0001213900-21-052675.txt : 20211013
0001213900-21-052675.hdr.sgml : 20211013
20211013172517
ACCESSION NUMBER: 0001213900-21-052675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211011
FILED AS OF DATE: 20211013
DATE AS OF CHANGE: 20211013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dutia Suren G
CENTRAL INDEX KEY: 0001514063
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38174
FILM NUMBER: 211321950
MAIL ADDRESS:
STREET 1: C/O CITIUS PHARMACEUTICALS, INC.
STREET 2: 63 GREAT ROAD
CITY: MAYNARD
STATE: MA
ZIP: 01754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001506251
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273425913
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 11 COMMERCE DRIVE
STREET 2: 1ST FLOOR
CITY: CRANFORD
STATE: NJ
ZIP: 07016
BUSINESS PHONE: (908) 967-6676
MAIL ADDRESS:
STREET 1: 11 COMMERCE DRIVE
STREET 2: 1ST FLOOR
CITY: CRANFORD
STATE: NJ
ZIP: 07016
FORMER COMPANY:
FORMER CONFORMED NAME: Trail One, Inc.
DATE OF NAME CHANGE: 20110314
FORMER COMPANY:
FORMER CONFORMED NAME: TrailOne, Inc.
DATE OF NAME CHANGE: 20101119
4
1
ownership.xml
X0306
4
2021-10-11
0
0001506251
Citius Pharmaceuticals, Inc.
CTXR
0001514063
Dutia Suren G
C/O CITIUS PHARMACEUTICALS, INC.
11 COMMERCE DRIVE, 1ST FLOOR
CRANFORD
NJ
07016
1
0
0
0
Options to Purchase Common Stock
2.04
2021-10-11
4
A
0
75000
0
A
2031-10-11
Common Stock
75000
75000
D
Options to Purchase Common Stock
2.00
2031-07-22
Common Stock
15000
15000
D
Options to Purchase Common Stock
1.69
2031-02-16
Common Stock
25000
25000
D
Options to Purchase Common Stock
1.01
2030-10-06
Common Stock
35000
35000
D
Options to Purchase Common Stock
1.39
2030-07-07
Common Stock
25000
25000
D
Options to Purchase Common Stock
0.67
2029-10-08
Common Stock
25000
25000
D
Options to Purchase Common Stock
1.62
2028-09-04
Common Stock
15000
15000
D
Options to Purchase Common Stock
3.45
2027-09-13
Common Stock
10000
10000
D
Options to Purchase Common Stock
8.1
2025-10-01
Common Stock
26667
26667
D
The options were granted on October 11, 2021. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date.
The options vest in full on July 22, 2022.
The options vest in full on February 16, 2022.
The options vest in full on October 6, 2021.
The options vest in full on July 7, 2021.
The options vest in full on October 8, 2020.
The options vest in full on September 4, 2019.
The options vest in full on September 13, 2018.
The options granted vested and became exercisable as follows: the option to purchase 2,667 shares of common stock of the Company (the "Common Stock") vested on October 1, 2015, and the balance of the option to purchase shares of Common Stock vested in twelve (12) equal installments commencing on December 31, 2015.
/s/ Alexander M. Donaldson, by power of attorney
2021-10-13