0001213900-21-052675.txt : 20211013 0001213900-21-052675.hdr.sgml : 20211013 20211013172517 ACCESSION NUMBER: 0001213900-21-052675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211011 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dutia Suren G CENTRAL INDEX KEY: 0001514063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38174 FILM NUMBER: 211321950 MAIL ADDRESS: STREET 1: C/O CITIUS PHARMACEUTICALS, INC. STREET 2: 63 GREAT ROAD CITY: MAYNARD STATE: MA ZIP: 01754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001506251 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273425913 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: (908) 967-6676 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: Trail One, Inc. DATE OF NAME CHANGE: 20110314 FORMER COMPANY: FORMER CONFORMED NAME: TrailOne, Inc. DATE OF NAME CHANGE: 20101119 4 1 ownership.xml X0306 4 2021-10-11 0 0001506251 Citius Pharmaceuticals, Inc. CTXR 0001514063 Dutia Suren G C/O CITIUS PHARMACEUTICALS, INC. 11 COMMERCE DRIVE, 1ST FLOOR CRANFORD NJ 07016 1 0 0 0 Options to Purchase Common Stock 2.04 2021-10-11 4 A 0 75000 0 A 2031-10-11 Common Stock 75000 75000 D Options to Purchase Common Stock 2.00 2031-07-22 Common Stock 15000 15000 D Options to Purchase Common Stock 1.69 2031-02-16 Common Stock 25000 25000 D Options to Purchase Common Stock 1.01 2030-10-06 Common Stock 35000 35000 D Options to Purchase Common Stock 1.39 2030-07-07 Common Stock 25000 25000 D Options to Purchase Common Stock 0.67 2029-10-08 Common Stock 25000 25000 D Options to Purchase Common Stock 1.62 2028-09-04 Common Stock 15000 15000 D Options to Purchase Common Stock 3.45 2027-09-13 Common Stock 10000 10000 D Options to Purchase Common Stock 8.1 2025-10-01 Common Stock 26667 26667 D The options were granted on October 11, 2021. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date. The options vest in full on July 22, 2022. The options vest in full on February 16, 2022. The options vest in full on October 6, 2021. The options vest in full on July 7, 2021. The options vest in full on October 8, 2020. The options vest in full on September 4, 2019. The options vest in full on September 13, 2018. The options granted vested and became exercisable as follows: the option to purchase 2,667 shares of common stock of the Company (the "Common Stock") vested on October 1, 2015, and the balance of the option to purchase shares of Common Stock vested in twelve (12) equal installments commencing on December 31, 2015. /s/ Alexander M. Donaldson, by power of attorney 2021-10-13