0001596771-17-000018.txt : 20170303
0001596771-17-000018.hdr.sgml : 20170303
20170303171820
ACCESSION NUMBER: 0001596771-17-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunshine Heart, Inc.
CENTRAL INDEX KEY: 0001506492
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 680533453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 952-345-4200
MAIL ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Likens Matthew E.
CENTRAL INDEX KEY: 0001699613
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35312
FILM NUMBER: 17665232
MAIL ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-02
0
0001506492
Sunshine Heart, Inc.
SSH
0001699613
Likens Matthew E.
12988 VALLEY VIEW ROAD
EDEN PRAIRIE
MN
55344
1
0
0
0
Common Stock
2017-02-02
4
A
0
1437
0
A
1437
D
Non-qualified Stock Option (right to buy)
5.41
2017-02-02
4
A
0
903
0
A
2027-02-01
Common Stock
903
903
D
The reporting person was granted restricted stock units, which vest in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the shares will be vested on the one-year anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.
Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.
Stephanie Swan, by Power of Attorney
2017-03-03