0000950123-14-002807.txt : 20140219
0000950123-14-002807.hdr.sgml : 20140219
20140219131219
ACCESSION NUMBER: 0000950123-14-002807
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
EFFECTIVENESS DATE: 20140219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AT Bancorp
CENTRAL INDEX KEY: 0001506294
IRS NUMBER: 421249281
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14048
FILM NUMBER: 14624929
BUSINESS ADDRESS:
STREET 1: 895 MAIN STREET
CITY: DUBUQUE
STATE: IA
ZIP: 52004-0938
BUSINESS PHONE: 563-589-0863
MAIL ADDRESS:
STREET 1: 895 MAIN STREET
CITY: DUBUQUE
STATE: IA
ZIP: 52004-0938
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001506294
XXXXXXXX
12-31-2013
12-31-2013
true
1
RESTATEMENT
AT Bancorp
895 MAIN STREET
DUBUQUE
IA
52004-0938
13F HOLDINGS REPORT
028-14048
N
JOHN MARSHALL
SECRETARY AND TREASURER
563-582-1841
JOHN MARSHALL
DUBUQUE
IA
02-18-2014
2
374
326423
false
1
28-14049
AMERICAN TRUST & SAVINGS BANK
2
28-14050
AT FINANCIAL ADVISORS CORP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AT&T INC
COM
00206R102
18
508
SH
DFND
1,2
508
0
0
AT&T INC
COM
00206R102
9
251
SH
DFND
2
118
0
133
AT&T INC
COM
00206R102
2353
66923
SH
DFND
1
63164
0
3759
ABBOTT LABS
COM
002824100
11
300
SH
DFND
2
300
0
0
ABBOTT LABS
COM
002824100
1112
29019
SH
DFND
1
27460
0
1559
ABBVIE INC
COM
00287Y109
31
592
SH
DFND
1,2
592
0
0
ABBVIE INC
COM
00287Y109
16
294
SH
DFND
2
138
0
156
ABBVIE INC
COM
00287Y109
1369
25919
SH
DFND
1
24360
0
1559
ACTIVISION BLIZZARD INC
COM
00507V109
1371
76897
SH
DFND
1,2
76897
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
399
22389
SH
DFND
2
22008
0
381
ACTIVISION BLIZZARD INC
COM
00507V109
1153
64685
SH
DFND
1
63585
0
1100
AIRGAS INC
COM
009363102
112
1000
SH
DFND
1,2
1000
0
0
AIRGAS INC
COM
009363102
120
1075
SH
DFND
1
1075
0
0
ALCOA INC
COM
013817101
2947
277222
SH
DFND
1,2
277222
0
0
ALCOA INC
COM
013817101
62
5800
SH
DFND
2
5800
0
0
ALCOA INC
COM
013817101
89
8355
SH
DFND
1
4400
0
3955
ALLIANT ENERGY CORP
COM
018802108
518
10045
SH
DFND
1
7263
0
2782
ALLSTATE CORP
COM
020002101
455
8342
SH
DFND
1
8256
0
86
ALTRIA GROUP INC
COM
02209S103
806
20992
SH
DFND
1
18207
0
2785
AMERICAN EXPRESS CO
COM
025816109
236
2605
SH
DFND
1
2317
0
288
APPLE INC
COM
037833100
4168
7430
SH
DFND
1,2
7430
0
0
APPLE INC
COM
037833100
252
450
SH
DFND
2
450
0
0
APPLE INC
COM
037833100
2224
3964
SH
DFND
1
3690
0
274
BE AEROSPACE INC
COM
073302101
35
400
SH
DFND
1,2
400
0
0
BE AEROSPACE INC
COM
073302101
31
360
SH
DFND
2
360
0
0
BE AEROSPACE INC
COM
073302101
159
1825
SH
DFND
1
1771
0
54
BEAM INC
COM
073730103
821
12070
SH
DFND
1
12070
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
67
569
SH
DFND
1,2
569
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
63
531
SH
DFND
2
382
0
149
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
628
5295
SH
DFND
1
4940
0
355
BHP BILLITON LTD
SPONSORED ADR
088606108
300
4400
SH
DFND
1
4400
0
0
BLACKROCK INC
COM
09247X101
2599
8214
SH
DFND
1,2
8214
0
0
BLACKROCK INC
COM
09247X101
42
132
SH
DFND
1
132
0
0
BOEING CO
COM
097023105
842
6172
SH
DFND
1
5467
0
705
BRISTOL MYERS SQUIBB CO
COM
110122108
419
7881
