NPX Proxy Voting Record
|
||||||||
Registrant : Neuberger Berman ETF Trust
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||||||||
Fund Name : NB Carbon Transition Infrastructure ETF
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7/1/2021 - 6/30/2022
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Acciona
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||||||||
Ticker
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Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ANA
|
CINS E0008Z109
|
06/22/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Spain
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Management Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Report on Non-Financial Information
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Sustainability Report
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Appointment of Auditor
|
Mgmt
|
For
|
For
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For
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|||
8
|
Elect Sonia Dulá
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Maite Arango García-Urtiaga
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Carlo Clavarino
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Remuneration Policy
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Remuneration Report
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Authority to Set Extraordinary Meeting Notice Period at 15 days
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Authorisation of Legal Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Arcadis NV
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ARCAD
|
CINS N0605M147
|
05/12/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Special Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Remuneration Report Management Board
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Remuneration Report Supervisory Board
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Michael C. Putnam to the Supervisory Board
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Suppress Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Ballard Power Systems Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BLDP
|
CUSIP 058586108
|
06/08/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Kathleen A. Bayless
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Douglas P. Hayhurst
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect JIANG Kui
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
4
|
Elect Duy-Loan T. Le
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect R. Randall MacEwen
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Hubertus M. Muehlhaeuser
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Marty Neese
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Roche
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Shaojun Sun
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
10
|
Elect Janet P. Woodruff
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendments to Articles Regarding Quorum
|
Mgmt
|
For
|
For
|
For
|
|||
Canadian Solar Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSIQ
|
CUSIP 136635109
|
06/22/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Shawn (Xiaohua) Qu
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Karl E. Olsoni
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Harry E. Ruda
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lauren C. Templeton
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
5
|
Elect Andrew (Luen Cheung) Wong
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
6
|
Elect Arthur WONG Lap Tat
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
7
|
Elect Leslie CHANG Li Hsien
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
8
|
Elect Yan ZHUANG
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Huifeng CHANG
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Approval of Continuance
|
Mgmt
|
For
|
For
|
For
|
|||
CRH Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CRH
|
CINS G25508105
|
04/28/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Final Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Remuneration Policy
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Increase in NED Fee Cap
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Boucher
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Caroline Dowling
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard H. Fearon
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Johan Karlström
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Shaun Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Badar Khan
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Lamar McKay
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Albert Manifold
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Jim Mintern
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Gillian L. Platt
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Mary K. Rhinehart
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Siobhán Talbot
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Set Price Range for Reissuance of Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Generac Holdings Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GNRC
|
CUSIP 368736104
|
06/16/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John D. Bowlin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Aaron Jagdfeld
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Andrew G. Lampereur
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Nam Tran Nguyen
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Iberdrola S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IBE
|
CINS E6165F166
|
06/16/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Ordinary
|
Spain
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Management Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Report on Non-Financial Information
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Amendments to Articles (Social Dividend)
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amendments to Articles (Engagement Dividend)
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Amendments to General Meeting Regulations (Engagement Dividend)
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Special Dividend (Engagement Dividend)
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
First Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Second Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Cancel Treasury Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Remuneration Report
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Elect Anthony L. Gardner
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratify Co-Option and Elect María Ángeles Alcalá Díaz
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratify Co-Option and Elect Isabel García Tejerina
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Repurchase and Reissue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authorisation of Legal Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Nordex SE
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NDX1
|
CINS D5736K135
|
05/31/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Maria Cordon Ucar
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Elect Maria Isabel Blanco Alvarez
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Remuneration Report
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Increase in Authorised Capital I
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Increase in Authorised Capital II
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Increase in Authorised Capital III
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amendment to Previously-Approved Conditional Capital Authority
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Approval of Profit-and-Loss Transfer Agreements
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendment to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Ormat Technologies Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ORA
|
CUSIP 686688102
|
06/02/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Isaac Angel
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Karin Corfee
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Granot
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michal Marom Brikman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Mike Nikkel
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Dafna Sharir
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Stanley B. Stern
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Hidetake Takahashi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Byron G. Wong
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the 2018 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Plug Power Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PLUG
|
CUSIP 72919P202
|
06/30/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect George C. McNamee
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Elect Gregory L. Kenausis
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jean Bua
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 2021 Stock Option and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Schneider Electric SE
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SU
|
CINS F86921107
|
05/05/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
5
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Special Auditors Report on Regulated Agreements
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier)
