0000898432-22-000540.txt : 20220830 0000898432-22-000540.hdr.sgml : 20220830 20220830171322 ACCESSION NUMBER: 0000898432-22-000540 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220830 DATE AS OF CHANGE: 20220830 EFFECTIVENESS DATE: 20220830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman ETF Trust CENTRAL INDEX KEY: 0001506001 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23761 FILM NUMBER: 221215356 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 0001506001 S000075395 Neuberger Berman Carbon Transition & Infrastructure ETF C000234391 Neuberger Berman Carbon Transition & Infrastructure ETF NBCT 0001506001 S000075396 Neuberger Berman Disrupters ETF C000234392 Neuberger Berman Disrupters ETF NBDS 0001506001 S000075397 Neuberger Berman Next Generation Connected Consumer ETF C000234393 Neuberger Berman Next Generation Connected Consumer ETF NBCC N-PX 1 npx-nbetft.htm
As filed with the Securities and Exchange Commission on August 30, 2022

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

Annual Report of Proxy Voting Record of Registered Management Investment Company

Investment Company Act file number: 811-23761

NEUBERGER BERMAN ETF TRUST
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
 (Address of Principal Executive Offices)

Registrant's telephone number, including area code: (212) 476-8800

Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman ETF Trust
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002

Stacy L. Fuller, Esq.
Lori L. Schneider, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)

Date of fiscal year end: August 31
Date of reporting period: April 6, 2022 to June 30, 2022

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Item 1. Proxy Voting Record

NPX Proxy Voting Record
           
                 
Registrant : Neuberger Berman ETF Trust
         
                 
                 
Fund Name : NB Carbon Transition Infrastructure ETF
   
                 
7/1/2021 - 6/30/2022
             
                 
                 
Acciona
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ANA
CINS E0008Z109
 
06/22/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts
   
Mgmt
For
For
For
 
2
Management Reports
 
Mgmt
For
For
For
 
3
Ratification of Board Acts
 
Mgmt
For
For
For
 
4
Report on Non-Financial Information
 
Mgmt
For
For
For
 
5
Sustainability Report
 
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
7
Appointment of Auditor
 
Mgmt
For
For
For
 
8
Elect Sonia Dulá
 
Mgmt
For
For
For
 
9
Elect Maite Arango García-Urtiaga
 
Mgmt
For
For
For
 
10
Elect Carlo Clavarino
 
Mgmt
For
For
For
 
11
Remuneration Policy
 
Mgmt
For
Against
Against
 
12
Remuneration Report
 
Mgmt
For
Against
Against
 
13
Authority to Set Extraordinary Meeting Notice Period at 15 days
 
Mgmt
For
Against
Against
 
14
Authorisation of Legal Formalities
 
Mgmt
For
For
For
                 
                 
                 
Arcadis NV
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ARCAD
CINS N0605M147
 
05/12/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Netherlands
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
3
Special Dividend
 
Mgmt
For
For
For
 
4
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
5
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
6
Appointment of Auditor
 
Mgmt
For
For
For
 
7
Remuneration Report Management Board
 
Mgmt
For
For
For
 
8
Remuneration Report Supervisory Board
 
Mgmt
For
For
For
 
9
Elect Michael C. Putnam to the Supervisory Board
 
Mgmt
For
For
For
 
10
Authority to Issue Shares w/ Preemptive Rights
 
Mgmt
For
For
For
 
11
Authority to Suppress Preemptive Rights
 
Mgmt
For
For
For
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
                 
                 
                 
Ballard Power Systems Inc.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
BLDP
CUSIP 058586108
 
06/08/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kathleen A. Bayless
 
Mgmt
For
For
For
 
2
Elect Douglas P. Hayhurst
 
Mgmt
For
For
For
 
3
Elect JIANG Kui
 
Mgmt
For
Withhold
Against
 
4
Elect Duy-Loan T. Le
 
Mgmt
For
For
For
 
5
Elect R. Randall MacEwen
 
Mgmt
For
For
For
 
6
Elect Hubertus M. Muehlhaeuser
 
Mgmt
For
For
For
 
7
Elect Marty Neese
 
Mgmt
For
For
For
 
8
Elect James Roche
 
Mgmt
For
For
For
 
9
Elect Shaojun Sun
 
Mgmt
For
Withhold
Against
 
10
Elect Janet P. Woodruff
 
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
12
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
13
Amendments to Articles Regarding Quorum
 
