0001209191-16-131418.txt : 20160706
0001209191-16-131418.hdr.sgml : 20160706
20160706131313
ACCESSION NUMBER: 0001209191-16-131418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: InfraREIT, Inc.
CENTRAL INDEX KEY: 0001506401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 273797217
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1807 ROSS AVENUE
STREET 2: 4TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-855-6700
MAIL ADDRESS:
STREET 1: 1807 ROSS AVENUE
STREET 2: 4TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: InfraREIT, L.L.C.
DATE OF NAME CHANGE: 20140716
FORMER COMPANY:
FORMER CONFORMED NAME: InfraREIT L.L.C.
DATE OF NAME CHANGE: 20140714
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C.
DATE OF NAME CHANGE: 20101123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates John A.
CENTRAL INDEX KEY: 0001631929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36822
FILM NUMBER: 161753211
MAIL ADDRESS:
STREET 1: 8343 DOUGLAS AVENUE
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-01
0
0001506401
InfraREIT, Inc.
HIFR
0001631929
Gates John A.
1807 ROSS AVENUE, 4TH FLOOR
DALLAS
TX
75201
1
0
0
0
common stock, $0.01 par value per share
2016-07-01
4
A
0
1235
17.0005
A
11142
D
LTIP Units
common stock
8246
8246
D
Represents common stock issued under the InfraREIT, Inc. 2015 Equity Incentive Plan to non-employee directors who elected to receive shares of common stock in lieu of director cash compensation fees.
Represents the volume-weighted price of InfraREIT, Inc. shares of common stock on the New York Stock Exchange during the fifteen (15) consecutive trading days prior to July 1.
In the aggregate, Mr. Gates beneficially owns 19,388 shares of common stock, consisting of the 11,142 shares of common stock shown in Table I and the 8,246 shares underlying the LTIP Units shown in Table II.
Represents 8,246 LTIP Units of InfraREIT Partners, LP, 4,000 of which are fully vested and 4,246 of which are scheduled to fully vest on January 4, 2017. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, Mr. Gates may elect to convert any vested LTIP Units on a one-for-one basis to common units of InfraREIT Partners, LP in accordance with their terms. Common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis. The rights to convert vested LTIP Units into common units and redeem common units do not have expiration dates.
/s/ Benjamin D. Nelson, as Attorney-In-Fact for Mr. John A. Gates
2016-07-06