SH
DFND
1
2590
0
5291
CSX CORP
COM
126408103
150
5200
SH
DFND
1,2
5200
0
0
CSX CORP
COM
126408103
347
12070
SH
DFND
2
12070
0
0
CSX CORP
COM
126408103
1480
51431
SH
DFND
1
49807
0
1624
CVS CAREMARK CORPORATION
COM
126650100
3800
53093
SH
DFND
1,2
53093
0
0
CVS CAREMARK CORPORATION
COM
126650100
239
3345
SH
DFND
2
3345
0
0
CVS CAREMARK CORPORATION
COM
126650100
711
9929
SH
DFND
1
8792
0
1137
CA INC
COM
12673P105
921
27377
SH
DFND
1,2
27377
0
0
CA INC
COM
12673P105
99
2931
SH
DFND
2
2770
0
161
CA INC
COM
12673P105
318
9453
SH
DFND
1
9300
0
153
CARTER INC
COM
146229109
211
2946
SH
DFND
1
2946
0
0
CATERPILLAR INC DEL
COM
149123101
473
5208
SH
DFND
1
5075
0
133
CHEVRON CORP NEW
COM
166764100
2227
17832
SH
DFND
1
16917
0
915
CINEMARK HOLDINGS INC
COM
17243V102
1581
47437
SH
DFND
1,2
47437
0
0
CINEMARK HOLDINGS INC
COM
17243V102
237
7109
SH
DFND
2
6855
0
254
CINEMARK HOLDINGS INC
COM
17243V102
893
26805
SH
DFND
1
23560
0
3245
CISCO SYS INC
COM
17275R102
1125
50152
SH
DFND
1,2
50152
0
0
CISCO SYS INC
COM
17275R102
22
1003
SH
DFND
2
472
0
531
CISCO SYS INC
COM
17275R102
463
20632
SH
DFND
1
19021
0
1611
CITIGROUP INC
COM NEW
172967424
207
3977
SH
DFND
1
3359
0
618
COCA COLA CO
COM
191216100
577
13977
SH
DFND
1
13044
0
933
COLGATE PALMOLIVE CO
COM
194162103
627
9612
SH
DFND
1
9564
0
48
COMCAST CORP NEW
CL A
20030N101
414
7970
SH
DFND
1
7479
0
491
COMERICA INC
COM
200340107
1339
28160
SH
DFND
1,2
28160
0
0
COMERICA INC
COM
200340107
170
3577
SH
DFND
2
3416
0
161
COMERICA INC
COM
200340107
53
1118
SH
DFND
1
394
0
724
CONOCOPHILLIPS
COM
20825C104
2433
34435
SH
DFND
1,2
34435
0
0
CONOCOPHILLIPS
COM
20825C104
32
450
SH
DFND
2
450
0
0
CONOCOPHILLIPS
COM
20825C104
803
11369
SH
DFND
1
9425
0
1944
CONSTELLATION BRANDS INC
CL A
21036P108
3607
51246
SH
DFND
1,2
51246
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
254
3610
SH
DFND
2
3610
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
1337
18993
SH
DFND
1
18565
0
428
CORNING INC
COM
219350105
4927
276512
SH
DFND
1,2
276512
0
0
CORNING INC
COM
219350105
291
16350
SH
DFND
2
16350
0
0
CORNING INC
COM
219350105
782
43880
SH
DFND
1
39297
0
4583
CUMMINS INC
COM
231021106
21
150
SH
DFND
2
150
0
0
CUMMINS INC
COM
231021106
400
2839
SH
DFND
1
2805
0
34
DANAHER CORP DEL
COM
235851102
2615
33870
SH
DFND
1,2
33870
0
0
DANAHER CORP DEL
COM
235851102
82
1060
SH
DFND
2
1060
0
0
DANAHER CORP DEL
COM
235851102
212
2752
SH
DFND
1
1991
0
761
DEERE & CO
COM
244199105
55
600
SH
DFND
2
600
0
0
DEERE & CO
COM
244199105
504
5514
SH
DFND
1
5138
0
376
DISNEY WALT CO
COM DISNEY
254687106
3614
47308
SH
DFND
1,2
47308
0
0
DISNEY WALT CO
COM DISNEY
254687106
85
1111
SH
DFND
2
788
0
323
DISNEY WALT CO
COM DISNEY
254687106
933
12215
SH
DFND
1
8948
0
3267
DIRECTV
COM
25490A309
3782
54765
SH
DFND
1,2
54765
0
0
DIRECTV
COM
25490A309
412
5970
SH
DFND
2
5970
0
0
DIRECTV
COM
25490A309
1416
20503
SH
DFND
1
18789
0
1714
DOMINION RES INC VA NEW
COM
25746U109
410
6333
SH
DFND
1
4586
0
1747
DOVER CORP
COM
260003108
390
4037
SH
DFND
1
4000
0
37
DOW CHEM CO
COM
260543103
298
6708
SH
DFND
1
1800
0
4908
DUKE ENERGY CORP NEW
COM
26441C204
43
628
SH
DFND
1,2
628
0
0
