0001213900-22-070635.txt : 20221109 0001213900-22-070635.hdr.sgml : 20221109 20221109163022 ACCESSION NUMBER: 0001213900-22-070635 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Securities, Inc. CENTRAL INDEX KEY: 0001505748 IRS NUMBER: 521630477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14034 FILM NUMBER: 221373131 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley FBR, Inc. DATE OF NAME CHANGE: 20180830 FORMER COMPANY: FORMER CONFORMED NAME: FBR Capital Markets & Co DATE OF NAME CHANGE: 20101115 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001505748 XXXXXXXX 09-30-2022 09-30-2022 false B. Riley Securities, Inc.

11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025

13F NOTICE 028-14034 0001464790 028-17148 B. Riley Financial, Inc. N Michael Markunas 310-689-2220 /s/ Michael Markunas Los Angeles CA 11-09-2022