Mgmt
For
For
For
                 
                 
                 
Canadian Solar Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CSIQ
CUSIP 136635109
 
06/22/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shawn (Xiaohua) Qu
 
Mgmt
For
For
For
 
2
Elect Karl E. Olsoni
 
Mgmt
For
For
For
 
3
Elect Harry E. Ruda
 
Mgmt
For
For
For
 
4
Elect Lauren C. Templeton
 
Mgmt
For
Withhold
Against
 
5
Elect Andrew (Luen Cheung) Wong
 
Mgmt
For
Withhold
Against
 
6
Elect Arthur WONG Lap Tat
 
Mgmt
For
Withhold
Against
 
7
Elect Leslie CHANG Li Hsien
 
Mgmt
For
Withhold
Against
 
8
Elect Yan ZHUANG
 
Mgmt
For
For
For
 
9
Elect Huifeng CHANG
 
Mgmt
For
Withhold
Against
 
10
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
11
Approval of Continuance
 
Mgmt
For
For
For
                 
                 
                 
CRH Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CRH
CINS G25508105
 
04/28/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Final Dividend
 
Mgmt
For
For
For
 
3
Remuneration Report
 
Mgmt
For
For
For
 
4
Remuneration Policy
 
Mgmt
For
For
For
 
5
Increase in NED Fee Cap
 
Mgmt
For
For
For
 
6
Elect Richard Boucher
 
Mgmt
For
For
For
 
7
Elect Caroline Dowling
 
Mgmt
For
For
For
 
8
Elect Richard H. Fearon
 
Mgmt
For
For
For
 
9
Elect Johan Karlström
 
Mgmt
For
For
For
 
10
Elect Shaun Kelly
 
Mgmt
For
For
For
 
11
Elect Badar Khan
 
Mgmt
For
For
For
 
12
Elect Lamar McKay
 
Mgmt
For
For
For
 
13
Elect Albert Manifold
 
Mgmt
For
For
For
 
14
Elect Jim Mintern
 
Mgmt
For
For
For
 
15
Elect Gillian L. Platt
 
Mgmt
For
For
For
 
16
Elect Mary K. Rhinehart
 
Mgmt
For
For
For
 
17
Elect Siobhán Talbot
 
Mgmt
For
For
For
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
19
Appointment of Auditor
 
Mgmt
For
For
For
 
20
Authority to Issue Shares w/ Preemptive Rights
 
Mgmt
For
For
For
 
21
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
For
For
 
22
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
 
Mgmt
For
For
For
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
24
Authority to Set Price Range for Reissuance of Treasury Shares
 
Mgmt
For
For
For
                 
                 
                 
Generac Holdings Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
GNRC
CUSIP 368736104
 
06/16/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John D. Bowlin
 
Mgmt
For
For
For
 
2
Elect Aaron Jagdfeld
 
Mgmt
For
For
For
 
3
Elect Andrew G. Lampereur
 
Mgmt
For
For
For
 
4
Elect Nam Tran Nguyen
 
Mgmt
For
For
For
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
6
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
Iberdrola S.A.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
IBE
CINS E6165F166
 
06/16/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Ordinary
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts
   
Mgmt
For
For
For
 
2
Management Reports
 
Mgmt
For
For
For
 
3
Report on Non-Financial Information
 
Mgmt
For
For
For
 
4
Ratification of Board Acts
 
Mgmt
For
For
For
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
6
Amendments to Articles (Social Dividend)
 