DUKE ENERGY CORP NEW
COM
26441C204
34
492
SH
DFND
2
327
0
165
DUKE ENERGY CORP NEW
COM
26441C204
354
5123
SH
DFND
1
3701
0
1422
EQT CORP
COM
26884L109
359
4000
SH
DFND
1
4000
0
0
EDISON INTL
COM
281020107
317
6855
SH
DFND
1
6798
0
57
EXELON CORP
COM
30161N101
34
1232
SH
DFND
2
1232
0
0
EXELON CORP
COM
30161N101
178
6504
SH
DFND
1
5438
0
1066
EXPRESS SCRIPTS HOLDING
INC
30219G108
129
1840
SH
DFND
1,2
1840
0
0
EXPRESS SCRIPTS HOLDING
INC
30219G108
343
4890
SH
DFND
2
4890
0
0
EXPRESS SCRIPTS HOLDING
INC
30219G108
1057
15052
SH
DFND
1
14276
0
776
EXXON MOBIL CORP
COM
30231G102
4125
40761
SH
DFND
1,2
40761
0
0
EXXON MOBIL CORP
COM
30231G102
153
1512
SH
DFND
2
1350
0
162
EXXON MOBIL CORP
COM
30231G102
5002
49429
SH
DFND
1
45858
0
3571
FIFTH THIRD BANCORP
COM
316773100
2375
112953
SH
DFND
1,2
112953
0
0
FIFTH THIRD BANCORP
COM
316773100
110
5250
SH
DFND
2
5250
0
0
FIFTH THIRD BANCORP
COM
316773100
493
23442
SH
DFND
1
21715
0
1727
FLEXSTEEL INDS INC
COM
339382103
12726
414114
SH
DFND
1
405414
0
8700
FORTUNE BRANDS HOME & SECURITY
INC
34964C106
361
7894
SH
DFND
1
7894
0
0
GANNETT INC
COM
364730101
1894
64023
SH
DFND
1,2
64023
0
0
GANNETT INC
COM
364730101
628
21243
SH
DFND
2
20902
0
341
GANNETT INC
COM
364730101
1885
63710
SH
DFND
1
61338
0
2372
GENERAL ELECTRIC CO
COM
369604103
2929
104504
SH
DFND
1,2
104504
0
0
GENERAL ELECTRIC CO
COM
369604103
48
1699
SH
DFND
2
1359
0
340
GENERAL ELECTRIC CO
COM
369604103
3608
128727
SH
DFND
1
120145
0
8582
GENERAL MLS INC
COM
370334104
41
812
SH
DFND
1,2
812
0
0
GENERAL MLS INC
COM
370334104
20
403
SH
DFND
2
190
0
213
GENERAL MLS INC
COM
370334104
236
4726
SH
DFND
1
3332
0
1394
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
26
491
SH
DFND
1,2
491
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
13
243
SH
DFND
2
114
0
129
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
235
4400
SH
DFND
1
4400
0
0
GOLDMAN SACHS
ABSOLUTE RETURN INSTL
38145N220
977
104851
SH
DFND
1,2
104851
0
0
GOLDMAN SACHS
ABSOLUTE RETURN INSTL
38145N220
860
85923
SH
DFND
2
73130
0
12793
GOLDMAN SACHS
ABSOLUTE RETURN INSTL
38145N220
7518
806628
SH
DFND
1
797697
0
8931
GOOGLE INC
CL A
38259P508
50
45
SH
DFND
1,2
45
0
0
GOOGLE INC
CL A
38259P508
26
23
SH
DFND
2
11
0
12
GOOGLE INC
CL A
38259P508
156
139
SH
DFND
1
54
0
85
GRACO INC
COM
384109104
879
11250
SH
DFND
1
11250
0
0
HCC INS HLDGS INC
COM
404132102
1194
25876
SH
DFND
1,2
25876
0
0
HCC INS HLDGS INC
COM
404132102
83
1794
SH
DFND
2
1652
0
142
HCC INS HLDGS INC
COM
404132102
3
59
SH
DFND
1
0
0
59
HARTFORD FINL SVCS GROUP INC
COM
416515104
3274
90363
SH
DFND
1,2
90363
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
345
9512
SH
DFND
2
9257
0
255
HARTFORD FINL SVCS GROUP INC
COM
416515104
917
25322
SH
DFND
1
24700
0
622
HEARTLAND FINL USA INC
COM
42234Q102
3397
117981
SH
DFND
1
117981
0
0
HEWLETT PACKARD CO
COM
428236103
1972
70492
SH
DFND
1,2
70492
0
0
HEWLETT PACKARD CO
COM
428236103
6
200
SH
DFND
2
200
0
0
HEWLETT PACKARD CO
COM
428236103
115
4098
SH
DFND
1
2265
0
1833
HOLLYFRONTIER CORP
COM
436106108
1682
33856
SH
DFND
1,2
33856
0
0
HOLLYFRONTIER CORP
COM
436106108
466
9374
SH
DFND
2
9194
0
180
