION NUMBER: 0001437749-22-022319 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220913 DATE AS OF CHANGE: 20220913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avinger Inc CENTRAL INDEX KEY: 0001506928 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208873453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36817 FILM NUMBER: 221241101 BUSINESS ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-363-2400 MAIL ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 DEFA14A 1 avgr20220912_defa14a.htm FORM DEFA14A avgr20220912_defa14a.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Filed by the Registrant  ☒

 

Filed by a Party other than the Registrant  ☐

 

Check the appropriate box:

 

Preliminary Proxy Statement

 

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

 

Definitive Proxy Statement

 

 

Definitive Additional Materials

 

 

Soliciting Material Pursuant to §240.14a-11(c) or §240.14a-2

 

AVINGER, INC.

(Name of Registrant as Specified In Its Charter)

 

 

Payment of Filing Fee (Check the appropriate box):

No fee required.

Fee paid previously with preliminary materials.

Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 

 

 

avinger01.jpg

400 CHESAPEAKE DRIVE

REDWOOD CITY, CALIFORNIA 94063

 

This proxy statement supplement (this “Supplement”), dated September 13, 2022, supplements and amends the proxy statement filed with the Securities and Exchange Commission on August 30, 2022 (the “Proxy Statement”) relating to the proxies being solicited by the Board of Directors (the “Board”) of Avinger, Inc., a Delaware corporation (the “Company” and “we,” “us” or “our”), in connection with our 2022 Annual Meeting of Shareholders to be held on October 14, 2022. This Supplement should be read together with the Proxy Statement. Other than as set forth below, no changes have been made to the Proxy Statement.

 

Engagement of Proxy Solicitor

 

Subsequent to filing the Proxy Statement, we engaged Kingsdale Advisors, an independent proxy solicitation firm, to assist in soliciting proxies on our behalf. We have agreed to pay to Kingsdale Advisors approximately $13,600, including costs and expenses, for these and related services. In addition, we agreed to pay additional fees for each call or telephonic vote received by Kingsdale Advisors with respect to this engagement.

 

If you have any questions concerning the annual meeting or the Proxy Statement, or need help voting your shares of common stock, please contact Kingsdale Advisors:

 

Kingsdale Advisors
Strategic Shareholder Advisor and Proxy Solicitation Agent

745 Fifth Avenue, 5th Floor, New York, NY 10151

North American Toll Free Phone:

1-855-476-7986

Email: contactus@kingsdaleadvisors.com

Call Collect Outside North America: 416-867-2272

 

Expenses and Manner of Solicitation

 

As noted in the Proxy Statement, we will bear the expense of soliciting proxies by the Board. We will reimburse brokers or other nominees for reasonable expenses that they incur in sending our proxy materials to you if a broker, bank or other nominee holds shares of our common stock on your behalf.  In addition, our directors and employees may also solicit proxies in person, by telephone, or by other means of communication.  Our directors and employees will not be paid any additional compensation for soliciting proxies.

 

Important Information

 

We have filed the definitive Proxy Statement with the Securities and Exchange Commission (the “SEC”) and have furnished the Proxy Statement to our stockholders in connection with the solicitation of proxies for our 2022 Annual Meeting of Stockholders. We advise our stockholders to read the Proxy Statement relating to the 2022 Annual Meeting, as amended and supplemented by this Supplement, because it contains important information.

 

 
GRAPHIC 2 avinger01.jpg begin 644 avinger01.jpg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end