0001209191-20-051077.txt : 20200917 0001209191-20-051077.hdr.sgml : 20200917 20200917205844 ACCESSION NUMBER: 0001209191-20-051077 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200917 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Barry CENTRAL INDEX KEY: 0001506924 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39497 FILM NUMBER: 201182530 MAIL ADDRESS: STREET 1: C/O EDGAR ONLINE, INC. STREET 2: 50 WASHINGTON STREET CITY: NORWALK STATE: CT ZIP: 06854 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unity Software Inc. CENTRAL INDEX KEY: 0001810806 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270334803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-539-3162 MAIL ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-09-17 0 0001810806 Unity Software Inc. U 0001506924 Schuler Barry C/O UNITY SOFTWARE INC. 30 3RD STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 84262 I See footnote Series C Preferred Stock Common Stock 5783690 I See footnote Series D-1 Preferred Stock Common Stock 2340232 I See footnote Series E Preferred Stock Common Stock 519687 I See footnote Includes 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC. DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. The Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock are convertible into shares of common stock on a 1:1 basis and have no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. Includes 4,007,674 shares owned directly by DFJ Growth 2013, L.P., 224,294 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC and 1,551,722 shares owned directly by DFJ Growth Unity Investors, L.P. DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Includes 515,048 shares owned directly by DFJ Growth 2013, L.P., 28,825 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,577,817 shares owned directly by DFJ Growth III, L.P., 77,814 shares owned directly by DFJ Growth III Parallel Fund, LLC and 140,728 shares owned directly by DFJ Growth Unity Investors, L.P. Includes 495,262 shares owned directly by DFJ Growth III, L.P. and 24,425 shares owned directly by DFJ Growth III Parallel Fund, LLC. /s/ Eric Steiner, Attorney-in-fact 2020-09-17 EX-24.3_937738 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Ruth Ann Keene, Kimberly Jabal and Eric Steiner of Cooley LLP, signing individually, the undersigned's true and lawful attorneys-in fact and agents to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") any documents necessary or appropriate to obtain EDGAR codes and passwords enabling the undersigned to make electronic filings of reports with the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or greater than 10% stockholder of Unity Software Inc. (the "Company"), Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 (including any amendments thereto) and timely file such forms with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any nature whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or employed by or a partner at Cooley LLP, as applicable. The undersigned has caused this Power of Attorney to be executed as of August 20, 2020. /s/ Barry Schuler