HOLLYFRONTIER CORP
COM
436106108
1454
29260
SH
DFND
1
28985
0
275
HONEYWELL INTL INC
COM
438516106
38
418
SH
DFND
1,2
418
0
0
HONEYWELL INTL INC
COM
438516106
19
207
SH
DFND
2
97
0
110
HONEYWELL INTL INC
COM
438516106
577
6313
SH
DFND
1
6126
0
187
HUNTSMAN CORP
COM
447011107
1642
66775
SH
DFND
1,2
66775
0
0
HUNTSMAN CORP
COM
447011107
279
11353
SH
DFND
2
10955
0
398
HUNTSMAN CORP
COM
447011107
1148
46650
SH
DFND
1
45850
0
800
INTEL CORP
COM
458140100
4635
178574
SH
DFND
1,2
178574
0
0
INTEL CORP
COM
458140100
16
600
SH
DFND
2
600
0
0
INTEL CORP
COM
458140100
1579
60837
SH
DFND
1
56889
0
3948
INTERNATIONAL BUSINESS MACHS
COM
459200101
2577
13739
SH
DFND
1,2
13739
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
127
675
SH
DFND
2
614
0
61
INTERNATIONAL BUSINESS MACHS
COM
459200101
3193
17022
SH
DFND
1
14977
0
2045
INTL PAPER CO
COM
460146103
25
500
SH
DFND
1,2
500
0
0
INTL PAPER CO
COM
460146103
167
3400
SH
DFND
2
3400
0
0
INTL PAPER CO
COM
460146103
443
9041
SH
DFND
1
8211
0
830
ISHARES
MSCI EMERG MKT INDEX
464287234
202
4829
SH
DFND
1
4829
0
0
ISHARES
IBOXX INV CPBD
464287242
106
928
SH
DFND
2
928
0
0
ISHARES
IBOXX INV CPBD
464287242
143
1248
SH
DFND
1
1248
0
0
ISHARES
MSCI EAFE INDEX
464287465
646
9627
SH
DFND
1,2
9627
0
0
ISHARES
MSCI EAFE INDEX
464287465
973
14500
SH
DFND
1
14500
0
0
ISHARES TR
MSCI SMALL CAP
464288273
150
2935
SH
DFND
1,2
2935
0
0
ISHARES TR
MSCI SMALL CAP
464288273
103
2028
SH
DFND
2
725
0
1303
ISHARES TR
BARCLYS GOVT GV
464288612
828
7571
SH
DFND
1,2
7571
0
0
ISHARES TR
BARCLYS GOVT GV
464288612
455
4160
SH
DFND
2
4160
0
0
ISHARES TR
BARCLYS GOVT GV
464288612
788
7200
SH
DFND
1
7200
0
0
ISHARES TR
BARCLAYS 1-3YR CR
464288646
40
380
SH
DFND
2
380
0
0
ISHARES TR
BARCLAYS 1-3YR CR
464288646
496
4700
SH
DFND
1
4700
0
0
JPMORGAN CHASE & CO
COM
46625H100
3157
53990
SH
DFND
1,2
53990
0
0
JPMORGAN CHASE & CO
COM
46625H100
200
3428
SH
DFND
2
3175
0
253
JPMORGAN CHASE & CO
COM
46625H100
1467
25091
SH
DFND
1
22867
0
2224
JOHNSON & JOHNSON
COM
478160104
73
798
SH
DFND
1,2
798
0
0
JOHNSON & JOHNSON
COM
478160104
36
397
SH
DFND
2
187
0
210
JOHNSON & JOHNSON
COM
478160104
1208
13192
SH
DFND
1
10239
0
2953
JOHNSON CTLS INC
COM
478366107
308
6000
SH
DFND
1
0
0
6000
KELLOGG CO
COM
487836108
270
4415
SH
DFND
1
4400
0
15
KEYCORP NEW
COM
493267108
1262
94008
SH
DFND
1,2
94008
0
0
KEYCORP NEW
COM
493267108
87
6479
SH
DFND
2
5965
0
514
KEYCORP NEW
COM
493267108
1
87
SH
DFND
1
0
0
87
KIMBERLY CLARK CORP
COM
494368103
53
509
SH
DFND
1,2
509
0
0
KIMBERLY CLARK CORP
COM
494368103
26
252
SH
DFND
2
119
0
133
KIMBERLY CLARK CORP
COM
494368103
394
3767
SH
DFND
1
3000
0
767
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER INTEREST
494550106
612
7585
SH
DFND
1
7585
0
0
KONINKLIJKE PHILIPS ELECTRS
NY REG SH NEW
500472303
343
9280
SH
DFND
1
9280
0
0
LSI CORPORATION
COM
502161102
2095
189873
SH
DFND
1,2
189873
0
0
LSI CORPORATION
COM
502161102
637
57705
SH
DFND
2
56680
0
1025
LSI CORPORATION
COM
502161102
1100
99685
SH
DFND
1
93884
0
5801
LAUDER ESTEE COS INC
CL A
518439104
351
4658
SH
DFND
1
4624
0
34
LINCOLN NATL CORP IND
COM
534187109
1839
35623
SH
DFND
1,2
35623