Mgmt
For
For
For
 
7
Amendments to Articles (Engagement Dividend)
 
Mgmt
For
For
For
 
8
Amendments to General Meeting Regulations (Engagement Dividend)
 
Mgmt
For
For
For
 
9
Special Dividend (Engagement Dividend)
 
Mgmt
For
For
For
 
10
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
11
First Scrip Dividend
 
Mgmt
For
For
For
 
12
Second Scrip Dividend
 
Mgmt
For
For
For
 
13
Authority to Cancel Treasury Shares and Reduce Capital
 
Mgmt
For
For
For
 
14
Remuneration Report
 
Mgmt
For
Against
Against
 
15
Elect Anthony L. Gardner
 
Mgmt
For
For
For
 
16
Ratify Co-Option and Elect María Ángeles Alcalá Díaz
 
Mgmt
For
For
For
 
17
Ratify Co-Option and Elect Isabel García Tejerina
 
Mgmt
For
For
For
 
18
Board Size
   
Mgmt
For
For
For
 
19
Authority to Repurchase and Reissue Shares
 
Mgmt
For
For
For
 
20
Authorisation of Legal Formalities
 
Mgmt
For
For
For
                 
                 
                 
Nordex SE
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
NDX1
CINS D5736K135
 
05/31/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
2
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
3
Elect Maria Cordon Ucar
 
Mgmt
For
Against
Against
 
4
Elect Maria Isabel Blanco Alvarez
 
Mgmt
For
For
For
 
5
Remuneration Report
 
Mgmt
For
Against
Against
 
6
Increase in Authorised Capital I
 
Mgmt
For
For
For
 
7
Increase in Authorised Capital II
 
Mgmt
For
For
For
 
8
Increase in Authorised Capital III
 
Mgmt
For
For
For
 
9
Amendment to Previously-Approved Conditional Capital Authority
 
Mgmt
For
For
For
 
10
Approval of Profit-and-Loss Transfer Agreements
 
Mgmt
For
For
For
 
11
Amendment to Articles
 
Mgmt
For
For
For
 
12
Appointment of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Ormat Technologies Inc
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ORA
CUSIP 686688102
 
06/02/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Isaac Angel
 
Mgmt
For
For
For
 
2
Elect Karin Corfee
 
Mgmt
For
For
For
 
3
Elect David Granot
 
Mgmt
For
For
For
 
4
Elect Michal Marom Brikman
 
Mgmt
For
For
For
 
5
Elect Mike Nikkel
 
Mgmt
For
For
For
 
6
Elect Dafna Sharir
 
Mgmt
For
For
For
 
7
Elect Stanley B. Stern
 
Mgmt
For
For
For
 
8
Elect Hidetake Takahashi
 
Mgmt
For
For
For
 
9
Elect Byron G. Wong
 
Mgmt
For
For
For
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
11
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
12
Amendment to the 2018 Incentive Compensation Plan
 
Mgmt
For
For
For
                 
                 
                 
Plug Power Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
PLUG
CUSIP 72919P202
 
06/30/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect George C. McNamee
 
Mgmt
For
Withhold
Against
 
2
Elect Gregory L. Kenausis
 
Mgmt
For
For
For
 
3
Elect Jean Bua
 
Mgmt
For
For
For
 
4
Amendment to the 2021 Stock Option and Incentive Plan
 
Mgmt
For
For
For
 
5
Advisory Vote on Executive Compensation
 
Mgmt
For
Against
Against
 
6
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Schneider Electric SE
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
SU
CINS F86921107
 
05/05/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
5
Accounts and Reports; Non Tax-Deductible Expenses
 
Mgmt
For
For
For
 
6
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
8
Special Auditors Report on Regulated Agreements
 
Mgmt
For
For
For
 
9
Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier)
 
Mgmt
For
For
For
 
10
Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex)
 
Mgmt
For
For
For
 
11
2021 Remuneration Report
 
Mgmt
For
For
For
 
12
2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO
 
Mgmt
For
For
For
 
13
2022 Remuneration Policy (Chair and CEO)
 
Mgmt
For
For
For
 
14
2022 Remuneration Policy (Board of Directors)
 
