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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000898432-23-000673
Filing Date
2023-09-19
Accepted
2023-09-19 15:57:45
Documents
9

Document Format Files

Seq Description Document Type Size
1 FORM N-14 form-n14.htm N-14 2152539
2 OPINION AND CONSENT OF COUNSEL exh99-11.htm EX-99.(11) 12820
3 CONSENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exh99-14.htm EX-99.(14) 3148
4 POWER OF ATTORNEY DATED JULY 26, 2023 exh99-16.htm EX-99.(16) 14810
6 arrow.jpg GRAPHIC 8063
7 image0.jpg GRAPHIC 117149
8 image00004.jpg GRAPHIC 3237
9 klg.jpg GRAPHIC 9806
10 klgates.jpg GRAPHIC 9164
  Complete submission text file 0000898432-23-000673.txt   2377690

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001506001 acquiring    
Series S000082346   Neuberger Berman Option Strategy ETF
Class/Contract C000245650   Neuberger Berman Option Strategy ETF
CIK 0001317474 target    
Series S000055088   Neuberger Berman U.S. Equity Index PutWrite Strategy Fund
Class/Contract C000173314   Institutional Class NUPIX
Class/Contract C000173315   Class R6 NUPRX
Mailing Address 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104
Business Address 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 212-476-8800
Neuberger Berman ETF Trust (Filer) CIK: 0001506001 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0831
Type: N-14 | Act: 33 | File No.: 333-274577 | Film No.: 231263639