0
0
LINCOLN NATL CORP IND
COM
534187109
258
5006
SH
DFND
2
4796
0
210
LINCOLN NATL CORP IND
COM
534187109
138
2673
SH
DFND
1
1518
0
1155
M & T BK CORP
COM
55261F104
3082
26469
SH
DFND
1,2
26469
0
0
M & T BK CORP
COM
55261F104
75
643
SH
DFND
2
591
0
52
M & T BK CORP
COM
55261F104
23
199
SH
DFND
1
175
0
24
MACYS INC
COM
55616P104
4655
87164
SH
DFND
1,2
87164
0
0
MACYS INC
COM
55616P104
16
300
SH
DFND
2
300
0
0
MACYS INC
COM
55616P104
44
826
SH
DFND
1
539
0
287
MARKET VECTORS ETF TR
MKTVEC SMUNETF
57060U803
290
16500
SH
DFND
1
16500
0
0
MCDONALDS CORP
COM
580135101
31
320
SH
DFND
2
320
0
0
MCDONALDS CORP
COM
580135101
365
3758
SH
DFND
1
2784
0
974
MCKESSON CORP
COM
58155Q103
4411
27327
SH
DFND
1,2
27327
0
0
MCKESSON CORP
COM
58155Q103
515
3190
SH
DFND
2
3190
0
0
MCKESSON CORP
COM
58155Q103
2353
14577
SH
DFND
1
13974
0
603
MEDTRONIC INC
COM
585055106
271
4723
SH
DFND
1
3354
0
1369
MERCK & CO INC NEW
COM
58933Y105
32
649
SH
DFND
1,2
649
0
0
MERCK & CO INC NEW
COM
58933Y105
16
321
SH
DFND
2
151
0
170
MERCK & CO INC NEW
COM
58933Y105
479
9574
SH
DFND
1
6081
0
3493
METLIFE INC
COM
59156R108
156
2885
SH
DFND
1,2
2885
0
0
METLIFE INC
COM
59156R108
216
4009
SH
DFND
2
3829
0
180
METLIFE INC
COM
59156R108
1183
21944
SH
DFND
1
21395
0
549
MICROSOFT CORP
COM
594918104
51
1370
SH
DFND
1,2
1370
0
0
MICROSOFT CORP
COM
594918104
25
679
SH
DFND
2
319
0
360
MICROSOFT CORP
COM
594918104
630
16832
SH
DFND
1
15170
0
1662
MICRON TECHNOLOGY INC
COM
595112103
5481
252021
SH
DFND
1,2
252021
0
0
MICRON TECHNOLOGY INC
COM
595112103
520
23916
SH
DFND
2
23385
0
531
MICRON TECHNOLOGY INC
COM
595112103
1368
62891
SH
DFND
1
61750
0
1141
MIDDLEBY CORP
COM
596278101
1753
7311
SH
DFND
1,2
7311
0
0
MIDDLEBY CORP
COM
596278101
363
1516
SH
DFND
2
1478
0
38
MIDDLEBY CORP
COM
596278101
1192
4972
SH
DFND
1
4922
0
50
MIDWESTONE FINL GROUP INC NE
COM
598511103
8058
296242
SH
DFND
1
296242
0
0
MONDELEZ INTL INC
CL A
609207105
293
8304
SH
DFND
1
8113
0
191
MONSANTO CO NEW
COM
61166W101
25
215
SH
DFND
1,2
215
0
0
MONSANTO CO NEW
COM
61166W101
12
106
SH
DFND
2
50
0
56
MONSANTO CO NEW
COM
61166W101
314
2693
SH
DFND
1
2192
0
501
MORGAN STANLEY
COM NEW
617446448
2940
93765
SH
DFND
1,2
93765
0
0
MORGAN STANLEY
COM NEW
617446448
89
2830
SH
DFND
2
2830
0
0
MORGAN STANLEY
COM NEW
617446448
409
13033
SH
DFND
1
12451
0
582
NATIONAL CINEMEDIA INC
COM
635309107
318
15944
SH
DFND
1
15850
0
94
NATIONAL OILWELL VARCO INC
COM
637071101
2366
29752
SH
DFND
1,2
29752
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
60
760
SH
DFND
2
760
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
73
923
SH
DFND
1
608
0
315
NEWMONT MINING CORP
COM
651639106
268
11654
SH
DFND
1
11560
0
94
NEXTERA ENERGY INC
COM
65339F101
203
2370
SH
DFND
1
2290
0
80
NIKE INC
CL B
654106103
210
2666
SH
DFND
1
1730
0
936
NORFOLK SOUTHERN CORP
COM
655844108
473
5090
SH
DFND
1
5000
0
90
OIL STS INTL INC
COM
678026105
1606
15792
SH
DFND
1,2
15792
0
0
OIL STS INTL INC
COM
678026105
407
3997
SH
DFND
2
3918
0
79
OIL STS INTL INC
COM
678026105
936
9205
SH
DFND
1
9045
0
160
OPEN TEXT CORP
COM
683715106
1920
20883
SH
DFND
1,2
20883
0
0
OPEN TEXT CORP
COM
683715106
