0001213900-23-064584.txt : 20230808
0001213900-23-064584.hdr.sgml : 20230808
20230808163131
ACCESSION NUMBER: 0001213900-23-064584
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230808
DATE AS OF CHANGE: 20230808
EFFECTIVENESS DATE: 20230808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Securities, Inc.
CENTRAL INDEX KEY: 0001505748
IRS NUMBER: 521630477
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14034
FILM NUMBER: 231151935
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley FBR, Inc.
DATE OF NAME CHANGE: 20180830
FORMER COMPANY:
FORMER CONFORMED NAME: FBR Capital Markets & Co
DATE OF NAME CHANGE: 20101115
13F-NT
1
primary_doc.xml
X0202
13F-NT
LIVE
false
false
false
0001505748
XXXXXXXX
06-30-2023
06-30-2023
false
B. Riley Securities, Inc.
11100 SANTA MONICA BLVD
Suite 800
Los Angeles
CA
90025
13F NOTICE
028-14034
0001464790
028-17148
B. Riley Financial, Inc.
N
Michael Markunas
Chief Compliance Officer
310-689-2220
/s/ Michael Markunas
Los Angeles
CA
08-08-2023