Mgmt
For
For
For
 
15
Elect Linda Knoll
 
Mgmt
For
For
For
 
16
Elect Anders Runevad
 
Mgmt
For
For
For
 
17
Elect Nivedita Krishnamurthy Bhagat
 
Mgmt
For
For
For
 
18
Authority to Repurchase and Reissue Shares
 
Mgmt
For
For
For
 
19
Authority to Issue Performance Shares
 
Mgmt
For
For
For
 
20
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
21
Stock Purchase Plan for Overseas Employees
 
Mgmt
For
For
For
 
22
Merger by Absorption of IGE+XAO
 
Mgmt
For
For
For
 
23
Authorisation of Legal Formalities
 
Mgmt
For
For
For
                 
                 
Fund Name : NB Disrupters ETF
           
                 
7/1/2021 - 6/30/2022
             
                 
                 
DigitalOcean Holdings Inc
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
DOCN
CUSIP 25402D102
 
06/09/2022
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Yancey L. Spruill
 
Mgmt
For
Withhold
Against
 
1.2
Elect Amy Butte
 
Mgmt
For
Withhold
Against
 
2
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Etsy Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ETSY
CUSIP 29786A106
 
06/15/2022
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Andrew Ballard
 
Mgmt
For
For
For
 
2
Elect Jonathan D. Klein
 
Mgmt
For
For
For
 
3
Elect Margaret M. Smyth
 
Mgmt
For
For
For
 
4
Advisory Vote on Executive Compensation
 
Mgmt
For
Against
Against
 
5
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Guardant Health Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
GH
CUSIP 40131M109
 
06/15/2022
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Vijaya Gadde
 
Mgmt
For
For
For
 
2
Elect Myrtle S. Potter
 
Mgmt
For
For
For
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
4
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
Match Group Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
MTCH
CUSIP 57667L107
 
06/08/2022
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Bailey
 
Mgmt
For
For
For
 
2
Elect Melissa Brenner
 
Mgmt
For
For
For
 
3
Elect Alan G. Spoon
 
Mgmt
For
Against
Against
 
4
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
5
Frequency of Advisory Vote on Executive Compensation
 
Mgmt
1 Year
1 Year
For
 
6
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
Fund Name : NB Next Generation Connected Consumer ETF
   
                 
7/1/2021 - 6/30/2022
             
                 
                 
American Eagle Outfitters Inc.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
AEO
CUSIP 02553E106
 
06/08/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Deborah Ann Henretta
 
Mgmt
For
For
For
 
2
Elect Cary D. McMillan
 
Mgmt
For
For
For
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
4
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
Crocs Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CROX
CUSIP 227046109
 
06/14/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ian Bickley
 
Mgmt
For
For
For
 
1.2
Elect Tracy Gardner
 
Mgmt
For
For
For
 
1.3
Elect Douglas J. Treff
 
Mgmt
For
For
For
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
Essilorluxottica
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
EL
CINS F31665106
 
05/25/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports; Non Tax-Deductible Expenses
 
Mgmt
For
For
For
 
2
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
3
Allocation of Losses/Dividends
 
Mgmt
For
For
For
 
4
Ratification of the Co-option of Virginie Mercier Pitre
 
Mgmt
For
For
For
 
5
Special Auditors Report on Regulated Agreements
 
Mgmt
For
For
For
 
6
2021 Remuneration Report
 
Mgmt
For
For
For
 
7
2021 Remuneration of Leonardo Del Vecchio, Chair
 
Mgmt
For
For
For
 
8
2021 Remuneration of Francesco Milleri, CEO
 
Mgmt
For
Against
Against
 
9
2021 Remuneration of Paul du Saillant, Deputy CEO
 
Mgmt
For
Against
Against
 
10
2022 Remuneration Policy (Board of Directors)
 
Mgmt
For
For
For
 
11
2022 Remuneration Policy (Chair)
 
Mgmt
For
For
For
 
12
2022 Remuneration Policy (CEO)
 
Mgmt
For
Against
Against
 
13
2022 Remuneration Policy (Deputy CEO)
 