366
3978
SH
DFND
2
3856
0
122
OPEN TEXT CORP
COM
683715106
835
9075
SH
DFND
1
8875
0
200
ORACLE CORP
COM
68389X105
1845
48228
SH
DFND
1,2
48228
0
0
ORACLE CORP
COM
68389X105
155
4043
SH
DFND
2
3840
0
203
ORACLE CORP
COM
68389X105
1113
29091
SH
DFND
1
25248
0
3843
PAN AMERICAN SILVER CORP
COM
697900108
1462
124950
SH
DFND
1
124950
0
0
PEPSICO INC
COM
713448108
51
615
SH
DFND
1,2
615
0
0
PEPSICO INC
COM
713448108
52
625
SH
DFND
2
464
0
161
PEPSICO INC
COM
713448108
869
10481
SH
DFND
1
7670
0
2811
PFIZER INC
COM
717081103
2265
73949
SH
DFND
1,2
73949
0
0
PFIZER INC
COM
717081103
26
861
SH
DFND
2
526
0
335
PFIZER INC
COM
717081103
770
25135
SH
DFND
1
16939
0
8196
PHILIP MORRIS INTL INC
COM
718172109
2990
34322
SH
DFND
1,2
34322
0
0
PHILIP MORRIS INTL INC
COM
718172109
105
1210
SH
DFND
2
1210
0
0
PHILIP MORRIS INTL INC
COM
718172109
1756
20151
SH
DFND
1
19429
0
722
PHILLIPS 66
INC
718546104
207
2681
SH
DFND
1
1710
0
971
PIMCO
COMMODITY REAL RETURN INSTL
722005667
104
18952
SH
DFND
1,2
18952
0
0
PIMCO
COMMODITY REAL RETURN INSTL
722005667
83
15030
SH
DFND
2
9469
0
5561
PIMCO
COMMODITY REAL RETURN INSTL
722005667
2119
385895
SH
DFND
1
383658
0
2237
PIMCO ETF TR
TOTL RETN ETF
72201R775
350
3337
SH
DFND
1,2
3337
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
203
2000
SH
DFND
1,2
2000
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
318
3140
SH
DFND
1
3140
0
0
PIONEER NAT RES CO
COM
723787107
276
1500
SH
DFND
1
1500
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
177
7128
SH
DFND
1,2
7128
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
438
17600
SH
DFND
1
17600
0
0
PRECISION CASTPARTS CORP
COM
740189105
2413
8959
SH
DFND
1,2
8959
0
0
PRECISION CASTPARTS CORP
COM
740189105
81
300
SH
DFND
2
300
0
0
PRECISION CASTPARTS CORP
COM
740189105
509
1890
SH
DFND
1
1850
0
40
PRESTIGE BRANDS HLDGS INC
COM
74112D101
1432
40007
SH
DFND
1,2
40007
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
99
2777
SH
DFND
2
2542
0
235
PRESTIGE BRANDS HLDGS INC
COM
74112D101
474
13250
SH
DFND
1
13250
0
0
PROCTOR & GAMBLE CO
COM
742718109
51
632
SH
DFND
1,2
632
0
0
PROCTOR & GAMBLE CO
COM
742718109
84
1027
SH
DFND
2
861
0
166
PROCTOR & GAMBLE CO
COM
742718109
1415
17377
SH
DFND
1
13394
0
3983
PRUDENTIAL FINL INC
COM
744320102
34
370
SH
DFND
1,2
370
0
0
PRUDENTIAL FINL INC
COM
744320102
111
1200
SH
DFND
2
1200
0
0
PRUDENTIAL FINL INC
COM
744320102
134
1458
SH
DFND
1
1046
0
412
RAYTHEON CO
COM NEW
755111507
70
770
SH
DFND
1,2
770
0
0
RAYTHEON CO
COM NEW
755111507
35
381
SH
DFND
2
179
0
202
RAYTHEON CO
COM NEW
755111507
201
2218
SH
DFND
1
2127
0
91
ROPER INDS INC NEW
COM
776696106
1498
10804
SH
DFND
1,2
10804
0
0
ROPER INDS INC NEW
COM
776696106
495
3568
SH
DFND
2
3512
0
56
ROPER INDS INC NEW
COM
776696106
1335
9626
SH
DFND
1
9243
0
383
SPDR S&P 500 ETF TR
TR UNIT
78462F103
397
2151
SH
DFND
1
2151
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
5667
48799
SH
DFND
1
48799
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
292
8704
SH
DFND
1
8704
0
0
SPDR NUVEEN BARCLAYS
SHORT TERM MUNICIPAL BOND
78464A425
505
20770
SH
DFND
1
20770
0
0
SPDR NUVEEN BARCLAYS
KBW REGN BK ETF
