0001596771-17-000012.txt : 20170227 0001596771-17-000012.hdr.sgml : 20170227 20170227163849 ACCESSION NUMBER: 0001596771-17-000012 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 EFFECTIVENESS DATE: 20170227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Heart, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-281398 FILM NUMBER: 17642337 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 D 1 primary_doc.xml X0707 D LIVE 0001506492 Sunshine Heart, Inc. 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN MINNESOTA 55344 952-345-4200 DELAWARE None None Corporation true John L. Erb 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Director Claudia Drayton 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Eric Lovett 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Jon Salveson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Molly Wade 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Gregory Waller 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Warren S. Watson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Steven Brandt 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Matthew Likens 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Biotechnology Decline to Disclose 06b false 2017-02-15 false true true true false 0 4650722 563863 4086859 These amounts exclude proceeds the company will receive in the future upon the exercise of the warrants. false 2 0 0 0 Proceeds to be used for working capital and general corporate purposes. false Sunshine Heart, Inc. /s/ Claudia Drayton Claudia Drayton Chief Financial Officer 2017-02-27