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex)
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
2021 Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2022 Remuneration Policy (Chair and CEO)
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
2022 Remuneration Policy (Board of Directors)
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Linda Knoll
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Anders Runevad
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Nivedita Krishnamurthy Bhagat
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Repurchase and Reissue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Performance Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Stock Purchase Plan for Overseas Employees
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Merger by Absorption of IGE+XAO
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authorisation of Legal Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Fund Name : NB Disrupters ETF
|
||||||||
7/1/2021 - 6/30/2022
|
||||||||
DigitalOcean Holdings Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DOCN
|
CUSIP 25402D102
|
06/09/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Yancey L. Spruill
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.2
|
Elect Amy Butte
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Etsy Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ETSY
|
CUSIP 29786A106
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect C. Andrew Ballard
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jonathan D. Klein
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Margaret M. Smyth
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Guardant Health Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GH
|
CUSIP 40131M109
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Vijaya Gadde
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Myrtle S. Potter
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Match Group Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MTCH
|
CUSIP 57667L107
|
06/08/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Stephen Bailey
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Melissa Brenner
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Alan G. Spoon
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Fund Name : NB Next Generation Connected Consumer ETF
|
||||||||
7/1/2021 - 6/30/2022
|
||||||||
American Eagle Outfitters Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AEO
|
CUSIP 02553E106
|
06/08/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Deborah Ann Henretta
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Cary D. McMillan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Crocs Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CROX
|
CUSIP 227046109
|
06/14/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Ian Bickley
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Tracy Gardner
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Douglas J. Treff
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Essilorluxottica
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EL
|
CINS F31665106
|
05/25/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports; Non Tax-Deductible Expenses
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Losses/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of the Co-option of Virginie Mercier Pitre
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Special Auditors Report on Regulated Agreements
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
2021 Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
2021 Remuneration of Leonardo Del Vecchio, Chair
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
2021 Remuneration of Francesco Milleri, CEO
|
Mgmt
|
For
|
Against
|
Against
|
|||
9
|
2021 Remuneration of Paul du Saillant, Deputy CEO
|
Mgmt
|
For
|
Against
|
Against
|
|||
10
|
2022 Remuneration Policy (Board of Directors)
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
2022 Remuneration Policy (Chair)
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
2022 Remuneration Policy (CEO)
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
2022 Remuneration Policy (Deputy CEO)
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Authority to Repurchase and Reissue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authorisation of Legal Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Fastly Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FSLY
|
CUSIP 31188V100
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Artur Bergman
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Paula D. Loop
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Christopher B. Paisley
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Keurig Dr Pepper Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KDP
|
CUSIP 49271V100
|
06/09/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert J. Gamgort
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Call
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Olivier Goudet
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Peter Harf
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Juliette Hickman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Paul S. Michaels
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Pamela H. Patsley
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lubomira Rochet
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Debra A. Sandler
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert S. Singer
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Larry D. Young
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Li Ning Co., Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
2331
|
CINS G5496K124
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Cayman Islands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect KOSAKA Takeshi
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Louis KOO Fook Sun
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Match Group Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MTCH
|
CUSIP 57667L107
|
06/08/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Stephen Bailey
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Melissa Brenner
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Alan G. Spoon
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Membership Collective Group Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCG
|
CUSIP 586001109
|
06/22/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ronald W. Burkle
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Elect Nick Jones
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
3
|
Elect Andrew Carnie
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
4
|
Elect Richard Caring
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
5
|
Elect Bippy Siegal
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Mister Spex SE
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MRX
|
CINS D5S4HU102
|
06/30/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Ratify Dirk Graber
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratify Mirko Caspar
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratify Sebastian Dehnen
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratify Maren Kroll
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratify Peter Williams
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratify Nicola Brandolese
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratify Tobias Krauss
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratify Birgit Kretschmer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratify Pietro Luigi Longor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratify Stuart Paterson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratify Nicole Srock.Stanley
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratify Jochen Klüppel
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratify Oliver Beste
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratify Mike Ebeling
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratify Nenad Marovac
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratify Fred Piet
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Appointment of Auditor for Fiscal Year 2022
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Appointment of Auditor for Interim Statements until 2023 AGM
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect Stuart Paterson
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Elect Pietro Luigi Longo
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Management Board Remuneration Policy
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Supervisory Board Remuneration Policy
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Increase in Authorised Capital
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Stock Option Plan; Increase in Conditional Capital
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Authority to Repurchase and Reissue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Moncler SPA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MONC
|
CINS T6730E110
|
04/21/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Italy
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Remuneration Policy
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Remuneration Report
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Authority to Repurchase and Reissue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Board Term Length
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
9
|
List Presented by Double R S.r.l.