Mgmt
For
Against
Against
 
14
Authority to Repurchase and Reissue Shares
 
Mgmt
For
For
For
 
15
Authority to Cancel Shares and Reduce Capital
 
Mgmt
For
For
For
 
16
Authorisation of Legal Formalities
 
Mgmt
For
For
For
                 
                 
                 
Fastly Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
FSLY
CUSIP 31188V100
 
06/15/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Artur Bergman
 
Mgmt
For
For
For
 
1.2
Elect Paula D. Loop
 
Mgmt
For
For
For
 
1.3
Elect Christopher B. Paisley
 
Mgmt
For
For
For
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
Keurig Dr Pepper Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
KDP
CUSIP 49271V100
 
06/09/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert J. Gamgort
 
Mgmt
For
For
For
 
2
Elect Michael Call
 
Mgmt
For
For
For
 
3
Elect Olivier Goudet
 
Mgmt
For
For
For
 
4
Elect Peter Harf
 
Mgmt
For
For
For
 
5
Elect Juliette Hickman
 
Mgmt
For
For
For
 
6
Elect Paul S. Michaels
 
Mgmt
For
For
For
 
7
Elect Pamela H. Patsley
 
Mgmt
For
For
For
 
8
Elect Lubomira Rochet
 
Mgmt
For
For
For
 
9
Elect Debra A. Sandler
 
Mgmt
For
For
For
 
10
Elect Robert S. Singer
 
Mgmt
For
For
For
 
11
Elect Larry D. Young
 
Mgmt
For
For
For
 
12
Advisory Vote on Executive Compensation
 
Mgmt
For
Against
Against
 
13
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Li Ning Co., Ltd.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2331
CINS G5496K124
 
06/15/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Cayman Islands
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
3
Elect KOSAKA Takeshi
 
Mgmt
For
For
For
 
4
Elect Louis KOO Fook Sun
 
Mgmt
For
Against
Against
 
5
Directors' Fees
 
Mgmt
For
For
For
 
6
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
7
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
For
For
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
                 
                 
                 
Match Group Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
MTCH
CUSIP 57667L107
 
06/08/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Bailey
 
Mgmt
For
For
For
 
2
Elect Melissa Brenner
 
Mgmt
For
For
For
 
3
Elect Alan G. Spoon
 
Mgmt
For
Against
Against
 
4
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
5
Frequency of Advisory Vote on Executive Compensation
 
Mgmt
1 Year
1 Year
For
 
6
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Membership Collective Group Inc
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
MCG
CUSIP 586001109
 
06/22/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ronald W. Burkle
 
Mgmt
For
Withhold
Against
 
2
Elect Nick Jones
 
Mgmt
For
Withhold
Against
 
3
Elect Andrew Carnie
 
Mgmt
For
Withhold
Against
 
4
Elect Richard Caring
 
Mgmt
For
Withhold
Against
 
5
Elect Bippy Siegal
 
Mgmt
For
Withhold
Against
 
6
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Mister Spex SE
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
MRX
CINS D5S4HU102
 
