0001506260-12-000001.txt : 20120105
0001506260-12-000001.hdr.sgml : 20120105
20120105171357
ACCESSION NUMBER: 0001506260-12-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20120105
DATE AS OF CHANGE: 20120105
EFFECTIVENESS DATE: 20120105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaQuest Pharma Opportunities Fund III, L.P.
CENTRAL INDEX KEY: 0001506260
IRS NUMBER: 800647974
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-150993
FILM NUMBER: 12512083
BUSINESS ADDRESS:
STREET 1: 4208 SIX FORKS ROAD
STREET 2: SUITE 920
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919-459-8620
MAIL ADDRESS:
STREET 1: 4208 SIX FORKS ROAD
STREET 2: SUITE 920
CITY: RALEIGH
STATE: NC
ZIP: 27609
FORMER COMPANY:
FORMER CONFORMED NAME: NovaQuest Healthcare Investment Fund III, L.P.
DATE OF NAME CHANGE: 20110825
FORMER COMPANY:
FORMER CONFORMED NAME: NovaQuest Healthcare Investment Fund, L.P.
DATE OF NAME CHANGE: 20101119
D/A
1
primary_doc.xml
X0704
D/A
LIVE
0001506260
NovaQuest Pharma Opportunities Fund III, L.P.
4208 SIX FORKS ROAD
SUITE 920
RALEIGH
NC
NORTH CAROLINA
27609
919-459-8620
CAYMAN ISLANDS
NovaQuest Healthcare Investment Fund III, L.P.
NovaQuest Healthcare Investment Fund, L.P.
Limited Partnership
true
2010
N/A
NQ HCIF General Partner, L.P.
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Executive Officer
The general partner of the Issuer (the "General Partner").
N/A
NQ HCIF GP, Ltd.
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Executive Officer
The general partner of the General Partner (the "GP LTD").
John
L.
Bradley
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Ernest
Gerald
Brown
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Fred
Cohen
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Chris
Gordon
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Tadahiro
Dantsuka
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Ronald
Wooten
c/o NovaQuest Capital Management, L.L.C.
4208 Six Forks Road, Suite 920
Raleigh
NC
NORTH CAROLINA
27609
Director
Director of the GP LTD.
Pooled Investment Fund
Private Equity Fund
false
Decline to Disclose
- 06
- 3C
- 3C.7
true
0001506260-10-000001
2010-11-12
true
true
false
0
Mallory Capital Group, LLC
108486
None
None
19 Old King's Highway South - STE 14
Darien
CT
CONNECTICUT
06820
All States
true
Atlantic-Pacific Capital, Inc.
38356
None
None
102 Greenwich Avenue
2nd Floor
Greenwich
CT
CONNECTICUT
06830
MA
MASSACHUSETTS
NY
NEW YORK
NC
NORTH CAROLINA
true
500000000
182099500
317900500
Excludes the interest of the General Partner, which has committed $4,682,099.
false
7
0
true
0
Atlantic-Pacific Capital, Inc. and Mallory Capital Group, LLC will each receive certain fees based on a percentage of the total amount each sells to investors in the U.S. and Canada (excluding certain named potential investors) not exceeding 2.25%.
0
true
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
false
NovaQuest Pharma Opportunities Fund III, L.P.
/s/ John L. Bradley, Jr.
John L. Bradley, Jr.
Director of the GP LTD
2012-01-05