0001506260-12-000001.txt : 20120105 0001506260-12-000001.hdr.sgml : 20120105 20120105171357 ACCESSION NUMBER: 0001506260-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 EFFECTIVENESS DATE: 20120105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NovaQuest Pharma Opportunities Fund III, L.P. CENTRAL INDEX KEY: 0001506260 IRS NUMBER: 800647974 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-150993 FILM NUMBER: 12512083 BUSINESS ADDRESS: STREET 1: 4208 SIX FORKS ROAD STREET 2: SUITE 920 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919-459-8620 MAIL ADDRESS: STREET 1: 4208 SIX FORKS ROAD STREET 2: SUITE 920 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: NovaQuest Healthcare Investment Fund III, L.P. DATE OF NAME CHANGE: 20110825 FORMER COMPANY: FORMER CONFORMED NAME: NovaQuest Healthcare Investment Fund, L.P. DATE OF NAME CHANGE: 20101119 D/A 1 primary_doc.xml X0704 D/A LIVE 0001506260 NovaQuest Pharma Opportunities Fund III, L.P. 4208 SIX FORKS ROAD SUITE 920 RALEIGH NC NORTH CAROLINA 27609 919-459-8620 CAYMAN ISLANDS NovaQuest Healthcare Investment Fund III, L.P. NovaQuest Healthcare Investment Fund, L.P. Limited Partnership true 2010 N/A NQ HCIF General Partner, L.P. c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Executive Officer The general partner of the Issuer (the "General Partner"). N/A NQ HCIF GP, Ltd. c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Executive Officer The general partner of the General Partner (the "GP LTD"). John L. Bradley c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Ernest Gerald Brown c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Fred Cohen c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Chris Gordon c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Tadahiro Dantsuka c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Ronald Wooten c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 true 0001506260-10-000001 2010-11-12 true true false 0 Mallory Capital Group, LLC 108486 None None 19 Old King's Highway South - STE 14 Darien CT CONNECTICUT 06820 All States true Atlantic-Pacific Capital, Inc. 38356 None None 102 Greenwich Avenue 2nd Floor Greenwich CT CONNECTICUT 06830 MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA true 500000000 182099500 317900500 Excludes the interest of the General Partner, which has committed $4,682,099. false 7 0 true 0 Atlantic-Pacific Capital, Inc. and Mallory Capital Group, LLC will each receive certain fees based on a percentage of the total amount each sells to investors in the U.S. and Canada (excluding certain named potential investors) not exceeding 2.25%. 0 true An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time. false NovaQuest Pharma Opportunities Fund III, L.P. /s/ John L. Bradley, Jr. John L. Bradley, Jr. Director of the GP LTD 2012-01-05