06/30/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratify Dirk Graber
 
Mgmt
For
For
For
 
2
Ratify Mirko Caspar
 
Mgmt
For
For
For
 
3
Ratify Sebastian Dehnen
 
Mgmt
For
For
For
 
4
Ratify Maren Kroll
 
Mgmt
For
For
For
 
5
Ratify Peter Williams
 
Mgmt
For
For
For
 
6
Ratify Nicola Brandolese
 
Mgmt
For
For
For
 
7
Ratify Tobias Krauss
 
Mgmt
For
For
For
 
8
Ratify Birgit Kretschmer
 
Mgmt
For
For
For
 
9
Ratify Pietro Luigi Longor
 
Mgmt
For
For
For
 
10
Ratify Stuart Paterson
 
Mgmt
For
For
For
 
11
Ratify Nicole Srock.Stanley
 
Mgmt
For
For
For
 
12
Ratify Jochen Klüppel
 
Mgmt
For
For
For
 
13
Ratify Oliver Beste
 
Mgmt
For
For
For
 
14
Ratify Mike Ebeling
 
Mgmt
For
For
For
 
15
Ratify Nenad Marovac
 
Mgmt
For
For
For
 
16
Ratify Fred Piet
 
Mgmt
For
For
For
 
17
Appointment of Auditor for Fiscal Year 2022
 
Mgmt
For
For
For
 
18
Appointment of Auditor for Interim Statements until 2023 AGM
 
Mgmt
For
For
For
 
19
Elect Stuart Paterson
 
Mgmt
For
For
For
 
20
Elect Pietro Luigi Longo
 
Mgmt
For
For
For
 
21
Management Board Remuneration Policy
 
Mgmt
For
For
For
 
22
Supervisory Board Remuneration Policy
 
Mgmt
For
For
For
 
23
Remuneration Report
 
Mgmt
For
For
For
 
24
Amendments to Articles
 
Mgmt
For
For
For
 
25
Increase in Authorised Capital
 
Mgmt
For
For
For
 
26
Stock Option Plan; Increase in Conditional Capital
 
Mgmt
For
For
For
 
27
Authority to Repurchase and Reissue Shares
 
Mgmt
For
For
For
                 
                 
                 
Moncler SPA
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
MONC
CINS T6730E110
 
04/21/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
3
Remuneration Policy
 
Mgmt
For
Against
Against
 
4
Remuneration Report
 
Mgmt
For
Against
Against
 
5
Authority to Repurchase and Reissue Shares
 
Mgmt
For
For
For
 
6
Board Size
   
Mgmt
For
For
For
 
7
Board Term Length
 
Mgmt
For
For
For
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
9
List Presented by Double R S.r.l.
 
Mgmt
For
N/A
N/A
 
10
List Presented by Group of Institutional Investors Representing 1.16% of Share Capital
 
Mgmt
For
For
For
 
11
Election of Chair
 
Mgmt
For
Abstain
Against
 
12
Election of Vice Chair
 
Mgmt
For
Abstain
Against
 
13
Directors' Fees
 
Mgmt
For
Against
Against
 
14
2022 Performance Share Plan
 
Mgmt
For
Against
Against
                 
                 
                 
Ocado Group Plc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
OCDO
CINS G6718L106
 
05/04/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United Kingdom
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Remuneration Policy
 
Mgmt
For
Against
Against
 
3
Remuneration Report
 
Mgmt
For
For
For
 
4
Elect Richard Haythornthwaite
 
Mgmt
For
For
For
 
5
Elect Tim Steiner
 
Mgmt
For
For
For
 
6
Elect Stephen Daintith
 
Mgmt
For
For
For
 
7
Elect Neill Abrams
 
Mgmt
For
For
For
 
8
Elect Mark A. Richardson
 
Mgmt
For
For
For
 
9
Elect Luke Jensen
 
Mgmt
For
For
For
 
10
Elect Jörn Rausing
 
Mgmt
For
For
For
 
11
Elect Andrew J. Harrison
 
Mgmt
For
For
For
 
12
Elect Emma Lloyd
 
Mgmt
For
For
For
 
13
Elect Julie Southern
 
Mgmt
For
For
For
 
14
Elect John Martin
 
Mgmt
For
For
For
 
15
Elect Michael Sherman
 
Mgmt
For
For
For
 
16
Elect Nadia Shouraboura
 
Mgmt
For
For
For
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
19
Authorisation of Political Donations
 
Mgmt
For
For
For
 
20
Amendment to the Value Creation Plan
 
Mgmt
For
Against
Against
 
21
Authority to Issue Shares w/ Preemptive Rights
 
Mgmt
For
For
For
 
22
Authority to Issue Shares w/ Preemptive Rights (In Connection With Rights Issue Only)
 
Mgmt
For
For
For
 
23
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
For
For
 
24
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
 
Mgmt
For
For
For
 
25
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
26
Adoption of New Articles
 
Mgmt
For
For
For
 
27
Authority to Set General Meeting Notice Period at 14 Days
 
Mgmt
For
For
For
                 
                 
                 
