0001596771-16-000137.txt : 20160802
0001596771-16-000137.hdr.sgml : 20160802
20160802105832
ACCESSION NUMBER: 0001596771-16-000137
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20160802
DATE AS OF CHANGE: 20160802
EFFECTIVENESS DATE: 20160802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunshine Heart, Inc.
CENTRAL INDEX KEY: 0001506492
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 680533453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-268121
FILM NUMBER: 161799387
BUSINESS ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 952-345-4200
MAIL ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
D
1
primary_doc.xml
X0707
D
LIVE
0001506492
Sunshine Heart, Inc.
12988 VALLEY VIEW ROAD
EDEN PRAIRIE
MN
MINNESOTA
55344
952-345-4200
DELAWARE
None
None
Corporation
true
John
L.
Erb
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Executive Officer
Director
Paul
Buckman
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Director
Claudia
Drayton
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Executive Officer
Eric
Lovett
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Executive Officer
Jon
Salveson
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Director
Molly
Wade
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Executive Officer
Gregory
Waller
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Director
Warren
S.
Watson
12988 Valley View Road
Eden Prairie
MN
MINNESOTA
55344
Director
Biotechnology
Decline to Disclose
- 06b
false
2016-07-20
false
true
true
false
0
Northland Securities, Inc.
40258
None
None
45 South 7th Street
Suite 2000
Minneapolis
MN
MINNESOTA
55402
NJ
NEW JERSEY
NY
NEW YORK
false
3468000
3468000
0
Total offering amount includes the concurrent registered offering of preferred stock and excludes proceeds totaling up to $3,468,000 from the exercise of the warrants.
false
2
208080
0
Excludes 221,362 warrants to purchase common stock received by placement agent as part of its compensation.
0
Proceeds to be used for working capital and general corporate purposes.
false
Sunshine Heart, Inc.
/s/ Claudia Drayton
Claudia Drayton
Chief Financial Officer
2016-07-29