0001140361-16-089019.txt : 20161207 0001140361-16-089019.hdr.sgml : 20161207 20161207160930 ACCESSION NUMBER: 0001140361-16-089019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bankwell Financial Group, Inc. CENTRAL INDEX KEY: 0001505732 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208251355 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 972-3838 MAIL ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER COMPANY: FORMER CONFORMED NAME: BNC Financial Group, Inc. DATE OF NAME CHANGE: 20101115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lampert Todd CENTRAL INDEX KEY: 0001607630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36448 FILM NUMBER: 162039186 MAIL ADDRESS: STREET 1: C/O BANKWELL FINANCIAL GROUP, INC. STREET 2: 220 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 4 1 doc1.xml FORM 4 X0306 4 2016-12-05 0 0001505732 Bankwell Financial Group, Inc. BWFG 0001607630 Lampert Todd C/O BANKWELL FINANCIAL GROUP, INC. 220 ELM STREET NEW CANAAN CT 06840 1 0 0 0 Common Stock 350 D Common Stock 3898 I Custodian for Minor Common Stock 2016-12-05 4 S 0 1218 29.1609 D 27209 D Common Stock 2016-12-06 4 S 0 2907 29.269 D 24302 D Stock Options 17.50 2006-12-13 2016-12-13 Common Stock 4125 4125 D Stock Options 20.70 2007-12-12 2017-12-12 Common Stock 3871 3871 D Stock Options 20.70 2007-12-12 2017-12-12 Common Stock 1456 1456 D 1,400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,050 Shares have vested and been moved to Direct Ownership 1,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, all Shares have vested and been moved to Direct Ownership. 9,499 of Shares reported are owned jointly with Spouse. Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested. Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested. /s/ Todd Lampert by POA 2016-12-07