0001209191-20-051085.txt : 20200917 0001209191-20-051085.hdr.sgml : 20200917 20200917211031 ACCESSION NUMBER: 0001209191-20-051085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Barry CENTRAL INDEX KEY: 0001506924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39497 FILM NUMBER: 201182568 MAIL ADDRESS: STREET 1: C/O EDGAR ONLINE, INC. STREET 2: 50 WASHINGTON STREET CITY: NORWALK STATE: CT ZIP: 06854 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unity Software Inc. CENTRAL INDEX KEY: 0001810806 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270334803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-539-3162 MAIL ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-31 0 0001810806 Unity Software Inc. U 0001506924 Schuler Barry C/O UNITY SOFTWARE INC. 30 3RD STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2020-09-17 4 A 0 14016 0.00 A 14016 D Common Stock 84262 I See footnote Series E Preferred Stock 2020-03-31 4 P 0 519687 A Common Stock 519687 519687 I See footnote Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the date of the issuer's first annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's continued service through that date. Includes 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC. DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. Includes 495,262 shares purchased directly by DFJ Growth III, L.P. and 24,425 shares purchased directly by DFJ Growth III Parallel Fund, LLC. /s/ Eric Steiner, Attorney-in-fact 2020-09-17