78464A698
61
1500
SH
DFND
1,2
1500
0
0
SPDR NUVEEN BARCLAYS
KBW REGN BK ETF
78464A698
380
9350
SH
DFND
2
9350
0
0
SPDR NUVEEN BARCLAYS
KBW REGN BK ETF
78464A698
547
13480
SH
DFND
1
12530
0
950
SPDR NUVEEN BARCLAYS
SPDR KBW INS ETF
78464A789
32
500
SH
DFND
1,2
500
0
0
SPDR NUVEEN BARCLAYS
SPDR KBW INS ETF
78464A789
90
1420
SH
DFND
2
1420
0
0
SPDR NUVEEN BARCLAYS
SPDR KBW INS ETF
78464A789
253
4010
SH
DFND
1
4010
0
0
ST JUDE MED INC
COM
790849103
1143
18457
SH
DFND
1,2
18457
0
0
ST JUDE MED INC
COM
790849103
133
2149
SH
DFND
2
2043
0
106
ST JUDE MED INC
COM
790849103
294
4748
SH
DFND
1
4322
0
426
SCANA CORP NEW
COM
80589M102
235
5000
SH
DFND
1
5000
0
0
SCHLUMBERGER LTD
COM
806857108
2404
26677
SH
DFND
1,2
26677
0
0
SCHLUMBERGER LTD
COM
806857108
25
274
SH
DFND
2
274
0
0
SCHLUMBERGER LTD
COM
806857108
897
9952
SH
DFND
1
9438
0
514
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
319
3600
SH
DFND
1
3600
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
5821
266295
SH
DFND
1,2
266295
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
349
15950
SH
DFND
2
15950
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
852
38971
SH
DFND
1
38971
0
0
SIGMA ALDRICH CORP
COM
826552101
378
4024
SH
DFND
1
4000
0
24
SPECTRA ENERGY CORP
COM
847560109
221
6218
SH
DFND
1
1265
0
4953
SUPERIOR ENERGY SVCS INC
COM
868157108
521
19586
SH
DFND
1,2
19586
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
163
6116
SH
DFND
2
5995
0
121
SUPERIOR ENERGY SVCS INC
COM
868157108
366
13755
SH
DFND
1
12860
0
895
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
1525
20494
SH
DFND
1,2
20494
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
275
3699
SH
DFND
2
3580
0
119
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
280
3767
SH
DFND
1
3349
0
418
TARGET CORP
COM
87612E106
312
4925
SH
DFND
1
4518
0
407
TEAM HEALTH HOLDINGS INC
COM
87817A107
987
21663
SH
DFND
1,2
21663
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
71
1563
SH
DFND
2
1438
0
125
TEAM HEALTH HOLDINGS INC
COM
87817A107
11
250
SH
DFND
1
0
0
250
THERMO FISHER SCIENTIFIC INC
COM
883556102
2953
26518
SH
DFND
1,2
26518
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
236
2123
SH
DFND
2
2123
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1722
15464
SH
DFND
1
14568
0
896
3M CO
COM
88579Y101
68
484
SH
DFND
1,2
484
0
0
3M CO
COM
88579Y101
41
295
SH
DFND
2
168
0
127
3M CO
COM
88579Y101
725
5167
SH
DFND
1
3913
0
1254
TRAVELERS COMPANIES INC
COM
89417E109
103
1136
SH
DFND
1,2
1136
0
0
TRAVELERS COMPANIES INC
COM
89417E109
51
563
SH
DFND
2
265
0
298
TRAVELERS COMPANIES INC
COM
89417E109
115
1271
SH
DFND
1
930
0
341
TUPPERWARE BRANDS CORP
COM
899896104
95
1000
SH
DFND
1,2
1000
0
0
TUPPERWARE BRANDS CORP
COM
899896104
639
6757
SH
DFND
1
6682
0
75
UGI CORP NEW
COM
902681105
1475
35575
SH
DFND
1,2
35575
0
0
UGI CORP NEW
COM
902681105
102
2463
SH
DFND
2
2256
0
207
UGI CORP NEW
COM
902681105
246
5940
SH
DFND
1
5896
0
44
US BANCORP DEL
COM NEW
902973304
44
1080
SH
DFND
2
1080
0
0
US BANCORP DEL
COM NEW
902973304
658
16291
SH
DFND
1
15748
0
543
UNION PAC CORP
COM
907818108
2862
17035
SH
DFND
1,2
17035
0
0
