0001596771-19-000126.txt : 20191101 0001596771-19-000126.hdr.sgml : 20191101 20191101152625 ACCESSION NUMBER: 0001596771-19-000126 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 EFFECTIVENESS DATE: 20191101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHF Solutions, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-352419 FILM NUMBER: 191186658 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Heart, Inc. DATE OF NAME CHANGE: 20101124 D 1 primary_doc.xml X0708 D LIVE 0001506492 CHF Solutions, Inc. 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN MINNESOTA 55344 952-345-4200 DELAWARE Sunshine Heart, Inc. Corporation true John L. Erb 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Director Claudia Drayton 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Steve Brandt 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Maria Rosa Costanzo 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Jon Salveson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Gregory Waller 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Warren S. Watson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Biotechnology Decline to Disclose 06b false 2019-10-25 false true true true false 0 Ladenburg Thalmann & Co. Inc. 505 None None 277 Park Avenue 26th Floor New York NY NEW YORK 10172 All States false 663000 663000 0 Total offering amount includes the concurrent registered offering of common stock and excludes proceeds totaling up to $811,920 from the exercise of the warrants. false 2 52976 0 0 Proceeds to be used for working capital and general corporate purposes. false CHF Solutions, Inc. /s/ Claudia Drayton Claudia Drayton Chief Financial Officer 2019-11-01