0001013762-23-003530.txt : 20231012 0001013762-23-003530.hdr.sgml : 20231012 20231012161524 ACCESSION NUMBER: 0001013762-23-003530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231010 FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartushak Jaime CENTRAL INDEX KEY: 0001725077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38174 FILM NUMBER: 231322882 MAIL ADDRESS: STREET 1: C/O CITIUS PHARMACEUTICALS, INC. STREET 2: 11 COMMERCE DRIVE, 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001506251 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273425913 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: (908) 967-6676 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: Trail One, Inc. DATE OF NAME CHANGE: 20110314 FORMER COMPANY: FORMER CONFORMED NAME: TrailOne, Inc. DATE OF NAME CHANGE: 20101119 4 1 ownership.xml X0508 4 2023-10-10 0 0001506251 Citius Pharmaceuticals, Inc. CTXR 0001725077 Bartushak Jaime C/O CITIUS PHARMACEUTICALS, INC. 11 COMMERCE DRIVE, FIRST FLOOR CRANFORD NJ 07016 0 1 0 0 Chief Financial Officer 0 Common Stock 60353 D Stock Option (Right to Purchase Common Stock) 0.70 2023-10-10 4 A 0 300000 0 A 2033-10-10 Common Stock 300000 300000 D Stock Option (Right to Purchase Common Stock) 1.25 2032-10-04 Common Stock 300000 300000 D Stock Option (Right to Purchase Common Stock) 2.04 2031-10-11 Common Stock 300000 300000 D Stock Option (Right to Purchase Common Stock) 2.00 2031-07-22 Common Stock 100000 100000 D Stock Option (Right to Purchase Common Stock) 1.01 2030-10-06 Common Stock 125000 125000 D Stock Option (Right to Purchase Common Stock) 0.67 2029-10-08 Common Stock 100000 100000 D Stock Option (Right to Purchase Common Stock) 1.62 2028-09-04 Common Stock 70000 70000 D Stock Option (Right to Purchase Common Stock) 3.45 2027-09-15 Common Stock 25000 25000 D Stock Option (Right to Purchase Common Stock) 10.50 2026-07-06 Common Stock 48267 48267 D The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company on each such vesting date. The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company on each such vesting date. The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company on each such vesting date. The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company on each such vesting date. The options vested in full on October 6, 2023. The options vested in full on October 8, 2022. The options vested in full on September 4, 2021. the options vested in full on September 12, 2020. The options vested in full on July 7, 2019. /s/ Alexander M. Donaldson, by power of attorney 2023-10-12