0001144204-19-041553.txt : 20190823
0001144204-19-041553.hdr.sgml : 20190823
20190823171144
ACCESSION NUMBER: 0001144204-19-041553
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190816
FILED AS OF DATE: 20190823
DATE AS OF CHANGE: 20190823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Scott Stewart
CENTRAL INDEX KEY: 0001744819
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36280
FILM NUMBER: 191049873
MAIL ADDRESS:
STREET 1: 70 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P.
CENTRAL INDEX KEY: 0001741129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36280
FILM NUMBER: 191049874
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVM Funds LLC
CENTRAL INDEX KEY: 0001741338
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36280
FILM NUMBER: 191049875
BUSINESS ADDRESS:
STREET 1: 30 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 1, L.P.
CENTRAL INDEX KEY: 0001638331
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36280
FILM NUMBER: 191049876
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-569-8920
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: Greenhaven Road Capital Fund 1
DATE OF NAME CHANGE: 20150331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 2, L.P.
CENTRAL INDEX KEY: 0001736139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36280
FILM NUMBER: 191049877
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SharpSpring, Inc.
CENTRAL INDEX KEY: 0001506439
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 050502529
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5001 CELEBRATION POINTE AVENUE
STREET 2: SUITE 410
CITY: GAINESVILLE
STATE: FL
ZIP: 32608
BUSINESS PHONE: 888-428-9605
MAIL ADDRESS:
STREET 1: 5001 CELEBRATION POINTE AVENUE
STREET 2: SUITE 410
CITY: GAINESVILLE
STATE: FL
ZIP: 32608
FORMER COMPANY:
FORMER CONFORMED NAME: SMTP, Inc.
DATE OF NAME CHANGE: 20101123
3
1
tv528221_form3.xml
FORM 3
X0206
3
2019-08-16
0
0001506439
SharpSpring, Inc.
SHSP
0001744819
Miller Scott Stewart
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
1
0
0
0
0001741129
Greenhaven Road Investment Management, L.P.
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
1
0
0
0
0001741338
MVM Funds LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
1
0
0
0
0001638331
Greenhaven Road Capital Fund 1, L.P.
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
1
0
0
0
0001736139
Greenhaven Road Capital Fund 2, L.P.
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
1
0
0
0
Common Stock
534817
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock
547508
I
By: Greenhaven Road Capital Fund 2, L.P.
Stock Option (Right to buy)
10.42
2019-08-16
2020-08-15
Common Stock
16000
D
Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.
Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.
The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter.
/s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Greenhaven Fund 1, Greenhaven Fund 2 and the Investment Manager)
2019-08-23