Revolve Group Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
RVLV
CUSIP 76156B107
 
06/10/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Karanikolas
 
Mgmt
For
For
For
 
2
Elect Michael Mente
 
Mgmt
For
For
For
 
3
Elect Melanie Cox
 
Mgmt
For
For
For
 
4
Elect Oana Ruxandra
 
Mgmt
For
For
For
 
5
Elect Marc Stolzman
 
Mgmt
For
For
For
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
7
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
8
Frequency of Advisory Vote on Executive Compensation
 
Mgmt
1 Year
1 Year
For
                 
                 
                 
Rover Group Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ROVR
CUSIP 77936F103
 
06/15/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Aaron Easterly
 
Mgmt
For
For
For
 
2
Elect Venky Ganesan
 
Mgmt
For
For
For
 
3
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
T-Mobile US Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
TMUS
CUSIP 872590104
 
06/15/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marcelo Claure
 
Mgmt
For
For
For
 
2
Elect Srikant M. Datar
 
Mgmt
For
For
For
 
3
Elect Bavan M. Holloway
 
Mgmt
For
For
For
 
4
Elect Timotheus Höttges
 
Mgmt
For
For
For
 
5
Elect Christian P. Illek
 
Mgmt
For
For
For
 
6
Elect Raphael Kübler
 
Mgmt
For
For
For
 
7
Elect Thorsten Langheim
 
Mgmt
For
For
For
 
8
Elect Dominique Leroy
 
Mgmt
For
For
For
 
9
Elect Letitia A. Long
 
Mgmt
For
For
For
 
10
Elect G. Michael Sievert
 
Mgmt
For
For
For
 
11
Elect Teresa A. Taylor
 
Mgmt
For
For
For
 
12
Elect Omar Tazi
 
Mgmt
For
For
For
 
13
Elect Kelvin R. Westbrook
 
Mgmt
For
For
For
 
14
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
Therealreal Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
REAL
CUSIP 88339P101
 
06/15/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Chip Baird
 
Mgmt
For
For
For
 
1.2
Elect James Miller
 
Mgmt
For
For
For
 
1.3
Elect Julie Wainwright
 
Mgmt
For
Withhold
Against
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
                 
                 
                 
TJX Companies, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
TJX
CUSIP 872540109
 
06/07/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect José B. Alvarez
 
Mgmt
For
For
For
 
2
Elect Alan M. Bennett
 
Mgmt
For
For
For
 
3
Elect Rosemary T. Berkery
 
Mgmt
For
For
For
 
4
Elect David T. Ching
 
Mgmt
For
For
For
 
5
Elect C. Kim Goodwin
 
Mgmt
For
For
For
 
6
Elect Ernie Herrman
 
Mgmt
For
For
For
 
7
Elect Michael F. Hines
 
Mgmt
For
For
For
 
8
Elect Amy B. Lane
 
Mgmt
For
For
For
 
9
Elect Carol Meyrowitz
 
Mgmt
For
For
For
 
10
Elect Jackwyn L. Nemerov
 
Mgmt
For
For
For
 
11
Elect John F. O'Brien
 
Mgmt
For
For
For
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
13
Approval of the 2022 Stock Incentive Plan
 
Mgmt
For
For
For
 
14
Advisory Vote on Executive Compensation
 
Mgmt
For
For
For
 
15
Shareholder Proposal Regarding Report on Supply Chain Due Diligence
 
ShrHoldr
Against
Against
For
 
16
Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification
 
ShrHoldr
Against
Against
For
 
17
Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care
 
ShrHoldr
Against
Against
For
 
18
Shareholder Proposal Regarding Paid Sick Leave
 
ShrHoldr
Against
For
Against
                 
                 
                 