|
Mgmt
|
For
|
N/A
|
N/A
|
|||
10
|
List Presented by Group of Institutional Investors Representing 1.16% of Share Capital
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Election of Chair
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
12
|
Election of Vice Chair
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
13
|
Directors' Fees
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
2022 Performance Share Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
Ocado Group Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
OCDO
|
CINS G6718L106
|
05/04/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Remuneration Policy
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Haythornthwaite
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Tim Steiner
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Stephen Daintith
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Neill Abrams
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Mark A. Richardson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Luke Jensen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jörn Rausing
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Andrew J. Harrison
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Emma Lloyd
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Julie Southern
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect John Martin
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Michael Sherman
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Nadia Shouraboura
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Amendment to the Value Creation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Issue Shares w/ Preemptive Rights (In Connection With Rights Issue Only)
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Adoption of New Articles
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Revolve Group Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RVLV
|
CUSIP 76156B107
|
06/10/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Karanikolas
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Mente
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Melanie Cox
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Oana Ruxandra
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Marc Stolzman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
Rover Group Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ROVR
|
CUSIP 77936F103
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Aaron Easterly
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Venky Ganesan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
T-Mobile US Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TMUS
|
CUSIP 872590104
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Marcelo Claure
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Srikant M. Datar
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Bavan M. Holloway
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Timotheus Höttges
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Christian P. Illek
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Raphael Kübler
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Thorsten Langheim
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Dominique Leroy
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Letitia A. Long
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect G. Michael Sievert
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Teresa A. Taylor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Omar Tazi
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Kelvin R. Westbrook
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Therealreal Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
REAL
|
CUSIP 88339P101
|
06/15/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Chip Baird
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect James Miller
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Julie Wainwright
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
TJX Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TJX
|
CUSIP 872540109
|
06/07/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect José B. Alvarez
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Alan M. Bennett
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Rosemary T. Berkery
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect David T. Ching
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect C. Kim Goodwin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ernie Herrman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael F. Hines
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Amy B. Lane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Carol Meyrowitz
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jackwyn L. Nemerov
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect John F. O'Brien
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Approval of the 2022 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Shareholder Proposal Regarding Report on Supply Chain Due Diligence
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Paid Sick Leave
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Walmart Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WMT
|
CUSIP 931142103
|
06/01/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Cesar Conde
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Sarah Friar
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Carla A. Harris
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Horton
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect C. Douglas McMillon
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Gregory B. Penner
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Randall L. Stephenson
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect S. Robson Walton
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Steuart Walton
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Animal Welfare Practices
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Civil Rights Audit
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Charitable Contributions Disclosure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Warby Parker Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WRBY
|
CUSIP 93403J106
|
06/09/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Teresa Briggs
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.2
|
Elect Joel Cutler
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.3
|
Elect Jeffrey Raider
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
ZhongAn Online P&C Insurance Co Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
6060
|
CINS Y989DF109
|
04/20/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Authority to Issue 10-year Capital Supplementary Bonds
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
2022-2024 Three-Year Capital Planning Report
|
Mgmt
|
For
|
For
|
For
|
|||
ZhongAn Online P&C Insurance Co Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
6060
|
CINS Y989DF109
|
06/22/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect JIANG Xing
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect LI Gaofeng
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect OU Yaping
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect SHI Liangxun
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect JI Gang
|
Mgmt
|
For
|
Against
|
Against
|
|||
10
|
Elect ZHANG Shuang
|
Mgmt
|
For
|
Against
|
Against
|
|||
11
|
Elect Hugo OU Jin Yi
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect OU Wei
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Vena Wei Yan Cheng
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Gigi CHAN Wing Chee
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Yin Hai
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect WEN Yuping as Supervisor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect GUO Limin as Supervisor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Issuance of Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
Zuora Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ZUO
|
CUSIP 98983V106
|
06/21/2022
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Amy Guggenheim Shenkan
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Timothy M. Haley
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Magdalena Yesil
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
By: |
/s/ Joseph V. Amato |
|
Joseph V. Amato |
|
Chief Executive Officer and President |