0001140361-16-089238.txt : 20161209
0001140361-16-089238.hdr.sgml : 20161209
20161209142518
ACCESSION NUMBER: 0001140361-16-089238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bankwell Financial Group, Inc.
CENTRAL INDEX KEY: 0001505732
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 208251355
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: (203) 972-3838
MAIL ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER COMPANY:
FORMER CONFORMED NAME: BNC Financial Group, Inc.
DATE OF NAME CHANGE: 20101115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lampert Todd
CENTRAL INDEX KEY: 0001607630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36448
FILM NUMBER: 162043720
MAIL ADDRESS:
STREET 1: C/O BANKWELL FINANCIAL GROUP, INC.
STREET 2: 220 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
4
1
doc1.xml
FORM 4
X0306
4
2016-12-09
0
0001505732
Bankwell Financial Group, Inc.
BWFG
0001607630
Lampert Todd
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN
CT
06840
1
0
0
0
Common Stock
350
D
Common Stock
3898
I
Custodian for Minor
Common Stock
24302
D
Common Stock
2016-12-09
4
M
0
4125
17.50
A
4125
D
Stock Options
17.50
2016-12-09
4
M
0
4125
17.50
D
2006-12-13
2016-12-13
Common Stock
4125
0
D
Stock Options
20.70
2007-12-12
2017-12-12
Common Stock
3871
3871
D
Stock Options
20.70
2007-12-12
2017-12-12
Common Stock
1456
1456
D
1,400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,050 Shares have vested and been moved to Direct Ownership
9,499 of Shares reported are owned jointly with Spouse.
Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
/s/ Todd Lampert by POA
2016-12-09