Walmart Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
WMT
CUSIP 931142103
 
06/01/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Cesar Conde
 
Mgmt
For
For
For
 
2
Elect Timothy P. Flynn
 
Mgmt
For
For
For
 
3
Elect Sarah Friar
 
Mgmt
For
For
For
 
4
Elect Carla A. Harris
 
Mgmt
For
For
For
 
5
Elect Thomas Horton
 
Mgmt
For
For
For
 
6
Elect Marissa A. Mayer
 
Mgmt
For
For
For
 
7
Elect C. Douglas McMillon
 
Mgmt
For
For
For
 
8
Elect Gregory B. Penner
 
Mgmt
For
For
For
 
9
Elect Randall L. Stephenson
 
Mgmt
For
For
For
 
10
Elect S. Robson Walton
 
Mgmt
For
For
For
 
11
Elect Steuart Walton
 
Mgmt
For
For
For
 
12
Advisory Vote on Executive Compensation
 
Mgmt
For
Against
Against
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Shareholder Proposal Regarding Animal Welfare Practices
 
ShrHoldr
Against
Against
For
 
15
Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council
 
ShrHoldr
Against
Against
For
 
16
Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care
 
ShrHoldr
Against
Against
For
 
17
Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay
 
ShrHoldr
Against
Against
For
 
18
Shareholder Proposal Regarding Civil Rights Audit
 
ShrHoldr
Against
Against
For
 
19
Shareholder Proposal Regarding Charitable Contributions Disclosure
 
ShrHoldr
Against
Against
For
 
20
Shareholder Proposal Regarding Lobbying Report
 
ShrHoldr
Against
For
Against
                 
                 
                 
Warby Parker Inc
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
WRBY
CUSIP 93403J106
 
06/09/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Teresa Briggs
 
Mgmt
For
Withhold
Against
 
1.2
Elect Joel Cutler
 
Mgmt
For
Withhold
Against
 
1.3
Elect Jeffrey Raider
 
Mgmt
For
Withhold
Against
 
2
Ratification of Auditor
 
Mgmt
For
For
For
                 
                 
                 
ZhongAn Online P&C Insurance Co Limited
         
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
6060
CINS Y989DF109
 
04/20/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Issue 10-year Capital Supplementary Bonds
 
Mgmt
For
For
For
 
2
2022-2024 Three-Year Capital Planning Report
 
Mgmt
For
For
For
                 
                 
                 
ZhongAn Online P&C Insurance Co Limited
         
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
6060
CINS Y989DF109
 
06/22/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Directors' Report
 
Mgmt
For
For
For
 
2
Supervisors' Report
 
Mgmt
For
For
For
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
5
Elect JIANG Xing
 
Mgmt
For
For
For
 
6
Elect LI Gaofeng
 
Mgmt
For
For
For
 
7
Elect OU Yaping
 
Mgmt
For
For
For
 
8
Elect SHI Liangxun
 
Mgmt
For
For
For
 
9
Elect JI Gang
 
Mgmt
For
Against
Against
 
10
Elect ZHANG Shuang
 
Mgmt
For
Against
Against
 
11
Elect Hugo OU Jin Yi
 
Mgmt
For
For
For
 
12
Elect OU Wei
 
Mgmt
For
For
For
 
13
Elect Vena Wei Yan Cheng
 
Mgmt
For
For
For
 
14
Elect Gigi CHAN Wing Chee
 
Mgmt
For
For
For
 
15
Elect Yin Hai
 
Mgmt
For
For
For
 
16
Elect WEN Yuping as Supervisor
 
Mgmt
For
For
For
 
17
Elect GUO Limin as Supervisor
 
Mgmt
For
For
For
 
18
Issuance of Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
19
Amendments to Articles
 
Mgmt
For
For
For
                 
                 
                 
Zuora Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
ZUO
CUSIP 98983V106
 
06/21/2022
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Amy Guggenheim Shenkan
 
Mgmt
For
For
For
 
2
Elect Timothy M. Haley
 
Mgmt
For
For
For
 
3
Elect Magdalena Yesil
 
Mgmt
For
For
For
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
5
Advisory Vote on Executive Compensation
 
Mgmt
For
Against
Against
                 


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Neuberger Berman ETF Trust

By:
/s/ Joseph V. Amato                                      
 
Joseph V. Amato
 
Chief Executive Officer and President

Date: August 30, 2022