0001104659-21-020073.txt : 20210210
0001104659-21-020073.hdr.sgml : 20210210
20210210214753
ACCESSION NUMBER: 0001104659-21-020073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210205
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuler Barry
CENTRAL INDEX KEY: 0001506924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39497
FILM NUMBER: 21616380
MAIL ADDRESS:
STREET 1: C/O EDGAR ONLINE, INC.
STREET 2: 50 WASHINGTON STREET
CITY: NORWALK
STATE: CT
ZIP: 06854
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Unity Software Inc.
CENTRAL INDEX KEY: 0001810806
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270334803
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 - 3RD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-539-3162
MAIL ADDRESS:
STREET 1: 30 - 3RD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
tm216241d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-05
0
0001810806
Unity Software Inc.
U
0001506924
Schuler Barry
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2021-02-05
4
J
0
5210162
0
D
3517709
I
See footnote
Common Stock
2021-02-05
4
J
0
807210
0
A
807210
I
See footnote
Common Stock
2021-02-05
4
J
0
807210
0
D
0
I
See footnote
Common Stock
2021-02-05
4
J
0
167995
0
A
167995
I
By The Meteor Group, LLC
Common Stock
2021-02-05
4
J
0
24588
0
A
24588
I
By Barry Martin Schuler Revocable Trust
Common Stock
2021-02-09
4
S
0
25820
127.67
D
142175
I
By The Meteor Group, LLC
Common Stock
2021-02-09
4
S
0
9730
127.67
D
14858
I
By Barry Martin Schuler Revocable Trust
Common Stock
14016
D
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P., and DFJ Growth III Parallel Fund, LLC, without consideration, to their respective members and partners (collectively, the "Fund Distributions").
Includes 2,261,361 shares distributed by DFJ Growth 2013, L.P., 126,560 shares distributed by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares distributed by DFJ Growth Unity Investors, L.P., 1,076,691 shares distributed by DFJ Growth III, L.P. and 53,100 shares distributed by DFJ Growth III Parallel Fund, LLC.
Includes 2,261,361 shares owned directly by DFJ Growth 2013, L.P., 126,559 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,076,690 shares owned directly by DFJ Growth III, L.P. and 53,099 shares owned directly by DFJ Growth III Parallel Fund, LLC.
DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Represents a change in the form of ownership of DFJ Growth 2013 Partners, LLC, DFJ Growth Unity Partners, LLC, and DFJ Growth III Partners, LLC by virtue of receipt of shares as a result of the Fund Distributions.
Includes 376,707 shares received by DFJ Growth 2013 Partners, LLC, 192,307 shares received by DFJ Growth III Partners, LLC, and 238,196 shares received by DFJ Growth Unity Partners, LLC.
Includes 376,707 shares owned directly by DFJ Growth 2013 Partners, LLC, 192,307 shares owned directly by DFJ Growth III Partners, LLC, and 238,196 shares owned directly by DFJ Growth Unity Partners, LLC.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013 Partners, LLC, DFJ Growth III Partners, LLC, and DFJ Growth Unity Partners, LLC, without consideration, to their respective members (collectively, the "GP Distributions").
Includes 376,707 shares distributed by DFJ Growth 2013 Partners, LLC, 192,307 shares distributed by DFJ Growth III Partners, LLC, and 238,196 shares distributed by DFJ Growth Unity Partners, LLC.
Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $127.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (15) to this Form 4.
/s/ Barry Schuler
2021-02-09