0001013762-23-003531.txt : 20231012 0001013762-23-003531.hdr.sgml : 20231012 20231012161524 ACCESSION NUMBER: 0001013762-23-003531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231010 FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dutia Suren G CENTRAL INDEX KEY: 0001514063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38174 FILM NUMBER: 231322881 MAIL ADDRESS: STREET 1: C/O CITIUS PHARMACEUTICALS, INC. STREET 2: 63 GREAT ROAD CITY: MAYNARD STATE: MA ZIP: 01754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001506251 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273425913 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: (908) 967-6676 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: Trail One, Inc. DATE OF NAME CHANGE: 20110314 FORMER COMPANY: FORMER CONFORMED NAME: TrailOne, Inc. DATE OF NAME CHANGE: 20101119 4 1 ownership.xml X0508 4 2023-10-10 0 0001506251 Citius Pharmaceuticals, Inc. CTXR 0001514063 Dutia Suren G C/O CITIUS PHARMACEUTICALS, INC. 11 COMMERCE DRIVE, 1ST FLOOR CRANFORD NJ 07016 1 0 0 0 0 Options to Purchase Common Stock 0.70 2023-10-10 4 A 0 75000 0 A 2033-10-10 Common Stock 75000 75000 D Options to Purchase Common Stock 1.25 2032-10-04 Common Stock 75000 75000 D Options to Purchase Common Stock 2.04 2031-10-11 Common Stock 75000 75000 D Options to Purchase Common Stock 2.00 2031-07-22 Common Stock 15000 15000 D Options to Purchase Common Stock 1.69 2031-02-16 Common Stock 25000 25000 D Options to Purchase Common Stock 1.01 2030-10-06 Common Stock 35000 35000 D Options to Purchase Common Stock 1.39 2030-07-07 Common Stock 25000 25000 D Options to Purchase Common Stock 0.67 2029-10-08 Common Stock 25000 25000 D Options to Purchase Common Stock 1.62 2028-09-04 Common Stock 15000 15000 D Options to Purchase Common Stock 3.45 2027-09-13 Common Stock 10000 10000 D Options to Purchase Common Stock 8.10 2025-10-01 Common Stock 26667 26667 D The options were granted on October 10, 2023. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date. The options vested in full on October 4, 2023. The options vested in full on October 11, 2022. The options vested in full on July 22, 2022. The options vested in full on February 16, 2022. The options vested in full on October 6, 2021. The options vested in full on July 7, 2021. The options vested in full on October 8, 2020. The options vested in full on September 4, 2019. The options vested in full on September 13, 2018. The options vested in full on December 31, 2016. /s/ Alexander M. Donaldson, by power of attorney 2023-10-12