0001209191-20-051085.txt : 20200917
0001209191-20-051085.hdr.sgml : 20200917
20200917211031
ACCESSION NUMBER: 0001209191-20-051085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuler Barry
CENTRAL INDEX KEY: 0001506924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39497
FILM NUMBER: 201182568
MAIL ADDRESS:
STREET 1: C/O EDGAR ONLINE, INC.
STREET 2: 50 WASHINGTON STREET
CITY: NORWALK
STATE: CT
ZIP: 06854
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Unity Software Inc.
CENTRAL INDEX KEY: 0001810806
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270334803
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 - 3RD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-539-3162
MAIL ADDRESS:
STREET 1: 30 - 3RD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-31
0
0001810806
Unity Software Inc.
U
0001506924
Schuler Barry
C/O UNITY SOFTWARE INC.
30 3RD STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2020-09-17
4
A
0
14016
0.00
A
14016
D
Common Stock
84262
I
See footnote
Series E Preferred Stock
2020-03-31
4
P
0
519687
A
Common Stock
519687
519687
I
See footnote
Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the date of the issuer's first
annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's
continued service through that date.
Includes 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC.
DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
The Series E Preferred Stock is convertible into shares of common stock on a 1:1
basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer.
Includes 495,262 shares purchased directly by DFJ Growth III, L.P. and 24,425 shares purchased directly by DFJ Growth III Parallel Fund, LLC.
/s/ Eric Steiner, Attorney-in-fact
2020-09-17