UNION PAC CORP
COM
907818108
462
2752
SH
DFND
1
1626
0
1126
UNITED PARCEL SERVICE INC
CL B
911312106
59
558
SH
DFND
1,2
558
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29
275
SH
DFND
2
129
0
146
UNITED PARCEL SERVICE INC
CL B
911312106
149
1422
SH
DFND
1
1065
0
357
UNITED RENTALS INC
COM
911363109
3164
40596
SH
DFND
1,2
40596
0
0
UNITED RENTALS INC
COM
911363109
828
10625
SH
DFND
2
10410
0
215
UNITED RENTALS INC
COM
911363109
1757
22540
SH
DFND
1
22190
0
350
UNITED TECHNOLOGIES CORP
COM
913017109
70
611
SH
DFND
1,2
611
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
34
302
SH
DFND
2
142
0
160
UNITED TECHNOLOGIES CORP
COM
913017109
532
4677
SH
DFND
1
4543
0
134
VANGUARD
MSCI EMR MKT ETF
922042858
344
8350
SH
DFND
1,2
8350
0
0
VANGUARD
MSCI EMR MKT ETF
922042858
250
6067
SH
DFND
2
1925
0
4142
VANGUARD
MSCI EMR MKT ETF
922042858
109
2654
SH
DFND
1
2654
0
0
VARIAN MED SYS INC
COM
92220P105
1380
17757
SH
DFND
1,2
17757
0
0
VARIAN MED SYS INC
COM
92220P105
63
808
SH
DFND
1
760
0
48
VERIZON COMMUNICATIONS INC
COM
92343V104
6
129
SH
DFND
2
129
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1088
22138
SH
DFND
1
21021
0
1117
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
12
316
SH
DFND
1,2
316
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
9
228
SH
DFND
2
91
0
137
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
407
10344
SH
DFND
1
7465
0
2879
WAL MART STORES INC
COM
931142103
66
843
SH
DFND
1,2
843
0
0
WAL MART STORES INC
COM
931142103
76
961
SH
DFND
2
740
0
221
WAL MART STORES INC
COM
931142103
251
3192
SH
DFND
1
2530
0
662
WALGREEN CO
COM
931422109
23
400
SH
DFND
2
400
0
0
WALGREEN CO
COM
931422109
1081
18821
SH
DFND
1
16732
0
2089
WASHINGTON FED INC
COM
938824109
215
9248
SH
DFND
1
9202
0
46
WELLS FARGO & CO NEW
COM
949746101
30
671
SH
DFND
1,2
671
0
0
WELLS FARGO & CO NEW
COM
949746101
15
332
SH
DFND
2
156
0
176
WELLS FARGO & CO NEW
COM
949746101
471
10379
SH
DFND
1
8684
0
1695
WORLD FUEL SVCS CORP
COM
981475106
656
15195
SH
DFND
1,2
15195
0
0
WORLD FUEL SVCS CORP
COM
981475106
150
3471
SH
DFND
2
3388
0
83
WORLD FUEL SVCS CORP
COM
981475106
564
13067
SH
DFND
1
12251
0
816
ZIONS BANCORPORATION
COM
989701107
1011
33745
SH
DFND
1,2
33745
0
0
ZIONS BANCORPORATION
COM
989701107
73
2425
SH
DFND
2
2232
0
193
ZIONS BANCORPORATION
COM
989701107
2
63
SH
DFND
1
0
0
63
ACTAVIS
PLC
G0083B108
1736
10336
SH
DFND
1,2
10336
0
0
ACTAVIS
PLC
G0083B108
547
3253
SH
DFND
2
3193
0
60
ACTAVIS
PLC
G0083B108
1889
11242
SH
DFND
1
10880
0
362
AON
PLC
G0408V102
992
11827
SH
DFND
1
11686
0
141
DELPHI AUTOMOTIVE
COM
G27823106
3417
56819
SH
DFND
1,2
56819
0
0
DELPHI AUTOMOTIVE
COM
G27823106
88
1460
SH
DFND
2
1460
0
0
DELPHI AUTOMOTIVE
COM
G27823106
661
10995
SH
DFND
1
10725
0
270
HERBALIFE LTD
COM USD SHS
G4412G101
354
4500
SH
DFND
1
4500
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1650
26791
SH
DFND
1,2
26791
0
0
INGERSOLL-RAND PLC
SHS
G47791101
67
1088
SH
DFND
1
639
0
449
NOBLE CORPORATION
PLC
G65431101
4950
132119
SH
DFND
1,2
132119
0
0
NOBLE CORPORATION
PLC
G65431101
17
460
SH
DFND
2
460
0
0
NOBLE CORPORATION
PLC
G65431101
40
1070
SH
DFND
1
800
0
270